File No. 70-9875
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 2 TO FORM U-1
APPLICATION/DECLARATION
UNDER
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
Energy East Corporation
New York State Electric & Gas Corporation
P.O. Box 12904
Albany, New York 12212-2904
(Names of companies filing this statement and addresses of principal executive
offices)
Energy East Corporation
(Name of top registered holding company parent)
Kenneth M. Jasinski
Executive Vice President, General Counsel and Secretary
Energy East Corporation
P.O. Box 12904
Albany, New York 12212-2904
(Names and addresses of agent for service)
The Commission is requested to send copies of all orders, notices and
communications to:
Adam Wenner Frank Lee
Donna J. Bobbish Huber Lawrence & Abell
Vinson & Elkins L.L.P. 605 Third Avenue
1455 Pennsylvania Ave., N.W. New York, New York 10158
Washington, D.C. 20004 (212) 682-6200
(202) 639-6618
The Form U-1 Application/Declaration in this proceeding filed originally
with the Securities and Exchange Commission on March 30, 2001, and amended and
restated on August 28, 2001, is hereby amended to file herewith Exhibit D-2,
Order of the New York State Public Service Commission in Case No. 01-E-0011.
1
ITEM 6. EXHIBITS AND FINANCIAL STATEMENTS
The following exhibit is being filed with this Amendment No. 2:
Exhibit D-2 Order of the New York State Public Service Commission in
Case No. 01-E-0011. (Filed herewith.)
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the undersigned companies have duly caused this statement to be signed on
their behalf by the undersigned thereunto duly authorized.
Dated: October 29, 2001 ENERGY EAST CORPORATION
By: /s/ Robert D. Kump
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Name: Robert D. Kump
Title: Vice President and Treasurer
NEW YORK STATE ELECTRIC
& GAS CORPORATION
By: /s/ Sherwood J. Rafferty
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Name: Sherwood J. Rafferty
Title: Senior Vice President and
Chief Financial Officer