UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lubar Equity Fund, LLC 700 N. WATER STREET SUITE 1200 MILWAUKEE, WI 53202 |
 |  X |  |  |
Lubar & Co., Inc 700 NORTH WATER STREET SUITE 1200 MILWAUKEE, WI 53202 |
 |  X |  |  |
LUBAR DAVID J 770 NORTH WATER STREET SUITE 1200 MILWAUKEE, WI 53202 |
 |  X |  |  |
Lubar Equity Fund, LLC BY /s/ David J. Lubar | 09/23/2009 | |
**Signature of Reporting Person | Date | |
Lubar & Co., Incorporated BY /s/ David J. Lubar, President | 09/23/2009 | |
**Signature of Reporting Person | Date | |
/s/ David J. Lubar | 09/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned by Lubar Equity Fund, LLC ("LEF"), which is filing this report as a joint filer with David J. Lubar ("Mr. Lubar") and Lubar & Co., Incorporated ("Lubar & Co."). Lubar & Co., as manager of LEF, and Mr. Lubar, as a director of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LEF. Mr. Lubar and Lubar & Co. disclaim beneficial ownership in the shares owned by LEF, except to the extent of their respective pecuniary interest therein. Information regarding the joint filers is attached hereto as Exhibit 99. |