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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.

FORM U-9C-3

QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the Quarterly Period Ended December 31, 2003

E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.
LG&E Energy LLC
(Name of Registered Holding Company)

E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
(Address of Principal Executives Offices)

Inquiries concerning this Form U-9C-3 may be directed to:

Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany

E.ON AG

FORM U-9C-3
For the Quarter Ended December 31, 2003

Table of Contents

Item 1.—   ORGANIZATION CHART   1

Item 2.—
 
ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
 
2

Item 3.—
 
ASSOCIATED TRANSACTIONS
 
3

Item 4.—
 
SUMMARY OF AGGREGATE INVESTMENT
 
7

Item 5.—
 
OTHER INVESTMENTS
 
8

Item 6.—
 
FINANCIAL STATEMENTS AND EXHIBITS
 
9

i

        This report covers the quarter ended December 31, 2003.


Item 1.—ORGANIZATION CHART

Name of Reporting Company
   Energy or
Gas-related
Company
   Date of
Organization
   State/Country
of Organization
   Percentage
of Voting
Securities Held
   Nature of
Business
                     

        Omitted for the fourth quarter of the fiscal year pursuant to instructions for Item 1.

1


Item 2.—ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

Company
Issuing
Security
   Type of
Security
Issued
   Principal
Amount of
Security
   Issue
or
Renewal
   Cost
of
Capital
   Person to
Whom Security
was Issued
   Collateral
Given with
Security
   Consideration
Received for
Each Security
LG&E Energy Marketing   Money Pool Loan   $ 37,822,192   —       Money Pool   N/A   —
*
Reflects net change in intercompany loans during the reporting period.

        With respect to transactions with an associate company:

Company
Contributing Capital
   Company
Receiving Capital
   Amount of
Capital Contribution
LG&E International   LG&E Power Spain   $ 100,000
LG&E Power Operations   LG&E Power 21   $ 202,000
LG&E Power Operations   LG&E Power 21 Wind   $ 6,021,000
LG&E Power Operations   LG&E Power 31   $ 32,000
LG&E Power Operations   LG&E Power 31 Wind   $ 2,348,000
LG&E Power Inc.   LG&E Power Gregory I   $ 17,260,000
LG&E Power Inc.   LG&E Power Gregory II   $ 12,309,000
LG&E Power Inc.   LG&E Power Gregory III   $ 253,000
LG&E Power Inc.   LG&E Power Gregory IV   $ 169,000
LG&E Capital Corp.   LG&E Power Inc.   $ 68,027,000

2


Item 3.—ASSOCIATED TRANSACTIONS

Part I.—Transactions Performed by Reporting Companies on behalf of Associate Companies.

Reporting Company
Rendering Services
   Associate Company
Receiving Services
   Types of
Services Rendered
   Direct
Costs
Charged
   Indirect
Costs
Charged
   Cost of
Capital
   Total
Amount
Billed
FCD LLC   LCC   Miscellaneous services   11,343           11,343
FCD LLC   WKEC   Miscellaneous services   36,304           36,304
FCD LLC   LEL   Miscellaneous services   34,230           34,230
LCC LLC   WKEC   Miscellaneous services   16,286           16,286
LCC LLC   LCC   Miscellaneous services   465           465
LCC LLC   LEL   Miscellaneous services   143           143
FSF Minerals   LEL   Miscellaneous services   34,211           34,211
FSF Minerals   LCC   Miscellaneous services   19,521           19,521
FSF Minerals   FCD LLC   Miscellaneous services   184           184
Home Services   LEL   Miscellaneous services   39,359           39,359
Home Services   Services Company   Miscellaneous services   147           147
Home Services   LG&E Utility   Miscellaneous services   31,274           31,274
Home Services   LCC   Miscellaneous services   19,292           19,292
Home Services   Kentucky Utilities   Miscellaneous services   431           431
LG&E Power Inc.   LG&E Power Development Inc.   Convenience payments   198,088           198,088
LG&E Power Inc.   LG&E Power Engineers & Constructors   Miscellaneous services   1,155,845           1,155,845
LG&E Power Inc.   LG&E Power Constructors   Miscellaneous services   1,118,704           1,118,704
LG&E Power Inc.   LG&E Power Operations Inc.   Labor related
Miscellaneous services
Convenience payments		   9,932
61,432,418

44,098		  
 
  9,932
61,432,418

44,098
LG&E Power Inc.   LG&E Power 16, Inc.   Miscellaneous services   896           896
LG&E Power Inc.   American Power Inc.   Miscellaneous services   12,429,705           12,429,705
LG&E Power Inc.   LG&E Power 5, Inc.   Miscellaneous services   5,600           5,600

3

Reporting Company
Rendering Services
   Associate Company
Receiving Services
   Types of
Services Rendered
   Direct
Costs
Charged
   Indirect
Costs
Charged
   Cost of
Capital
   Total
Amount
Billed
LG&E Power Inc.   LG&E Power Roanoke, Inc.   Miscellaneous services   88,667           88,667
LG&E Power Inc.   LG&E Power 31, Inc.   Miscellaneous services   33,327           33,327
LG&E Power Inc.   LG&E Power IV, Inc.   Miscellaneous services   28,746           28,746
LG&E Power Inc.   LG&E International   Miscellaneous services   13,966           13,966
LG&E Power Inc.   Hadson Financial   Miscellaneous services   12,430,505           12,430,505
LG&E Power Inc.   HD Energy   Miscellaneous services   6,400           6,400
LG&E Power Inc.   LG&E Natural Marketing   Miscellaneous services   800           800
LG&E Power Inc.   Llano Gathering   Convenience payments   1,654           1,654
LG&E Power Engineers & Constructors Inc.   LG&E Power Inc.   Miscellaneous services   1,586,394           1,586,394
LG&E Power Engineers & Constructors Inc.   LG&E Power Constructors   Miscellaneous services   7,708           7,708
LG&E Power Engineers & Constructors Inc.   Hadson Financial   Miscellaneous services   5,282           5,282
LG&E Power Engineers & Constructors Inc.   LG&E Natural Marketing   Miscellaneous services   3,570           3,570
LG&E Power Services LLC   LG&E Power Inc.   Convenience payments
Miscellaneous services
Labor related		   2,425

19,060,898

2,127		  
 
  2,425

19,060,898

2,127
LG&E Power Services LLC   LG&E Power Operations   Convenience payments   4,664           4,664
LG&E Power Services LLC   LG&E Power 21 Wind Inc.   Miscellaneous services   1,824           1,824
LG&E Power Services LLC   Hadson Financial   Miscellaneous services   1,048           l,048
LG&E Power Operations   LG&E Power Services   Labor related   20,034           20,034
        Miscellaneous services   228           228
LG&E Power Operations   LG&E Power 16, Inc.   Convenience payments   1,288           1,288
LG&E Power Operations   LG&E Power Roanoke Inc.   Convenience payments   207,330           207,330
LG&E Power Operations   LG&E Power 21 Wind Inc.   Miscellaneous services   1,339,391           1,339,391

4

Reporting Company
Rendering Services
   Associate Company
Receiving Services
   Types of
Services Rendered
   Direct
Costs
Charged
   Indirect
Costs
Charged
   Cost of
Capital
   Total
Amount
Billed
LG&E Power Operations   Hadson Financial   Miscellaneous services   9,164           9,164
LG&E Power Gregory II   LG&E Power Inc.   Miscellaneous services   9,859,385           9,859,385
LG&E Power Gregory II   LG&E Power Operations   Miscellaneous services   1,019,133           1,019,133
LG&E Power Gregory II   LG&E Power Gregory I   Miscellaneous services   2,450,000           2,450,000
LG&E Power Gregory III   LG&E Power Inc.   Miscellaneous services   252,646           252,646
LG&E Power Gregory III   LG&E Power Operations   Miscellaneous services   21,255           21,255
LG&E Power Gregory IV   LG&E Power Operations   Miscellaneous services   162,370           162,370
LG&E Power Gregory IV   LG&E Power Gregory III   Miscellaneous services   1,388           1,388
LG&E Power Gregory I   LG&E Power Inc.   Miscellaneous services   8,862,104           8,862,104
LG&E Power Gregory I   LG&E Power Services LLC   Miscellaneous services   35           35
LG&E Power Gregory I   LG&E Power Operations   Miscellaneous services   7,636,071           7,636,071
LG&E Power Gregory I   LG&E Minor Facilities   Miscellaneous services   156           156
LG&E Minor Facilities   LG&E Power Inc.   Miscellaneous services   156           156
KUCC Ferndale   LEL   Miscellaneous services   1,866           1,866
KUCC Paris   LEL   Miscellaneous services   39,212           39,212
KUCC Portland   LEL   Miscellaneous services   22           22
KU Solutions   LEL   Miscellaneous services   3,451           3,451
KU Solutions   LCC   Miscellaneous services   1,600           1,600

5


Part II—Transactions Performed by Associate Companies on behalf of Reporting Companies.

Reporting Company
Rendering Services
   Associate Company
Receiving Services
   Types of
Services Rendered
   Direct
Costs
Charged
   Indirect
Costs
Charged
   Cost of
Capital
   Total
Amount
Billed
LG&E Utility   Home Services   Miscellaneous services   26           26
LG&E Utility   KU Solutions   Convenience payments   43           43
Kentucky Utilities   KU Solutions   Labor related
Convenience payments		   67,309
92,524		           67,309
92,524
Services Company   LG&E Power Inc.   Miscellaneous services   1,230,124   22,808       1,252,932
Services Company   LEM   Miscellaneous services   3,463,652   429,267       3,892,919
LEL   FSF Minerals   Miscellaneous services   11,614           11,614
LEL   KU Solutions   Miscellaneous services   3,407           3,407
LEL   KUCC Paris   Miscellaneous services   27,334           27,334
LEL   KUCC Ferndale   Miscellaneous services   187,556           187,556
LEL   LCC LLC   Miscellaneous services   125           125
LEL   Home Services   Miscellaneous services   24,594           24,594
LCC   FSF Minerals Inc.   Miscellaneous services   52,061           52,061
LCC   LCC LLC   Miscellaneous services   7,378           7,378
LCC   FCD LLC   Miscellaneous services   34,212           34,212

 
 
 
 
 
Company Names:        

LEL
 
LG&E Energy LLC
 
 
LCC   LG&E Capital Corp.    
LG&E Utility   Louisville Gas and Electric Company    
Kentucky Utilities   Kentucky Utilities Company    
WKEC   Western Kentucky Energy Corp.    
Enertech   LG&E Enertech Inc.    
Home Services   LG&E Home Services Inc.    
KU Solutions   KU Solutions Corporation    
LEM   LG&E Energy Marketing Inc.    
Services Company   LG&E Energy Services Inc.    
LG&E Power Operations   LG&E Power Operations Inc.    

6


Item 4.—SUMMARY OF AGGREGATE INVESTMENT

Investments in energy-related companies:          

Total consolidated capitalization as of December 31, 2003
 
$
70,777,149,000
 
Line 1

Total capitalization multiplied by 15% (Line 1 multiplied by 0.15)
 
$
10,616,572,350
 
Line 2

Greater of $50 million or Line 2
 
$
10,616,572,350
 
Line 3
   
   

Total current aggregate investment*:
(categorized by major line of energy-related business)
 
 
 
 
 
Energy-related business Category—Rule 58(b)(1)(i)(1)   $ 0    
Energy-related business Category—Rule 58(b)(1)(ii)(2)   $ 0    
Energy-related business Category—Rule 58(b)(1)(iv)(3)   $ 4,200,799    
Energy-related business Category—Rule 58(b)(1)(v)(4)   $ 1,053,843,326    
Energy-related business Category—Rule 58(b)(1)(vii)(5)   $ 19,976,692    
Energy-related business Category—Rule 58(b)(1)(viii)(6)   $ 71,349,412    
Energy-related business Category—Rule 58(b)(1)(ix)(7)   $ 6,463,832    
   
   
Total current aggregate investment   $ 1,155,834,061   Line 4
   
   
Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4)   $ 9,460,738,289   Line 5
   
   
*
Includes aggregate investment in energy-related companies made prior to March 24, 1997.

(1)
Rule 58(b)(1)(i)—the rendering of energy management services and demand-side management services.

(2)
Rule 58(b)(1)(ii)—the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations.

(3)
Rule 58(b)(1)(iv)—the sale of electric and gas appliances; equipment to promote new technologies, or new applications for existing technologies, that use gas or electricity; and equipment that enables the use of gas or electricity as an alternate fuel; and the installation and servicing thereof.

(4)
Rule 58(b)(1)(v)—the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels.

(5)
Rule 58(b)(1)(vii)—the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption.

(6)
Rule 58(b)(1)(viii)—the development, ownership or operation of "qualifying facilities," as defined under the Public Utility Regulatory Policies Act of 1978, as amended ("PURPA"), and any integrated thermal, steam host, or other necessary facility constructed, developed or acquired primarily to enable the qualifying facility to satisfy the useful thermal output requirements under PURPA.

(7)
Rule 58(b)(1)(ix)—the ownership, operation and servicing of fuel procurement, transportation, handling and storage facilities, scrubbers, and resource recovery and waste water treatment facilities.
Investments in gas-related companies:          
Total current aggregate investment:          
(categorized by major line of gas-related business)          
Gas-related business Category—Rule 58(b)(2)(i)(1)   $ 0    
Gas-related business Category—Rule 58(b)(2)(ii)(2)   $ 0    
   
   
Total current aggregate investment   $ 0    
   
   
(1)
Rule 58(b)(2)(i)—activities permitted under Section 2(a) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

(2)
Rule 58(b)(2)(ii)—activities specified in Section 2(b) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

7


Item 5.—OTHER INVESTMENTS

Major Line of
Energy-Related Business
   Other Investment
in Last U-9C-3 Report
   Other Investment
in this U-9C-3
   Reason for Difference
in Other Investment
Gas related businesses   $ 22,126,666   $ 22,141,103   Changes in intercompany advances from 09/30/03 amounts
Pipeline construction investments (CRC Evans and affiliates*)   $ 129,725,330   $ 0   Reflects sale of CRC-Evans International, Inc. and its subsidiaries.
International investments (Argentine gas distribution and Spanish generation)   $ 43,853,566   $ 43,925,363   Changes in intercompany advances from 09/30/03 amounts
Consumer credit investments (LG&E Credit Corp)   $ 268,979   $ 272,616    
Investment in special purpose entities used for accounts receivable securitization programs (Louisville Gas & Electric and Kentucky Utilities)   $ 81,643,764   $ 48,477,961   Change in payables to associated companies from 09/30/03 amounts.
Unregulated generation investments   $ 46,219,553   $ 64,765,901   Changes in intercompany advances from 09/30/03 amounts.
*
The sale of CRC-Evans International, Inc. and its subsidiaries closed on November 10, 2003.

8


Item 6.—FINANCIAL STATEMENTS AND EXHIBITS

A.
Financial Statements:

Exhibit A   Financial Statements for Reporting Companies.

 
 
Omitted for fourth quarter of fiscal year pursuant to Instructions to Item 6.

9

B.
Exhibits:

Exhibit B-1   Copies of contracts required to be provided by Item 3

 
 
        None

Exhibit B-2
 
Officer's Certification

10


SIGNATURE

        The undersigned registered holding companies have duly caused this quarterly report to be signed on their behalf by the undersigned officers thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935.


 
E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.
LG&E Energy LLC

Date: March 29, 2004
E.ON AG

 
By:
/s/ Karl-Heinz Feldmann
  Name: Karl-Heinz Feldmann
Title:    Senior Vice President Legal Affairs/ General Counsel

 
By:
/s/ Dr. Guntram Wuerzberg
  Name: Dr. Guntram Wuerzberg
Title:    Vice President General Legal Affairs

Exhibit B-2


CERTIFICATE

        I hereby certify that the Form U-9C-3 for E.ON AG for the previous quarter has been provided to the state commissions listed below:


Kentucky Public Service Commission
211 Sower Boulevard
Frankfurt, KY 40601
 
 
 

Virginia State Corporation Commission
1300 E. Main Street
Richmond, VA 23219
 
 
 

Date: March 29, 2004
 
E.ON AG

 
 
By:
/s/ Karl-Heinz Feldmann
    Name: Karl-Heinz Feldmann
Title:    Senior Vice President Legal Affairs/General Counsel

 
 
By:
/s/ Dr. Guntram Wuerzberg
    Name: Dr. Guntram Wuerzberg
Title:    Vice President General Legal Affairs


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SIGNATURE
CERTIFICATE