FORM 4 o Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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OMB APPROVAL |
OMB
Number: 3235-0287 |
1. Name and Address of Reporting Person *
(Last)
(First)
(Middle)
(Street)
(City)
(State) (Zip)
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2. Issuer Name and Ticker Caremark Rx, Inc. CMX 3. I.R.S.
Identification |
4. Statement for April 2, 2003
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(Check
all applicable) X Director
X Officer (give title below)
10% Owner
Other (specify below) Executive Vice President and General Counsel
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Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Transaction Date
(Month/Day/ |
2A. Deemed Execution Date,
if any (Month/Day/ |
3. Transaction Code |
4. Securities Acquired (A)
or Disposed of (D) |
5. Amount of Securities
Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct
(D) or Indirect (I) |
7. Nature of Indirect
Beneficial Ownership |
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Code |
V |
Amount |
(A) or (D) |
Price |
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Common Stock, $.001 par value |
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3023.337 (1) |
D |
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Common Stock, $.001 par value |
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350 (1) |
I |
Son living at home |
Common Stock, $.001 par value |
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5,000 (1) |
I |
Spouse |
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Table II Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date |
3A. Deemed Execution Date,
if any (Month/Day/ |
4. Transaction Code (Instr. 8) |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable and
Expiration Date |
7. Title and Amount of
Underlying Securities |
8. Price of Derivative
Security |
9. Number of Derivative
Securities Beneficially Owned Following Reported Transaction(s) |
10. Ownership Form of
Derivative Securities: Direct (D) or Indirect (I) |
11. Nature of Indirect
Beneficial Ownership |
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Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or Number of Shares |
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Stock Option |
$13.00 |
2/21/95 |
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A |
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(1) |
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2/21/95 (2) |
2/21/05 |
Common Stock, par value $.001 |
10,000 |
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10,000 |
D |
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Stock Option |
$19.875 |
9/5/96 |
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A |
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(1) |
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9/5/96 (2) |
9/5/06 |
Common Stock, par value $.001 |
10,000 |
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10,000 |
D |
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Stock Option |
$18.625 |
1/31/97 |
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A |
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(1) |
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1/31/97 (2) |
1/31/07 |
Common Stock, par value $.001 |
10,000 |
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10,000 |
D |
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Stock Option |
$3.25 |
8/7/98 |
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A |
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(1) |
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8/7/98 (3) |
8/7/08 |
Common Stock, par value $.001 |
225,000 |
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225,000 |
D |
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Stock Option |
$3.00 |
9/21/98 |
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A |
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(1) |
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9/21/98 (3) |
9/21/08 |
Common Stock, par value $.001 |
1,000 |
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1,000 |
D |
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Stock Option |
$4.1875 |
4/8/99 |
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A |
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(1) |
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4/8/99 (3) |
4/8/09 |
Common Stock, par value $.001 |
90,000 |
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90,000 |
D |
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Stock Option |
$5.1875 |
12/8/99 |
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A |
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(1) |
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12/8/99 (3) |
12/8/09 |
Common Stock, par value $.001 |
67,500 |
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67,500 |
D |
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Stock Option |
$13.21 |
11/7/01 |
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A |
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(1) |
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11/7/01 (3) |
11/7/11 |
Common Stock, par value $.001 |
67,500 |
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67,500 |
D |
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Stock Option |
$18.35 |
4/2/03 |
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A |
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20,000 |
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4/2/03(3) |
4/2/13 |
Common Stock, par value $.001 |
20,000 |
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20,000 |
D |
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Explanation of Responses: (1) Previously reported, for information purposes only. (2) 20% of these stock options are exercisable on the grant date, and 20% on each anniversary of the grant date. (3) 34% of these stock options are exercisable on the grant date, and 33% on each of the 1st and 2nd anniversaries of the grant date. |
/s/ Edward L. Hardin, Jr. ** Signature of Reporting Person |
4/3/03 Date |
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Reminder: Report on a separate line for each
class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements
or omissions of facts constitute Federal Criminal Violations.
See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
http://www.sec.gov/divisions/corpfin/forms/form4.htm
Last update: 09/05/2002