UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | Â (1) | Common Stock | 559 | $ (2) | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 1,696 | $ (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 2,151 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Borges Daniel C/O IRON MOUNTAIN INCORPORATED ONE FEDERAL STREET BOSTON, MA 02110 |
 |  |  VP & Chief Accounting Officer |  |
/s/ Elizabeth Tammaro, under Power of Attorney dated October 23, 2017 from Daniel Borges | 10/27/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The restricted stock units ("RSUs"), representing a contingent right to receive a total of 1,673 shares of Iron Mountain Incorporated common stock ("Common Stock"), were granted to the Reporting Person on February 19, 2015. As of October 17, 2017, 1,114 of the granted RSUs have vested, and the balance of the RSUs vest on February 19, 2018. |
(2) | Each RSU represents a contingent right to receive one share of Common Stock. |
(3) | The RSUs, representing a contingent right to receive a total of 2,542 shares of Common Stock, were granted to the Reporting Person on March 9, 2016. As of October 17, 2017, 846 of the granted RSUs have vested, and the balance of the RSUs vest in two substantially equal annual installments beginning on the second anniversary of the grant date. |
(4) | The RSUs, representing a contingent right to receive a total of 2,151 shares of Common Stock, were granted to the Reporting Person on February 16, 2017 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date. |