UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Common Stock Option | 04/15/2013 | 04/15/2023 | Common Stock | 5,000 | $ 6.74 | D | Â |
Employee Common Stock Option | Â (1) | 11/10/2024 | Common Stock | 2,500 | $ 9.36 | D | Â |
Employee Common Stock Option | Â (2) | 11/10/2025 | Common Stock | 2,500 | $ 7.33 | D | Â |
Employee Common Stock Option | Â (3) | 12/27/2026 | Common Stock | 2,500 | $ 4.75 | D | Â |
Employee Common Stock Option | Â (4) | 01/17/2028 | Common Stock | 11,250 | $ 2.49 | D | Â |
Employee Common Stock Option | Â (5) | 12/24/2018 | Common Stock | 11,250 | $ 0.66 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Norregaard Michael 222 WEST WASHINGTON AVE MADISON, WI 53703 |
 |  |  Chief Operating Officer |  |
Michael Norregaard | 03/14/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | (1) 833 exercisable 11/10/2015 and 11/10/2016, 834 exercisable 11/10/2017 |
(2) | (2) 833 exercisable 11/10/2016 and 11/10/2017, 834 exercisable 11/10/2018 |
(3) | (3) 833 exercisable 12/27/2017 and 12/27/2018, 834 exercisable 12/27/2019 |
(4) | (4) 3,750 exercisable at 1/17/2019, 1/17/2020 and 1/17/2021 |
(5) | (5) 3,750 exercisable at 12/24/2019, 12/24/2020 and 12/24/2021 |