UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 28)*
SUTRON CORP |
(Name of Issuer) |
Common Stock, par value $0.01 per share |
(Title of Class of Securities) |
869380105 |
(CUSIP Number) |
February 14, 2012 |
(Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 869380105 | 13G/A |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Raul S. McQuivey | ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) [ ] (b) [X] | ||
3. | SEC USE ONLY | ||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
SOLE VOTING POWER 110,600 | |
6. | SHARED VOTING POWER 672,086 | ||
7. |
SOLE DISPOSITIVE POWER 220,600* | ||
8. |
SHARED DISPOSITIVE POWER 672,086 | ||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON 892,686 | ||
10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (see instructions) [_] | ||
11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) 19.0% ** | ||
12. |
TYPE OF REPORTING PERSON (see
instructions) IN |
* includes 110,600 shares of Sutron Corp
common stock, and 110,000 exercisable options to purchase Sutron Corp common
stock out of a total of 110,000 options to purchase Sutron Corp common stock.
** based on 4,704,632 shares issued and outstanding on December 31, 2011.
2
CUSIP No. 869380105 | 13G/A |
1. |
NAMES OF REPORTING PERSONS | ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
3. |
SEC USE ONLY | ||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION | ||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
SOLE VOTING POWER | |
6. |
SHARED VOTING POWER | ||
7. |
SOLE DISPOSITIVE POWER | ||
8. |
SHARED DISPOSITIVE POWER | ||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON | ||
10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES | ||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
| ||
12. |
TYPE OF REPORTING PERSON (see instructions) |
** based on 4,704,632 shares issued and outstanding on December 31, 2011.
3
CUSIP No. 869380105 | 13G/A |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Raul S. McQuivey Trust Dated 3/24/1999 | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) [ ] (b) [X] | ||
3. | SEC USE ONLY | ||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
SOLE VOTING POWER | |
6. |
SHARED VOTING POWER | ||
7. |
SOLE DISPOSITIVE POWER | ||
8. |
SHARED DISPOSITIVE POWER | ||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON 312,500 | ||
10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (see instructions) [_] | ||
11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) 6.6%** | ||
12. |
TYPE OF REPORTING PERSON (see
instructions) OO |
** based on 4,704,632 shares issued and outstanding on December 31, 2011.
4
CUSIP No. 869380105 | 13G/A |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Karen T. McQuivey Trust Dated 3/24/1999 | ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) [ ] (b) [X] | ||
3. | SEC USE ONLY | ||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
SOLE VOTING POWER 0 | |
6. |
SHARED VOTING POWER 359,586 | ||
7. |
SOLE DISPOSITIVE POWER 0 | ||
8. |
SHARED DISPOSITIVE POWER 359,586 | ||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON 359,586 | ||
10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (see instructions) [_] | ||
11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) 7.6%** | ||
12. |
TYPE OF REPORTING PERSON (see
instructions) OO |
** based on 4,704,632 shares issued and outstanding on December 31, 2011.
5
CUSIP No. 869380105 | 13G/A |
Item 1.
(a) |
Name of Issuer | |
Sutron Corp (the Issuer) | ||
(b) |
Address of Issuers Principal Executive Offices | |
22400 Davis Drive, Sterling, Virginia 20164 |
Item 2.
(a) |
Name of Person Filing | |
Raul S. McQuivey | ||
(b) |
Address of the Principal Office or, if none, residence | |
22400 Davis Drive, Sterling, Virginia 20164 | ||
(c) |
Citizenship | |
United States | ||
(d) |
Title of Class of Securities | |
Common Stock | ||
(e) |
CUSIP Number | |
869380105 |
Item 3. If this statement is filed pursuant to §§240.13d -1(b) or 240.13d -2(b) or (c), check whether the person filing is a: Not Applicable
(a) | [_] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | [_] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | [_] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | [_] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | [_] |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | [_] |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | [_] |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | [_] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | [_] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | [_] |
Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) |
Amount beneficially owned: 892,686 | |
(b) |
Percent of class: 19.0%** | |
(c) |
Number of shares as to which the person has: 892,686 |
(i) |
Sole power to vote or to direct the vote 110,600. | |
(ii) |
Shared power to vote or to direct the vote 672,086. | |
(iii) |
Sole power to dispose or to direct the disposition 220,600 | |
(iv) |
Shared power to dispose or to direct the disposition of 672,086. |
** based on 4,704,632 shares issued and outstanding on December 31, 2011.
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d -3(d)(1).
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_].
Instruction. Dissolution of a group requires a response to this item.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Raul S. McQuivey and Karen T. McQuivey as sole trustees of both the Raul S. McQuivey Trust dated 3/24/1999 and the Karen T. McQuivey Trust dated 3/24/1999.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not Applicable
Item 8. Identification and Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
CUSIP No. 869380105 | 13G/A |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
May 29, 2014 |
Date |
/s/ Raul S. McQuivey |
Signature |
Raul S. McQuivey, Chairman, President and |
CEO of Sutron Corporation |
Name/Title |