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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 1.7 | 04/27/2012 | A | 20,000 | (2) | 04/27/2022 | Common Stock | 20,000 | $ 0 | 20,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DEBBANE RAYMOND 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS, TX 77381 |
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/s/ Raymond Debbane | 05/01/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment to the Form 4 filed by Mr. Debbane on April 27, 2012 (the "Form 4") is being filed solely to correct the amount of Issuer common stock reported as beneficially owned by Mr. Debbane in Table I of the Form 4. As described in Item 4 of Amendment No. 10 to the Schedule 13D filed by Invus, L.P. and certain other reporting persons with respect to the Issuer on April 10, 2012, Mr. Debbane no longer has voting or dispositive power over the shares of Issuer common stock held of record by Invus, L.P. and Invus Public Equities, L.P. as a result of an internal reorganization of certain entities affiliated with Mr. Debbane. Thus, Table I of the Form 4 should not have attributed to Mr. Debbane beneficial ownership of the shares of Issuer common stock held of record by Invus, L.P. and Invus Public Equities, L.P., and accordingly, this amendment has been filed to correct such error. |
(2) | Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant. |