SECURITIES AND EXCHANGE COMMISSION
FORM U5S
ANNUAL REPORT
For the Year Ended December 31, 2001
Filed Pursuant to the
Public Utility Holding Company Act of 1935
by
Energy East Corporation
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TABLE OF CONTENTS |
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Page |
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Item 1. |
System Companies and Investments Therein |
1 |
|
Item 2. |
Acquisitions or Sales of Utility Assets |
3 |
|
Item 3. |
Issue, Sale, Pledge, Guarantee or Assumption of System Securities |
3 |
|
Item 4. |
Acquisitions, Redemption or Retirement of Securities |
3 |
|
Item 5. |
Investments in Securities of Non-system Companies |
4 |
|
Item 6. |
Officers and Directors |
5 |
|
Item 7. |
Contributions and Public Relations |
19 |
|
Item 8. |
Service, Sales and Construction Contracts |
20 |
|
Item 9. |
Wholesale Generators and Foreign Utility Companies |
22 |
|
Item 10. |
Financial Statements and Exhibits |
23 |
|
Signature |
26 |
|
Item 1
System Companies and Investment Therein as of December 31, 2001|
|
|
|
|
Owner's Book Value |
|
Energy East Corporation LNG Marketing Partners (1) Energy East Capital Trust I Energy East Capital Trust II |
|
|
|
|
|
New York State Electric & Gas Corporation |
64,508,477 |
100% |
$848,854,592 |
$848,854,592 |
|
Connecticut Energy Corporation |
1,000 |
100% |
$442,033,036 |
$442,033,036 |
|
The Southern Connecticut Gas Company |
1,407,072 |
100% |
$421,855,999 |
$421,855,999 |
|
CNE Energy Services Group, Inc. |
1,000 |
100% |
$15,832,659 |
$15,832,659 |
|
Energy East Solutions, LLC |
(2) |
50% |
$4,776,344 |
$2,851,901 |
|
LNG Storage Partners (1) |
(2) |
80% |
$7,289,254 |
$4,797,118 |
|
Total Peaking Services, LLC |
(2) |
100% |
$3,310,452 |
$6,742,652 |
|
LNG Marketing Partners (1) |
(2) |
80% |
$10,603,400 |
$7,675,639 |
|
CNE Peaking, LLC |
(2) |
100% |
$5,999,814 |
$10,403,863 |
|
CNE Development Corporation |
1,000 |
100% |
$568,477 |
$568,477 |
|
East Coast Natural Gas Cooperative, LLC |
(2) |
20% |
- |
$1,751 |
|
CNE Venture-Tech Inc. |
1,000 |
100% |
$10,823,413 |
$10,823,413 |
|
CIS Service Bureau, LLC |
(2) |
100% |
$1,614,251 |
$1,614,251 |
|
Nth Power Technologies Fund I, LP |
(2) |
7.9% |
$49,419,160 |
$3,898,381 |
|
Energy East Enterprises, Inc. |
26 |
100% |
$20,108,736 |
$20,108,736 |
|
New Hampshire Gas Corporation |
25 |
100% |
$1,276,723 |
$1,276,723 |
|
Southern Vermont Natural Gas |
1 |
100% |
- |
- |
|
Seneca Lake Storage, Inc. |
1 |
100% |
$1,237,000 |
$1,237,000 |
|
Maine Natural Gas Corporation |
1 |
100% |
$17,036,057 |
$17,036,057 |
|
The Energy Network, Inc. |
5,444 |
100% |
$35,075,587 |
$35,075,587 |
|
Energy East Solutions, Inc. |
100 |
100% |
$21,749,334 |
$21,749,334 |
|
NYSEG Solutions, Inc. |
26 |
100% |
$5,491,633 |
$5,491,633 |
|
South Jersey Energy Solutions, LLC |
(2) |
50% |
$77,388 |
$38,694 |
|
Energy East Solutions, LLC |
(2) |
50% |
$4,776,344 |
$2,388,172 |
|
Energy East Telecommunications, Inc. |
340 |
100% |
$3,390,067 |
$3,390,067 |
|
Telergy East, LLC |
(2) |
50% |
$5,494,764 |
$2,747,382 |
|
Cayuga Energy, Inc. |
8 |
100% |
$28,435,673 |
$28,435,673 |
|
PEI Power II, LLC |
(2) |
50.1% |
$23,364,541 |
$11,705,635 |
|
Carthage Energy, LLC |
(2) |
100% |
$7,141,677 |
$7,141,677 |
|
South Glens Falls Energy, LLC |
(2) |
85% |
$4,761,707 |
$4,046,326 |
|
Energy East Management Corporation |
10 |
100% |
$3,480,626 |
$3,480,626 |
|
|
|
|
|
Owner's Book Value |
|
CMP Group, Inc. LNG Marketing Partners (1) |
1,000 |
100% |
$752,894,606 |
$752,894,606 |
|
Central Maine Power Company |
31,211,471 |
100% |
$670,510,202 |
$670,510,202 |
|
Maine Electric Power Company, Inc. |
6,877 |
78.3% |
$10,436,237 |
$9,143,078 |
|
NORVARCO |
5,000 |
100% |
$840,449 |
$840,449 |
|
Chester SVC Partnership |
(2) |
50% |
- |
- |
|
Central Securities Corporation |
10 |
100% |
$2,478,436 |
$2,478,436 |
|
Cumberland Securities Corporation |
110 |
100% |
$2,318,232 |
$2,318,232 |
|
Maine Yankee Atomic Power Company |
161,424 |
38% |
$62,332,424 |
$23,686,321 |
|
Yankee Atomic Electric Company |
729 |
9.5% |
$1,059,886 |
$100,724 |
|
Connecticut Yankee Atomic Power |
21,000 |
6% |
$66,497,315 |
$3,992,009 |
|
MaineCom Services |
10,000 |
100% |
$50,074,467 |
$50,074,467 |
|
New England Investment Corporation |
100 |
100% |
$49,156,363 |
$49,156,363 |
|
New England Business Trust |
100 |
100% |
$49,152,633 |
$49,152,633 |
|
NEON Communications, Inc. |
4,455,801 |
20.9% |
$57,776,176 |
$12,075,220 |
|
New England Security Corp. |
100 |
100% |
$49,373,274 |
$49,373,274 |
|
The Union Water-Power Company |
10,000 |
100% |
$22,522,294 |
$22,522,294 |
|
CTG Resources, Inc. |
1,000 |
100% |
$369,347,942 |
$369,347,942 |
|
Connecticut Natural Gas Corporation |
10,634,496 |
100% |
$360,822,728 |
$360,822,728 |
|
CNG Real Estate Associates, LLC |
(2) |
100% |
$129,022 |
$129,022 |
|
TEN Companies, Inc. |
1000 |
100% |
$48,648,734 |
$48,648,734 |
|
The Hartford Steam Company |
621 |
100% |
$37,775,916 |
$37,775,916 |
|
TEN Transmission Company |
1 |
100% |
$15,639,810 |
$15,639,810 |
|
Downtown Cogeneration Associates, LP |
(2) |
50% |
$303,354 |
$151,677 |
|
Berkshire Energy Resources |
1,000 |
100% |
$96,398,016 |
$96,398,016 |
|
The Berkshire Gas Company |
100 |
100% |
$91,660,514 |
$91,660,514 |
|
Berkshire Propane, Inc. |
100 |
100% |
$3,269,997 |
$3,269,997 |
|
Berkshire Service Solutions, Inc. |
100 |
100% |
($1,730,432) |
($1,730,432) |
(1) Energy East Corporation owns 10%, CMP Group, Inc. owns 10% and CNE Energy Services Group, Inc. owns 80%
(2) Noncorporate subsidiary (partnership, limited partnership or limited liability company)
Item 2
Acquisitions or Sales of Utility AssetsInformation concerning acquisitions or sales of utility assets by system companies, which involved consideration of more than $1 million, not reported in a certificate filed pursuant to Rule 24, during the period of January 1, 2001 through December 31, 2001, is as follows:
Acquisition:
|
Name |
Consideration |
Description |
Location |
|
New York State Electric & Gas Corporation |
$118 million |
Sold 18% interest in Nine Mile Point Nuclear Generating Unit No. 2 |
Scriba, NY |
|
Central Maine Power Company |
$1.4 million |
Sold 2.5% interest in Millstone Unit No. 3 Nuclear Generating Unit |
Waterford, CT |
Item 3 Issue, Sale, Pledge, Guarantee or Assumption of System Securities during the period January 1, 2001 through December 31, 2001
None, except as reported in certificates filed pursuant to Rule 24 and Form U-6B-2 for the year 2001.
Item 4 Acquisition, Redemption or Retirement of Securities
|
|
|
|
Extinguished or Held |
|
|
Central Maine Power |
Pollution Control Revenue Bonds |
$11,330,000 |
Extinguished |
42 |
|
Central Maine Power |
Pollution Control Revenue Bonds |
$8,755,000 |
Extinguished |
42 |
|
Central Maine Power |
Note |
$9,300,000 |
Mandatory Principal Payment on Note |
42 |
|
Central Maine Power |
Medium-term Note |
$5,000,000 |
Extinguished |
42 |
|
Central Maine Power |
Medium-term Note |
$5,000,000 |
Extinguished |
42 |
|
NORVARCO |
Limited Recourse Senior Note 10.48% due 2020 |
$1,103,376 |
Mandatory Principal Payment on Note |
42 |
|
|
|
|
Extinguished or Held |
|
|
NORVARCO |
Limited Recourse Senior Note 7.05% due 2020 |
$79,714 |
Mandatory Principal Payment on Note |
42 |
|
The Energy Network, Inc. |
Installment Loan |
$1,625,000 |
Extinguished |
42 |
|
Berkshire Gas Company |
Note |
$300,000 |
Extinguished |
42 |
|
Connecticut Natural Gas Corporation |
Series AA First |
$2,500,000 |
Extinguished |
42 |
|
TEN Companies, Inc. |
Secured Term Note |
$5,000,000 |
Extinguished |
42 |
|
New York State Electric & Gas Corporation |
Note with Various Interest Rates and Maturity Dates |
$152,000,000 |
Extinguished |
42 |
Item 5 Investments in Securities of Non-system Companies
1. Aggregate amount of investment in persons operating in the retail service area of the owners, or of its subsidiaries.
None
2. With respect to securities owned not included in category 1:
None
Item 6 Officers and Directors - As of December 31, 2001
Legend of Abbreviations
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AC |
Assistant Clerk |
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AS |
Assistant Secretary |
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AT |
Assistant Treasurer |
|
BOT |
Board of Trustees |
|
C |
Controller or Chief Accounting Officer |
|
CB |
Chairman of the Board |
|
CEO |
Chief Executive Officer |
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CFO |
Chief Financial Officer |
|
CL |
Clerk |
|
COO |
Chief Operating Officer |
|
D |
Director |
|
EC |
Executive Committee |
|
EVP |
Executive Vice President |
|
GC |
General Counsel |
|
M |
Manager |
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MC |
Management Committee |
|
P |
President |
|
S |
Secretary |
|
SVP |
Senior Vice President |
|
T |
Treasurer |
|
VP |
Vice President |
Address Codes
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(a) |
Corporate Drive-Kirkwood Industrial Pk., P.O. Box 5224, Binghamton, NY 13902 |
|
(b) |
Ithaca-Dryden Road, P.O. Box 3287, Ithaca, NY 14852-3287 |
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(c) |
217 Commercial Street, 5th Floor, Portland, ME 04101 |
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(d) |
P.O. Box 12904, Albany, NY 12212-2904 |
|
(e) |
Stephens Square, 81 State Street, 5th Floor, Binghamton, NY 13901 |
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(f) |
Stephens Square, 81 State Street, 5th Floor, Binghamton, NY 13901 |
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(g) |
855 Main Street, Bridgeport, CT 06604 |
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(h) |
One Telergy Parkway, Syracuse, NY 13057 |
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(i) |
100 Columbus Boulevard, Hartford, CT 06144-1500 |
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(j) |
115 Cheshire Road, Pittsfield, MA 01201 |
|
(k) |
14 Maine Street, Brunswick, ME 04011 |
|
(l) |
83 Edison Drive, Augusta, ME 04336 |
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(m) |
209 State Street, P.O. Box 1209, Presque Isle, ME 04769 |
|
(n) |
33 State Street, P.O. Box 932, Bangor, ME 04401 |
|
(o) |
77 Grove Street, Rutland, VT 05701 |
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(p) |
P.O. Box 270, Hartford, CT 06141-0270 |
|
(q) |
391 Totten Pond Road, Suite 401, Waltham, MA 02154 |
|
(r) |
526 Western Avenue, Augusta, ME 04330 |
|
(s) |
25 Research Drive, Westborough, MA 01582 |
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(t) |
P.O. Box 300, Seabrook, NH 03874 |
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(u) |
800 Boylston Street P-1603, Boston, MA 02199 |
|
(v) |
103 Brookside Road, Portland, ME 04103 |
|
(w) |
730 Tyler Street, Pittsfield, MA 01201 |
|
(x) |
9106 McDonald Drive, Bethesda, MD 20817 |
|
(y) |
321 Old Ferry Road, Wiscasset, ME 04578 |
|
(z) |
110 Great Road, P.O. Box 248, Bedford, MA 01730 |
Part I. Names, Principal Business Address, Positions Held as of December 31, 2001
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NEW YORK STATE ELECTRIC & GAS |
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Allessio, Robert M. (j) |
VP |
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Ammann, Jr., Vincent L. (g) |
VP, T |
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Aurelio, Richard (a) |
D |
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Beaudoin, Mark R. (e) |
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Bedard, Peter E. (l) |
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Benson, Richard R. (b) |
VP |
|||||
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Bonner, George E. (a) |
||||||
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Briggs, Robert S. (n) |
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Brown, Kent R. (o) |
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Burns Sara J. (l) |
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Cables, Robert A. (g) |
VP, S |
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Call, Curtis I. (l) |
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Cariani, Paul R. (m) |
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Carney, Peter G. (f) |
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Carrigg, James A. (a) |
D |
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Casarett, Alison P. (a) |
D |
|||||
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Case, Kathleen A. (l) |
||||||
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Castiglia, Joseph J. (a) |
D |
|||||
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Clark, C. M. (j) |
||||||
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Conroy, Michael H. (l) |
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Coppola, Michael (e) |
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Cuoco, Lillian M. (p) |
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Cyr, William (m) |
||||||
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DeFleur, B. Lois (a) |
D |
|||||
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Dorazio, Thomas F. (a) |
VP |
|||||
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DuBrava, Elaine T. (a) |
S |
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Eastman, Michael D. (a) |
VP |
|||||
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Fallona, John F. (r) |
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Fay, Joseph D. (o) |
||||||
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Feeley, Joseph J. (g) |
VP, CFO |
|||||
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Feigenbaum, Ted C. (t) |
||||||
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Finn, William M. (l) |
||||||
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Garwood, Steve S. (c) |
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German, Michael I. (e) |
D, SVP |
SVP |
D |
D |
D |
D |
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Gioia, L. Paul (a) |
D |
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Greenman, Frederic E. (s) |
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Guerrette, Carrie D. (y) |
||||||
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Hartnett, Edward (h) |
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Jagger, David M. (a) |
D |
|||||
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Janczewski, Janet L. (g) |
S |
|||||
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Jasinski, Kenneth M. (d) |
D, EVP, GC, S |
EVP, GC, S |
D |
D, VP, GC, S |
D |
|
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Keane, John B. (p) |
||||||
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Keeler, John M. (a) |
D |
|||||
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Kelley, Tim D. (g) |
VP |
|||||
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Kump, Robert D. (d) |
VP, T |
VP, T |
VP |
|||
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Laurito, James P.(i) |
P, COO, D |
|||||
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Leavitt, Russell F. (i) |
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Lee, Carroll R. (n) |
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Linscott, Susan (r) |
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Lynch, Ben E. (a) |
D |
|||||
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Mahoney, R. Scott (l) |
||||||
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Martin, Robert H. (u) |
||||||
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McClain, F. Michael (c) |
VP |
|||||
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McClelland, Eric C. (a) |
||||||
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McGaughy, Larry S. (g) |
VP |
P |
||||
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Meisner, Michael J. (y) |
||||||
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Michaud, Rachel M. (l) |
||||||
|
Morrell, Douglas S (n) |
||||||
|
Moynihan, Peter J. (v) |
D |
|||||
|
Murley, Dr. Thomas E. (x) |
||||||
|
Norton, Wayne A. (y) |
||||||
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Oliver, Richard (h) |
||||||
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Poulin, Gerald C. (l) |
||||||
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Powderly, Robert C. (s) |
||||||
|
Quimby, Darrel R. (l) |
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NEW YORK STATE ELECTRIC & GAS |
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|
|
|
Rafferty, Sherwood J. (b) |
SVP, CFO, T, C |
|||||
|
Ramsauer, Kirk L. (s) |
||||||
|
Reis, William (i) |
VP |
|||||
|
Rich, Walter G. (a) |
D |
|||||
|
Robinson, Stephen G. (l) |
||||||
|
Rodrigue, Normand V. (r) |
||||||
|
Rude, Robert E. (d) |
VP, C |
VP, C |
VP, C |
|||
|
Rust, P. A. (j) |
||||||
|
Schwennesen, Terry L. (s) |
||||||
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Shedd, D. (w) |
||||||
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Smith, Hariph M. (n) |
||||||
|
Smith, Jeffrey K. (a) |
SVP |
|||||
|
Sparks-Beddoe, Angela M. (a) |
VP |
|||||
|
Stevens, Michael C. (i) |
||||||
|
Taylor, Carl A. (e) |
||||||
|
Tedesco, Ralph R. (a) |
D, P, COO |
|||||
|
Thomas, Michael E. (y) |
||||||
|
Turner, Teresa M. (a) |
VP |
|||||
|
Urgento, Dennis R. (a) |
VP |
|||||
|
von Schack, Wesley W. (d) |
D, P, CEO |
D, CB, P, CEO |
D |
D, CB, P, CEO |
D, CB, CEO |
|
|
Wickham, Denis E. (a) |
SVP, D |
|||||
|
Zink, Karen L. (j) |
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|
|
|
|
|
|
|
|
Allessio, Robert M. (j) |
||||||
|
Ammann, Jr., Vincent L. (g) |
||||||
|
Aurelio, Richard (a) |
||||||
|
Beaudoin, Mark R. (e) |
VP |
|||||
|
Bedard, Peter E. (l) |
||||||
|
Benson, Richard R. (b) |
||||||
|
Bonner, George E. (a) |
P |
D, T |
||||
|
Briggs, Robert S. (n) |
||||||
|
Brown, Kent R. (o) |
||||||
|
Burns Sara J. (l) |
||||||
|
Cables, Robert A. (g) |
VP, S |
VP, S |
||||
|
Call, Curtis I. (l) |
||||||
|
Cariani, Paul R. (m) |
||||||
|
Carney, Peter G. (f) |
||||||
|
Carrigg, James A. (a) |
||||||
|
Casarett, Alison P. (a) |
||||||
|
Case, Kathleen A. (l) |
||||||
|
Castiglia, Joseph J. (a) |
||||||
|
Clark, C. M. (j). |
||||||
|
Conroy, Michael H. (l) |
||||||
|
Coppola, Michael (e) |
||||||
|
Cuoco, Lillian M. (p) |
||||||
|
Cyr, William (m) |
||||||
|
DeFleur, B. Lois (a) |
||||||
|
Dorazio, Thomas F. (a) |
||||||
|
DuBrava, Elaine T. (a) |
||||||
|
Eastman, Michael D. (a) |
||||||
|
Fallona, John F. (r) |
||||||
|
Fay, Joseph D. (o) |
||||||
|
Feeley, Joseph J. (g) |
VP, CFO |
VP, CFO |
||||
|
Feigenbaum, Ted C. (t) |
||||||
|
Finn, William M. (l) |
||||||
|
Garwood, Steve S. (c) |
||||||
|
German, Michael I. (e) |
D |
D |
D |
D |
D, CEO, P |
D |
|
Gioia, L. Paul (a) |
||||||
|
Greenman, Frederic E. (s) |
||||||
|
Guerrette, Carrie D. (y) |
||||||
|
Hartnett, Edward (h) |
||||||
|
Jagger, David M. (a) |
||||||
|
Janczewski, Janet L. (g) |
||||||
|
Jasinski, Kenneth M. (d) |
D |
D |
||||
|
Keane, John B. (p) |
||||||
|
Keeler, John M. (a) |
||||||
|
Kelley, Tim D. (g) |
||||||
|
Kump, Robert D. (d) |
S, T |
VP, S, CFO |
S |
|||
|
Laurito, James P. (i) |
||||||
|
Leavitt, Russell F. (i) |
||||||
|
Lee, Carroll R. (n) |
||||||
|
Linscott, Susan (r) |
||||||
|
Lynch, Ben E. (a) |
||||||
|
Mahoney, R. Scott (l) |
||||||
|
Martin, Robert H. (u) |
||||||
|
McClain, F. Michael (c) |
D |
|||||
|
McClelland, Eric C. (a) |
||||||
|
McGaughy, Larry S. (g) |
P |
P |
||||
|
Meisner, Michael J. (y) |
||||||
|
Michaud, Rachel M. (l) |
||||||
|
Morrell, Douglas S (n) |
||||||
|
Moynihan, Peter J. (v) |
||||||
|
Murley, Dr. Thomas E. (x) |
||||||
|
Norton, Wayne A. (y) |
||||||
|
Oliver, Richard (h) |
||||||
|
Poulin, Gerald C. (l) |
||||||
|
Powderly, Robert C. (s) |
||||||
|
Quimby, Darrel R. (l) |
VP, S |
|
|
|
|
|
|
|
|
|
Rafferty, Sherwood J. (b) |
||||||
|
Ramsauer, Kirk L. (s) |
||||||
|
Reis, William (i) |
||||||
|
Rich, Walter G. (a) |
||||||
|
Robinson, Stephen G. (l) |
||||||
|
Rodrigue, Normand V. (r) |
||||||
|
Rude, Robert E. (d) |
C |
VP, C |
||||
|
Rust, P. A. (j) |
||||||
|
Schwennesen, Terry L. (s) |
||||||
|
Shedd, D. (w) |
||||||
|
Smith, Hariph M. (n) |
||||||
|
Smith, Jeffrey K. (a) |
||||||
|
Sparks-Beddoe, Angela M. (a) |
||||||
|
Stevens, Michael C. (i) |
||||||
|
Taylor, Carl A. (e) |
VP, T |
P, T |
||||
|
Tedesco, Ralph R. (a) |
||||||
|
Thomas, Michael E. (y) |
||||||
|
Turner, Teresa M. (a) |
||||||
|
Urgento, Dennis R. (a) |
||||||
|
von Schack, Wesley W. (d) |
D |
D |
||||
|
Wickham, Denis E. (a) |
||||||
|
Zink, Karen L. (j) |
|
|
|
|
|
MAINE ELECTRIC POWER COMPANY |
|
|
|
Allessio, Robert M. (j) |
||||||
|
Ammann, Jr., Vincent L. (g) |
||||||
|
Aurelio, Richard (a) |
||||||
|
Beaudoin, Mark R. (e) |
||||||
|
Bedard, Peter E. (l) |
VP |
|||||
|
Benson, Richard R. (b) |
||||||
|
Bonner, George E. (a) |
||||||
|
Briggs, Robert S. (n) |
||||||
|
Brown, Kent R. (o) |
||||||
|
Burns Sara J. (l) |
P, D |
P, D |
VP, D |
|||
|
Cables, Robert A. (g) |
||||||
|
Call, Curtis I. (l) |
AT |
T, VP, C |
||||
|
Cariani, Paul R. (m) |
||||||
|
Carney, Peter G. (f) |
P |
|||||
|
Carrigg, James A. (a) |
||||||
|
Casarett, Alison P. (a) |
||||||
|
Case, Kathleen A. (l) |
VP |
|||||
|
Castiglia, Joseph J. (a) |
||||||
|
Clark, C. M. (j). |
||||||
|
Conroy, Michael H. (l) |
VP |
|||||
|
Coppola, Michael (e) |
P |
|||||
|
Cuoco, Lillian M. (p) |
||||||
|
Cyr, William (m) |
D |
|||||
|
DeFleur, B. Lois (a) |
||||||
|
Dorazio, Thomas F. (a) |
D, CB |
|||||
|
DuBrava, Elaine T. (a) |
||||||
|
Eastman, Michael D. (a) |
||||||
|
Fallona, John F. (r) |
||||||
|
Fay, Joseph D. (o) |
||||||
|
Feeley, Joseph J. (g) |
||||||
|
Feigenbaum, Ted C. (t) |
||||||
|
Finn, William M. (l) |
||||||
|
Garwood, Steve S. (c) |
||||||
|
German, Michael I. (e) |
D |
D |
D |
D |
||
|
Gioia, L. Paul (a) |
||||||
|
Greenman, Frederic E. (s) |
||||||
|
Guerrette, Carrie D. (y) |
||||||
|
Hartnett, Edward (h) |
||||||
|
Herling, Douglas A. (l) |
VP |
|||||
|
Jagger, David M. (a) |
||||||
|
Janczewski, Janet L. (g) |
||||||
|
Jasinski, Kenneth M. (d) |
D,VP,GC,S |
D |
||||
|
Keane, John B. (p) |
||||||
|
Keeler, John M. (a) |
||||||
|
Kelley, Tim D. (g) |
||||||
|
Kump, Robert D. (d) |
S |
S |
VP,T |
|||
|
Laurito, James P. (i) |
||||||
|
Leavitt, Russell F. (i) |
||||||
|
Lee, Carroll R. (n) |
VP, D |
|||||
|
Linscott, Susan (r) |
||||||
|
Lynch, Ben E. (a) |
||||||
|
Mahoney, R. Scott (l) |
CL |
S, CL |
S,CL |
S, CL |
||
|
Martin, Robert H. (u) |
||||||
|
McClain, F. Michael (c) |
||||||
|
McClelland, Eric C. (a) |
D |
|||||
|
McGaughy, Larry S. (g) |
||||||
|
Meisner, Michael J. (y) |
||||||
|
Michaud, Rachel M. (l) |
T |
T |
||||
|
Morrell, Douglas S (n) |
||||||
|
Moynihan, Peter J. (v) |
||||||
|
Murley, Dr. Thomas E. (x) |
||||||
|
Norton, Wayne A. (y) |
||||||
|
Oliver, Richard (h) |
||||||
|
Poulin, Gerald C. (l) |
||||||
|
Powderly, Robert C. (s) |
||||||
|
Quimby, Darrel R. (l) |
|
|
|
|
|
MAINE ELECTRIC POWER COMPANY |
|
|
|
Rafferty, Sherwood J. (b) |
||||||
|
Ramsauer, Kirk L. (s) |
||||||
|
Reis, William (i) |
||||||
|
Rich, Walter G. (a) |
||||||
|
Robinson, Stephen G. (l) |
VP |
|||||
|
Rodrigue, Normand V. (r) |
||||||
|
Rude, Robert E. (d) |
D |
VP,C |
||||
|
Rust, P. A. (j) |
||||||
|
Schwennesen, Terry L. (s) |
||||||
|
Shedd, D. (w) |
||||||
|
Smith, Hariph M. (n) |
D |
|||||
|
Smith, Jeffrey K. (a) |
||||||
|
Sparks-Beddoe, Angela M. (a) |
||||||
|
Stevens, Michael C. (i) |
||||||
|
Taylor, Carl A. (e) |
T |
T |
||||
|
Tedesco, Ralph R. (a) |
||||||
|
Thomas, Michael E. (y) |
||||||
|
Turner, Teresa M. (a) |
||||||
|
Urgento, Dennis R. (a) |
||||||
|
von Schack, Wesley W. (d) |
D, CB, P,CEO |
D |
||||
|
Wickham, Denis E. (a) |
||||||
|
Zink, Karen L. (j) |
|
|
|
|
|
|
|
Allessio, Robert M. (j) |
||||
|
Ammann, Jr., Vincent L. (g) |
||||
|
Aurelio, Richard (a) |
||||
|
Beaudoin, Mark R. (e) |
||||
|
Bedard, Peter E. (l) |
||||
|
Benson, Richard R. (b) |
||||
|
Bonner, George E. (a) |
||||
|
Briggs, Robert S. (n) |
D |
|||
|
Brown, Kent R. (o) |
D |
|||
|
Burns Sara J. (l) |
P, COO, D |
P, COO, D |
D |
|
|
Cables, Robert A. (g) |
||||
|
Call, Curtis I. (l) |
T, D |
T, D |
D |
|
|
Cariani, Paul R. (m) |
D |
|||
|
Carney, Peter G. (f) |
||||
|
Carrigg, James A. (a) |
||||
|
Casarett, Alison P. (a) |
||||
|
Case, Kathleen A. (l) |
D |
D |
||
|
Castiglia, Joseph J. (a) |
||||
|
Clark, C. M. (j). |
||||
|
Conroy, Michael H. (l) |
||||
|
Coppola, Michael (e) |
||||
|
Cuoco, Lillian M. (p) |
D |
|||
|
Cyr, William (m) |
||||
|
DeFleur, B. Lois (a) |
||||
|
Dorazio, Thomas F. (a) |
||||
|
DuBrava, Elaine T. (a) |
||||
|
Eastman, Michael D. (a) |
||||
|
Fallona, John F. (r) |
||||
|
Fay, Joseph D. (o) |
AS, C |
S,CL |
||
|
Feeley, Joseph J. (g) |
||||
|
Feigenbaum, Ted C. (t) |
D |
|||
|
Finn, William M. (l) |
S |
|||
|
Garwood, Steve S. (c) |
||||
|
German, Michael I. (e) |
D |
|||
|
Gioia, L. Paul (a) |
||||
|
Greenman, Frederic E. (s) |
D |
|||
|
Guerrette, Carrie D. (y) |
T |
|||
|
Hartnett, Edward (h) |
||||
|
Jagger, David M. (a) |
||||
|
Janczewski, Janet L. (g) |
||||
|
Jasinski, Kenneth M. (d) |
||||
|
Keane, John B. (p) |
D |
|||
|
Keeler, John M. (a) |
||||
|
Kelley, Tim D. (g) |
||||
|
Kump, Robert D. (d) |
||||
|
Laurito, James P. (i) |
||||
|
Leavitt, Russell F. (i) |
||||
|
Lee, Carroll R. (n) |
||||
|
Linscott, Susan (r) |
||||
|
Lynch, Ben E. (a) |
||||
|
Mahoney, R. Scott (l) |
S, CL |
S, CL |
||
|
Martin, Robert H. (u) |
D |
|||
|
McClain, F. Michael (c) |
D |
D |
||
|
McClelland, Eric C. (a) |
||||
|
McGaughy, Larry S. (g) |
||||
|
Meisner, Michael J. (y) |
VP, COO |
|||
|
Michaud, Rachel M. (l) |
||||
|
Morrell, Douglas S (n) |
D |
|||
|
Moynihan, Peter J. (v) |
D |
|||
|
Murley, Dr. Thomas E. (x) |
D |
|||
|
Norton, Wayne A. (y) |
P |
|||
|
Oliver, Richard (h) |
||||
|
Poulin, Gerald C. (l) |
D |
|||
|
Powderly, Robert C. (s) |
D |
|||
|
Quimby, Darrel R. (l) |
|
|
|
|
|
|
|
Rafferty, Sherwood J. (b) |
||||
|
Ramsauer, Kirk L. (s) |
D |
|||
|
Reis, William (i) |
||||
|
Rich, Walter G. (a) |
||||
|
Robinson, Stephen G. (l) |
D |
|||
|
Rodrigue, Normand V. (r) |
||||
|
Rude, Robert E. (d) |
||||
|
Rust, P. A. (j) |
||||
|
Schwennesen, Terry L. (s) |
D |
|||
|
Shedd, D. (w) |
||||
|
Smith, Hariph M. (n) |
||||
|
Smith, Jeffrey K. (a) |
||||
|
Sparks-Beddoe, Angela M. (a) |
||||
|
Stevens, Michael C. (i) |
||||
|
Taylor, Carl A. (e) |
||||
|
Tedesco, Ralph R. (a) |
||||
|
Thomas, Michael E. (y) |
VP, CFO |
T |
||
|
Turner, Teresa M. (a) |
||||
|
Urgento, Dennis R. (a) |
||||
|
von Schack, Wesley W. (d) |
||||
|
Wickham, Denis E. (a) |
||||
|
Zink, Karen L. (j) |
|
UNION WATER-POWER COMPANY |
CTG |
|
TEN COMPANIES, INC. |
BERKSHIRE ENERGY RESOURCES. |
THE |
|
|
Allessio, Robert M. (j) |
VP |
BOT, P, CEO |
D, P, CEO, T |
|||
|
Ammann, Jr., Vincent L. (g) |
VP, T |
|||||
|
Aurelio, Richard (a) |
||||||
|
Beaudoin, Mark R. (e) |
||||||
|
Bedard, Peter E. (l) |
||||||
|
Benson, Richard R. (b) |
||||||
|
Bonner, George E. (a) |
||||||
|
Briggs, Robert S. (n) |
||||||
|
Brown, Kent R. (o) |
||||||
|
Burns Sara J. (l) |
||||||
|
Cables, Robert A. (g) |
||||||
|
Call, Curtis I. (l) |
D |
|||||
|
Cariani, Paul R. (m) |
||||||
|
Carney, Peter G. (f) |
||||||
|
Carrigg, James A. (a) |
||||||
|
Casarett, Alison P. (a) |
||||||
|
Case, Kathleen A. (l) |
||||||
|
Castiglia, Joseph J. (a) |
||||||
|
Clark, C. M. (j). |
CL |
|||||
|
Conroy, Michael H. (l) |
||||||
|
Coppola, Michael (e) |
||||||
|
Cuoco, Lillian M. (p) |
||||||
|
Cyr, William (m) |
||||||
|
DeFleur, B. Lois (a) |
||||||
|
Dorazio, Thomas F. (a) |
||||||
|
DuBrava, Elaine T. (a) |
||||||
|
Eastman, Michael D. (a) |
||||||
|
Fallona, John F. (r) |
P,D |
|||||
|
Fay, Joseph D. (o) |
AS |
|||||
|
Feeley, Joseph J. (g) |
||||||
|
Feigenbaum, Ted C. (t) |
||||||
|
Finn, William M. (l) |
S,CL |
|||||
|
Garwood, Steve S. (c) |
||||||
|
German, Michael I. (e) |
D |
D |
D |
D, CB, P, CEO |
BOT |
D |
|
Gioia, L. Paul (a) |
||||||
|
Greenman, Frederic E. (s) |
||||||
|
Guerrette, Carrie D. (y) |
||||||
|
Hartnett, Edward (h) |
||||||
|
Jagger, David M. (a) |
||||||
|
Janczewski, Janet L. (g) |
S |
|||||
|
Jasinski, Kenneth M. (d) |
D, VP, GC, S |
D |
BOT,VP,GC,S |
D |
||
|
Keane, John B. (p) |
||||||
|
Keeler, John M. (a) |
||||||
|
Kelley, Tim D. (g) |
VP |
|||||
|
Kump, Robert D. (d) |
VP, T |
VP,T |
||||
|
Laurito, James P. (i) |
D, P, COO |
|||||
|
Leavitt, Russell F. (i) |
VP |
|||||
|
Lee, Carroll R. (n) |
||||||
|
Linscott, Susan (r) |
T |
|||||
|
Lynch, Ben E. (a) |
||||||
|
Mahoney, R. Scott (l) |
||||||
|
Martin, Robert H. (u) |
||||||
|
McClain, F. Michael (c) |
D |
|||||
|
McClelland, Eric C. (a) |
||||||
|
McGaughy, Larry S. (g) |
||||||
|
Meisner, Michael J. (y) |
||||||
|
Michaud, Rachel M. (l) |
||||||
|
Morrell, Douglas S (n) |
||||||
|
Moynihan, Peter J. (v) |
||||||
|
Murley, Dr. Thomas E. (x) |
||||||
|
Norton, Wayne A. (y) |
||||||
|
Oliver, Richard (h) |
||||||
|
Poulin, Gerald C. (l) |
||||||
|
Powderly, Robert C. (s) |
||||||
|
Quimby, Darrel R. (l) |
|
UNION WATER-POWER COMPANY |
CTG |
|
TEN COMPANIES, INC. |
BERKSHIRE ENERGY RESOURCES. |
THE |
|
|
Rafferty, Sherwood J. (b) |
||||||
|
Ramsauer, Kirk L. (s) |
||||||
|
Reis, William (i) |
VP |
|||||
|
Rich, Walter G. (a) |
||||||
|
Robinson, Stephen G. (l) |
||||||
|
Rodrigue, Normand V. (r) |
SVP |
|||||
|
Rude, Robert E. (d) |
VP, C |
VP,C |
||||
|
Rust, P. A. (j) |
||||||
|
Schwennesen, Terry L. (s) |
||||||
|
Shedd, D. (w) |
||||||
|
Smith, Hariph M. (n) |
||||||
|
Smith, Jeffrey K. (a) |
||||||
|
Sparks-Beddoe, Angela M. (a) |
||||||
|
Stevens, Michael C. (i) |
C, AT |
|||||
|
Taylor, Carl A. (e) |
||||||
|
Tedesco, Ralph R. (a) |
||||||
|
Thomas, Michael E. (y) |
||||||
|
Turner, Teresa M. (a) |
||||||
|
Urgento, Dennis R. (a) |
||||||
|
von Schack, Wesley W. (d) |
D, CB, P, CEO |
D |
BOT |
D |
||
|
Wickham, Denis E. (a) |
||||||
|
Zink, Karen L. (j) |
VP |
|
|
BERKSHIRE SERVICE SOLUTIONS, INC. |
|
|
Allessio, Robert M. (j) |
P, COO, T |
P, COO, T |
|
Ammann, Jr., Vincent L. (g) |
||
|
Aurelio, Richard (a) |
||
|
Beaudoin, Mark R. (e) |
||
|
Bedard, Peter E. (l) |
||
|
Benson, Richard R. (b) |
||
|
Bonner, George E. (a) |
||
|
Briggs, Robert S. (n) |
||
|
Brown, Kent R. (o) |
||
|
Burns Sara J. (l) |
||
|
Cables, Robert A. (g) |
||
|
Call, Curtis I. (l) |
||
|
Cariani, Paul R. (m) |
||
|
Carney, Peter G. (f) |
||
|
Carrigg, James A. (a) |
||
|
Casarett, Alison P. (a) |
||
|
Case, Kathleen A. (l) |
||
|
Castiglia, Joseph J. (a) |
||
|
Clark, C. M. (j) |
CL |
CL |
|
Conroy, Michael H. (l) |
||
|
Coppola, Michael (e) |
||
|
Cuoco, Lillian M. (p) |
||
|
Cyr, William (m) |
||
|
DeFleur, B. Lois (a) |
||
|
Dorazio, Thomas F. (a) |
||
|
DuBrava, Elaine T. (a) |
||
|
Eastman, Michael D. (a) |
||
|
Fallona, John F. (r) |
||
|
Fay, Joseph D. (o) |
||
|
Feeley, Joseph J. (g) |
||
|
Feigenbaum, Ted C. (t) |
||
|
Finn, William M. (l) |
||
|
Garwood, Steve S. (c) |
||
|
German, Michael I. (e) |
D |
D |
|
Gioia, L. Paul (a) |
||
|
Greenman, Frederic E. (s) |
||
|
Guerrette, Carrie D. (y) |
||
|
Hartnett, Edward (h) |
||
|
Jagger, David M. (a) |
||
|
Janczewski, Janet L. (g) |
||
|
Jasinski, Kenneth M. (d) |
||
|
Keane, John B. (p) |
||
|
Keeler, John M. (a) |
||
|
Kelley, Tim D. (g) |
||
|
Kump, Robert D. (d) |
||
|
Laurito, James P. (i) |
||
|
Leavitt, Russell F. (i) |
||
|
Lee, Carroll R. (n) |
||
|
Linscott, Susan (r) |
||
|
Lynch, Ben E. (a) |
||
|
Mahoney, R. Scott (l) |
||
|
Martin, Robert H. (u) |
||
|
McClain, F. Michael (c) |
||
|
McClelland, Eric C. (a) |
||
|
McGaughy, Larry S. (g) |
||
|
Meisner, Michael J. (y) |
||
|
Michaud, Rachel M. (l) |
||
|
Morrell, Douglas S (n) |
||
|
Moynihan, Peter J. (v) |
||
|
Murley, Dr. Thomas E. (x) |
||
|
Norton, Wayne A. (y) |
||
|
Oliver, Richard (h) |
||
|
Poulin, Gerald C. (l) |
||
|
Powderly, Robert C. (s) |
||
|
Quimby, Darrel R. (l) |
|
|
BERKSHIRE SERVICE SOLUTIONS, INC. |
|
|
Rafferty, Sherwood J. (b) |
||
|
Ramsauer, Kirk L. (s) |
||
|
Reis, William (i) |
||
|
Rich, Walter G. (a) |
||
|
Robinson, Stephen G. (l) |
||
|
Rodrigue, Normand V. (r) |
||
|
Rude, Robert E. (d) |
||
|
Rust, P. A. (j) |
||
|
Schwennesen, Terry L. (s) |
||
|
Shedd, D. (w) |
VP |
|
|
Smith, Hariph M. (n) |
||
|
Smith, Jeffrey K. (a) |
||
|
Sparks-Beddoe, Angela M. (a) |
||
|
Stevens, Michael C. (i) |
||
|
Taylor, Carl A. (e) |
||
|
Tedesco, Ralph R. (a) |
||
|
Thomas, Michael E. (y) |
||
|
Turner, Teresa M. (a) |
||
|
Urgento, Dennis R. (a) |
||
|
von Schack, Wesley W. (d) |
||
|
Wickham, Denis E. (a) |
||
|
Zink, Karen L. (j) |
Part II. Financial Connections as of December 31, 2001
|
|
Name and Location of Financial Institution |
Position Held in Financial Institution |
|
Wesley W. von Schack |
Mellon Financial Corporation and Mellon Bank, N.A. |
Director |
Part III. Compensation and Other Related Information
(a) Compensation of directors and executive officers of system companies, directors' and executive officers' interests in securities of system companies, directors' and executive officers' contracts and transactions with system companies and participation in bonus and profit-sharing arrangements and other benefits are contained in:
Energy East Corporation's proxy statement, that will be filed before April 30, 2002, pages 6 through 18, which is incorporated herein by reference.
New York State Electric & Gas Corporation's Annual Report on Form 10-K, page 106, for the year ended December 31, 2001, File No. 1-3103-2.
Central Maine Power Company's Annual Report on Form 10-K, page 106, for the year ended December 31, 2001, File No. 1-5139.
(d) Directors' and Executive Officers' Indebtedness to System Companies
None
(f) Directors' and Executive Officers' Rights to Indemnity.
The state laws under which each of Energy East Corporation and its domestic direct and indirect subsidiaries is incorporated provide broadly for indemnification of directors and officers against claims and liabilities against them in their capacities as such. See By-law 33 of Energy East Corporation's bylaws as amended, effective April 12, 2001.
Item 7 Contributions and Public Relations
1. Energy East Corporation and its subsidiaries have established political action committees and have incurred certain costs in accordance with the provisions of the Federal Election Campaign Act, for the administration of such committees.
2. Expenditures, disbursements or payments for the account of any citizens group or public relations counsel are as follows:
|
Company |
Beneficiary |
Purpose |
Account |
Amount |
|
Central Maine Power Company |
Maine & Company |
Donations |
Donations |
$12,500 |
|
Central Maine Power Company |
American Red Cross |
Donations |
Donations |
$19,000 |
|
Central Maine Power Company |
United Way |
Donations |
Donations |
$43,143 |
|
Central Maine Power Company |
Maine Community Foundation |
Donations |
Donations |
$10,000 |
|
Central Maine Power Company |
Various - 160 |
Donations |
Donations |
$97,141 |
|
Connecticut Natural Gas Corporation |
United Way |
Donation |
Donations |
$42,163 |
|
Connecticut Natural Gas Corporation |
Various - 112 items |
Community welfare, education, research, and civic activity |
Misc. General Exp. |
$167,181 |
|
TEN Companies, Inc. |
Various - 8 items |
Community welfare, education, research, and civic activity |
Misc. General Exp. |
$13,352 |
|
NYSEG |
American Red Cross |
Donation to NYC Relief Fund |
Donations |
$25,000 |
|
NYSEG |
Misc. 291 items less than $10,000 |
Community welfare, education, research and civic activity |
Donations and Other Deductions |
$40,885 |
|
NYSEG |
Misc. 173 items less than $10,000 |
Community welfare, education, research and civic activity |
A & G Expenses |
$134,825 |
|
The Southern Connecticut Gas Company |
American Red Cross Fairfield County |
Contribution |
Donations |
$10,900 |
|
The Southern Connecticut Gas Company |
Greater Bridgeport Area Foundation |
Contribution |
Donations |
$10,000 |
|
Company |
Beneficiary |
Purpose |
Account |
Amount |
|
The Southern Connecticut Gas Company |
United Way of Eastern Fairfield County |
Contribution |
Donations |
$39,750 |
|
The Southern Connecticut Gas Company |
United Way of Greater New Haven |
Contribution |
Donations |
$34,000 |
|
The Southern Connecticut Gas Company |
Various - 176 items |
Community welfare, education, research and civic activity |
Misc. General Exp. |
$158,228 |
Item 8 Services, Sales and Construction Contracts
Part I. Contracts for services, including engineering or construction services or goods supplied or sold by a system company to another system company are as follows:
|
|
|
|
|
|
Contract In Effect at Year-End |
|
System Maintenance |
Energy East Telecommunications |
NYSEG |
$139,789 |
7/98 |
Yes |
|
Materials and Services |
NYSEG |
Maine Natural Gas |
$989,283 |
1/01 |
Yes |
|
Materials and Services |
NYSEG |
The Energy Network |
$218,017 |
1/01 |
Yes |
|
Materials and Services |
NYSEG |
New Hampshire Gas Corporation |
$140,678 |
1/01 |
Yes |
|
Materials and Services |
NYSEG |
Seneca Lake Storage, Inc. |
$119,638 |
1/01 |
Yes |
|
Rent |
Central Maine Power Company |
MaineCom |
$42,562 |
Various |
Yes |
|
Support Services |
Central Maine Power Company |
MaineCom |
$63,932 |
3/01 |
Yes |
|
Rent |
Central Maine Power Company |
MaineCom |
$302,444 |
1/97 |
Yes |
|
Support Services |
Central Maine Power Company |
Union Water-Power |
$1,678,600 |
3/01 |
Yes |
|
Support Services |
Central Maine Power Company |
Maine Electric Power Company |
$832,947 |
3/01 |
Yes |
|
|
|
|
|
|
Contract In Effect at Year-End |
|
Support Services |
Central Maine Power Company |
Maine Natural Gas |
$147,357 |
3/01 |
Yes |
|
Administrative Services |
Central Maine Power Company |
CMP Group, Inc. |
$276,842 |
1/01 |
Yes |
|
Utility Services |
Union Water-Power |
Central Maine Power Company |
$3,416,597 |
4/93 |
Yes |
|
Gas Procurement, Scheduling, Administrative and Accounting Support Services |
Energy East Solutions, Inc. |
Energy East Solutions, LLC |
Flat Fee of $30,000 per month |
7/99 |
Yes |
|
Gas Procurement, Scheduling, Administrative and Accounting Support Services |
CNE Energy Services |
Energy East Solutions, LLC |
Flat Fee of $53,000 per month |
7/99 |
Yes |
|
Administrative Services |
Energy East Solutions, Inc. |
South Jersey Energy Solutions, LLC |
$246,272 |
1/00 |
Yes |
|
Administrative Services |
NYSEG |
Energy East Telecommunications, Inc. |
$19,940 |
6/98 |
Yes |
|
Management Technical Services |
Berkshire Gas Company |
Berkshire Propane |
$193,559 |
1/01 |
Yes |
|
Management Services |
Berkshire Gas Company |
Berkshire Service Solutions, Inc. |
$21,506 |
1/01 |
Yes |
|
Dispatch & Technical Emergency Services |
Berkshire Gas Company |
Berkshire Service Solutions, Inc. |
$39,293 |
1/01 |
Yes |
|
Administrative Services |
Berkshire Gas Company |
Berkshire Energy Resources, Inc. |
$152,599 |
1/01 |
Yes |
|
Technical Services |
Berkshire Service Solutions, Inc. |
Appliance Rental Division - Berkshire Gas Company |
$151,150 |
1/01 |
Yes |
|
Management Services |
Connecticut Natural Gas Company |
Southern Connecticut Gas Company |
$1,022,828 |
1/01 |
Yes |
|
Management Services |
Southern Connecticut Gas Company |
Connecticut Natural Gas Company |
$903,462 |
1/01 |
Yes |
|
|
|
|
|
|
Contract In Effect at Year-End |
|
Administrative Services |
Southern Connecticut Gas Company |
Total Peaking Services, LLC |
$464,665 |
4/96 |
Yes |
|
Administrative Services |
Southern Connecticut Gas Company |
CNE Venture-Tech, Inc. |
$640,613 |
1/01 |
Yes |
|
Administrative Services |
Southern Connecticut Gas Company |
CNE Energy Services Group, Inc. |
$131,957 |
1/01 |
Yes |
Contracts omitted include rent and support services contracts between companies that amounted to less than an aggregate consideration of $100,000 between companies.
Part II. Contracts to purchase services or goods from an affiliate other than a system company or from a company in which any officer or director of the receiving company is a partner or owns 5% or more of any class of equity securities.
None
Part III. Employment of any person by any system company for the performance on a continuing basis of management services.
None
Item 9 Wholesale Generators and Foreign Utility Companies
Part I.
South Glens Falls, LLC: a) South Glens Falls, which is 85% owned by Cayuga Energy, Inc., is located at One Hudson Street, South Glens Falls, NY. Its business address is 81 State Street, Stephens Square, 5th Floor, Binghamton, NY 13901-3110. South Glens Falls is a 63MW, natural gas fired, combined cycle co-generation facility. b) Cayuga Energy has invested $4 million in South Glens Falls. Energy East Corporation has guaranteed $50,000 for gas transportation and electric service to the plant. c) See Exhibit I for debt, equity and net income. d) South Glens Falls has consultative, administrative, project management, material procurement, design, cost estimate and support services contracts with New York State Electric & Gas Corporation. The services provided to South Glens Falls are billed at the cost of time and material.
Carthage Energy, LLC: a) Carthage Energy, which is 100% owned by Cayuga Energy, Inc., is located at 701 West End Avenue, Carthage, NY. Its business address is 81 State Street, Stephens Square, 5th Floor, Binghamton, NY 13901-3110. Carthage Energy is a 63MW, natural gas fired, combined cycle co-generation facility. b) Cayuga Energy has invested $7.1 million in Carthage Energy. Energy East Corporation has guaranteed $130,000 for gas transportation and electric service. c) See Exhibit I for debt, equity and net income. d) Carthage Energy has consultative, administrative, project management, material procurement, design and support services contracts with New York State Electric & Gas Corporation. The services provided to Carthage Energy are billed at the cost of time and material.
PEI Power II, LLC: a) PEI Power II, which is 50.1% owned by Cayuga Energy, Inc., is located at 170 Power Boulevard, Archbald, PA 18403. Its business address is 81 State Street, Stephens Square, 5th Floor, Binghamton, NY 13901-3110. PEI Power II is a 44MW, natural gas-fired facility. b) Cayuga Energy has invested $11.7 million in PEI Power II. c.) See Exhibit I for debt, equity and net income. d) PEI Power II has consultative, project management, material procurement, design and support services contracts with New York State Electric & Gas Corporation. The services provided to PEI Power II are billed at the cost of time and material.
Part II. Organization chart showing the relationship of each EWG and foreign utility company to other system companies. - See Exhibit H
Part III. Amount of aggregate investment in exempt wholesale generators $22.9 million.
Ratio of aggregate investment in exempt wholesale generators to domestic public utility subsidiaries 1%.
Item 10 Financial Statements and Exhibits
Financial Statements
Financial statements are listed in Exhibit F
EXHIBITS
|
Exhibit A |
|
|
A-1 |
Annual report of Energy East Corporation on Form 10-K for the year ended December 31, 2001, - File No. 1-14766 and incorporated herein by reference. |
|
A-2 |
Annual report of New York State Electric & Gas Corporation on Form 10-K for the year ended December 31, 2001, - File No. 1-3103-2 and incorporated herein by reference. |
|
A-3 |
Annual report of Central Maine Power Company on Form 10-K for the year ended December 31, 2001, - File No. 1-5139 and incorporated herein by reference. |
|
Exhibit B |
|
|
B-1 |
Restated Certificate of Incorporation of Energy East Corporation filed in the Office of the Secretary of State of the State of New York on April 23, 1998, included as Exhibit 3-1 in Energy East Corporation's Form 10-K for the year ended December 31, 2001, - File No. 1-14766 and incorporated herein by reference. |
|
B-2 |
Certificate of Amendment of the Certificate of Incorporation filed in the Office of the Secretary of State of the State of New York on April 26, 1999 - included as Exhibit 3-2 in Energy East Corporation's Form 10-K for the year ended December 31, 2001, - File No. 1-14766 and incorporated herein by reference. |
|
B-3 |
By-laws of Energy East Corporation as amended April 12, 2001 - included as Exhibit 3-3 in Energy East Corporation's Form 10-K for the year ended December 31, 2001, - File No. 1-14766 and incorporated herein by reference. |
|
B-4 |
Restated Certificate of Incorporation, Certificates of Amendment of the Certificate of Incorporation and By-laws as amended of New York State Electric & Gas Corporation filed as Exhibits 3-1 through 3-5, 3-7 through 3-14 and 3-16 in New York State Electric and Gas Corporation's Annual Report on Form 10-K for the year ended December 31, 2001, - File No. 1-3103-2 and incorporated herein by reference. |
|
B-5 |
Articles of Incorporation, as amended, Articles of Amendment to Articles of Incorporation and By-laws as amended of Central Maine Power Company filed as Exhibits 3-1 through 3-3 in Central Maine Power Company's Annual report on Form 10-K for the year ended December 31, 2001, - File No. 1-5139 and incorporated herein by reference. |
|
Exhibit C |
First Mortgage and Supplemental Indentures of New York State Electric & Gas corporation filed as Exhibits 4-1 through 4-13 in New York State Electric & Gas Corporation's Annual Report on Form 10-K for the year ended December 31, 2001, - File No. 1-3103-2 and incorporated herein by reference. |
|
Exhibit D |
Form of Tax Allocation Agreement filed as Exhibit B in Energy East Corporation's Amendment No. 2 to the Application/Declaration on Form U-1, File No. 070-9609 and incorporated herein by reference. |
|
Exhibit E |
|
|
E-1 |
Consent of PricewaterhouseCoopers LLP |
|
E-2 |
Consent of PricewaterhouseCoopers LLP |
|
E-3 |
Consent of PricewaterhouseCoopers LLP |
|
Exhibit F |
|
|
F-1 |
Consolidating Income Statement of Energy East Corporation and subsidiaries. |
|
F-2 |
Consolidating Balance Sheet of Energy East Corporation and subsidiaries. |
|
F-3 |
Consolidating Cash Flow Statement of Energy East Corporation and subsidiaries. |
|
F-4 |
Consolidating Retained Earnings Statement of Energy East Corporation and subsidiaries. |
|
F-5 |
Consolidating Balance Sheet and Statements of Income, Cash Flow and Retained Earnings of Berkshire Energy Resources, Connecticut Energy Corporation, CTG Resources, Inc., CMP Group Inc., The Energy Network and Energy East Enterprises are filed confidentially pursuant to Rule 104. |
|
Exhibit H |
The relationship of each EWG, in which the system holds an interest, to other system companies is reflected in Item 1. |
|
Exhibit I |
Balance Sheet and Statements of Income and Cash Flow for exempt wholesale generators are filed confidentially pursuant to Rule 104. |
S I G N A T U R E
Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this Certificate to be signed on its behalf by the undersigned thereunto duly authorized.
|
Energy East Corporation |
April 23, 2002