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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (1) | 02/01/2008 | M | 470 | (4) | (1) | Common Stock | 470 | (1) | 0 | D | ||||
Option (Right to Buy) | $ 22 | 02/01/2008 | M | 134 | (5) | 08/06/2014 | Common Stock | 134 | (1) | 815 | D | ||||
Option (Right to Buy) | $ 42.7 | 02/01/2008 | M | 123 | (6) | 02/23/2015 | Common Stock | 123 | (1) | 1,606 | D | ||||
Option (Right to Buy) | $ 45.05 | 02/01/2008 | M | 141 | (7) | 12/21/2014 | Common Stock | 141 | (1) | 1,563 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Doyle Denise M 425 WEST RANDOLPH STREET CHICAGO, IL 60606 |
SVP, Business Affairs |
Irene Barberena, Attorney-in-Fact for Denise M. Doyle | 02/05/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Not applicable. |
(2) | These shares were withheld to satisfy tax withholding obligations in connection with the vesting of 470 restricted stock units. |
(3) | Shares sold pursuant to Rule 10b5-1 trading plan. |
(4) | The restrictions lapsed on February 1, 2008 with respect to the remaining 25% of the shares underlying the award made on August 5, 2004. |
(5) | This option fully vested on February 1, 2008. |
(6) | The option became exercisable as to 25% of the underlying shares on March 1, 2006. The option continued to become exercisable as to approximately 2.08% of the shares underlying the option grant per month thereafter and will continue to become exercisable as to the remaining shares underlying the option grant at the same rate per month until March 1, 2009. |
(7) | The option became exercisable as to 25% of the underlying shares on December 21, 2005. The option continued to become exercisable as to approximately 2.08% of the shares underlying the option grant per month thereafter and will continue to become exercisable as to the remaining shares underlying the option grant at the same rate per month until December 21, 2008. |