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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 5)
Guess?, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
401617 10 5
(CUSIP Number)
Paul Marciano
Guess?, Inc.
1444 South Alameda Street
Los Angeles, CA 90021
(213) 765-3100
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
CUSIP No. 401617 10 5 |
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1. |
Names
of Reporting Persons Paul Marciano |
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2. |
Check the Appropriate Box if a Member of a Group |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship
or Place of Organization |
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Number of |
5. |
Sole
Voting Power |
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6. |
Shared
Voting Power |
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7. |
Sole
Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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10. |
Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares o |
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11. |
Percent
of Class Represented by Amount in Row (9) |
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12. |
Type
of Reporting Person |
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* Includes shares which are also deemed to be beneficially owned by Maurice Marciano and includable in reports on Schedule 13D filed by Maurice Marciano. If the potential double counting were eliminated, Paul Marciano would be deemed to beneficially own 15.2% of the shares that would be outstanding.
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This Amendment No. 5 to Schedule 13G amends or amends and restates, where indicated, the statements on Schedule 13G relating to the Common Stock of the Issuer filed by Mr. Marciano with the Securities and Exchange Commission on June 10, 2003, as amended by the filing of Amendment No. 1 on February 17, 2004, Amendment No. 2 on May 15, 2006, Amendment No. 3 on February 15, 2007 and Amendment No. 4 on February 1, 2008. Capitalized terms used in this Amendment No. 5 but not otherwise defined herein have the meanings given to them in the initial Schedule 13G.
This Amendment No. 5 is being made to update Mr. Marcianos beneficial ownership. Except as otherwise set forth herein, this Amendment No. 5 does not modify any of the information previously reported by Mr. Marciano in the Schedule 13G as amended to date.
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Item 4. |
Ownership. |
(a) As of January 31, 2009, Mr. Marciano may be deemed to beneficially own 18,328,298 shares of Common Stock, which represents 19.4% of the 94,459,496 shares of the Common Stock that would be outstanding if he were to exercise all options exercisable within 60 days. Of these shares, the following shares are also includable in Section 13 reports by his brother, Maurice Marciano: 3,129,942 shares as a result of shared investment power over such shares, 2,399,442 shares as a result of Maurice Marcianos sole investment power over such shares and 104,626 shares as a result of Maurice Marcianos voting power over such shares. If the 3,964,412 shares in which Mr. Paul Marciano holds no pecuniary interest are subtracted to eliminate double counting, Mr. Paul Marciano would be deemed to beneficially own 15.2% of such outstanding shares. As of December 11, 2008, there were 94,202,371 shares of Common Stock outstanding, as reported in the Quarterly Report on Form 10-Q of the Issuer for the quarter ended November 1, 2008.
(b) The 18,328,298 shares that may be deemed to be beneficially owned by Mr. Marciano pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, are held as follows:
Manner of Holding |
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Number of Shares |
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Voting Power |
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Investment Power |
Direct |
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842,925 |
* |
Sole |
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Sole as to 42,925 shares (none as to remaining shares) |
As sole trustee of Paul Marciano Trust |
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8,993,920 |
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Sole |
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Sole |
As member of Marciano Financial Holdings III, LLC |
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3,129,942 |
** |
Sole as to 1,251,979 shares and shared as to 469,491 shares (none as to remaining shares) |
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Shared |
As member of NRG Capital Holdings, LLC |
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2,181,700 |
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Sole as to 545,425 shares (none as to remaining shares) |
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Sole |
As member of JS Capital Holdings, LLC |
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118,511 |
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Sole as to 18,618 shares (none as to remaining shares) |
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Sole |
As investment advisor of JS GRAT |
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4,733 |
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None |
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Sole |
As co-trustee of a member of MNM Capital Holdings II, LLC |
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2,399,442 |
*** |
Shared |
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None |
As president of Paul Marciano Family Foundation |
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400,000 |
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Sole |
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Sole |
Options exercisable within 60 days |
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257,125 |
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Sole |
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Sole |
* Includes 800,000 shares that are subject to performance-based vesting requirements with respect to fiscal years 2009 through 2012.
** Mr. Marciano has a pecuniary interest in only 1,564,972 of these shares. Because investment power over all shares held by this entity is shared with his brother, Maurice Marciano, all of these shares also may be deemed to be beneficially owned by Maurice Marciano.
*** Mr. Marciano has no pecuniary interest in these shares. Because investment power over all shares held by this entity is held by his brother, Maurice Marciano, all of these shares may also be deemed to be beneficially owned by Maurice Marciano.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated as of February 6, 2009 |
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PAUL MARCIANO |
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/s/ Paul Marciano |
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