UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): March 19, 2008
ASCENT
SOLAR TECHNOLOGIES, INC.
(Exact name of
registrant as specified in its charter)
Delaware |
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001-32919 |
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20-3672603 |
(State or other jurisdiction |
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(Commission |
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(I.R.S. Employer |
of incorporation) |
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File Number) |
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Identification No.) |
8120 Shaffer Parkway |
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Littleton, Colorado |
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80127 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code: (303) 420-1141
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
In connection with lock-up agreements established between the officers, directors and certain shareholders of Ascent Solar Technologies, Inc. (the Company) and the underwriters named in the Registration Statement on Form S-3 filed by the Company on March 14, 2008, Matthew Foster, Janet Casteel, Dr. Joe Armstrong, Dr. Mohan Misra, and ITN Energy Systems, Inc. have suspended or terminated each of their Rule 10b5-1 trading plans, under which each had sold shares of common stock of the Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ASCENT SOLAR TECHNOLOGIES, INC. |
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March 19, 2008 |
By: |
/s/ Matthew B. Foster |
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Name: Matthew B. Foster |
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Title: President & CEO |
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