United States
Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  April 19, 2004

 

MID-STATE BANCSHARES

(Name of Small Business Issuer in its Charter)

 

California

 

000-23925

 

77-0442667

(State or Other Jurisdiction of
Incorporation or Organization)

 

(File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

 

 

1026 Grand Ave. Arroyo Grande, CA

 

93420

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, including area code:  (805) 473-7700

 

 



 

Item 7.                                                           EXHIBITS

 

Exhibit No.

 

Description

 

 

 

99

 

Press Release of April 19, 2004

 

Item 12.                 DISCLOSURE OF RESULTS OF OPERATIONS AND FINANCIAL CONDITION

 

On April 19, 2004 Mid-State Bancshares reported net income of $7.7 million for the first three months of 2004, a 3.0% increase over comparable 2003 earnings of $7.4 million.  Diluted earnings per share were up 6.7% to $0.32 in the 2004 quarter compared to $0.30 in the year-ago period.

 

Please refer to the Press Release dated April 19, 2004, attached hereto and made a part hereof.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date:  April 20, 2004

MID-STATE BANCSHARES

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/S/ JAMES W. LOKEY

 

 

 

 

 

James W. Lokey

 

 

 

 

President

 

 

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/S/ JAMES G. STATHOS

 

 

 

 

 

James G. Stathos

 

 

 

 

Executive Vice President

 

 

 

 

Chief Financial Officer

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99

 

Press Release announcing Mid-State Bancshares Operating Results for the First Quarter 2004

 

4