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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (right to buy) | $ 19.985 | 05/17/2005 | A | 12,079 | 05/17/2006(1) | 05/17/2015 | Common Stock | 12,079 | $ 19.985 | 12,079 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 19.985 | 05/17/2005 | A | 2,921 | 05/17/2006(2) | 05/17/2015 | Common Stock | 2,921 | $ 19.985 | 2,921 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COHEN KENNETH L C/O UNOVA, INC. 6001 36TH AVENUE WEST EVERETT, WA 98203-1264 |
Vice President and Treasurer |
By: Cathy D. Younger For: Kenneth L. Cohen | 05/19/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercisable in two equal installments of 1,657 shares each on May 17, 2006 and May 17, 2007, one installment of 2,765 shares on May 17, 2008, two equal installments of 3,000 shares each on May 17, 2009 and May 17, 2010. However, upon retirement, any unvested shares will vest as of the retirement date. |
(2) | Exercisable in two equal installments of 1,343 shares each on May 17, 2006 and May 17, 2007, one installment of 235 shares on May 17, 2008. However, upon retirement, any unvested shares will vest as of the retirement date. |