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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 44.18 | 05/28/2013 | M | 2,000 | (1) | 05/17/2014 | Common Stock | 2,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 63.36 | 05/28/2013 | M | 1,687 | (2) | 04/04/2015 | Common Stock | 1,687 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 70.8 | 05/28/2013 | M | 20,386 | (3) | 03/03/2015 | Common Stock | 20,386 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 52.27 | 05/28/2013 | M | 15,779 | (4) | 09/02/2015 | Common Stock | 15,779 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 30.1 | 05/28/2013 | M | 15,880 | (5) | 03/02/2016 | Common Stock | 15,880 | $ 0 | 76,405 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Beer Lori A 120 MONUMENT CIRCLE INDIANAPOLIS, IN 46204 |
EVP, Specialty Businesses & IT |
/s/ Kathleen S. Kiefer, Attorney in fact | 05/30/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option, representing a right to purchase a total of 6,000 shares, became exercisable in three equal installments beginning on May 17, 2005, which was the first anniversary of the date on which the option was granted. |
(2) | The option, representing a right to purchase a total of 10,120 shares, became exercisable in two equal installments of 1,686 shares and four equal installments of 1,687 shares beginning on October 4, 2005, which was the six-month anniversary of the date on which the option was granted. |
(3) | The option, representing a right to purchase a total of 20,386 shares, became exercisable in two equal installments of 3,397 shares and four equal installments of 3,398 shares beginning on September 3, 2008, which was the six-month anniversary of the date on which the option was granted. |
(4) | The option, representing a right to purchase a total of 15,779 shares, became exercisable in one installment of 2,629 shares and five equal installments of 2,630 shares beginning on March 2, 2009, which was the six-month anniversary of the date on which the option was granted. |
(5) | The option, representing a right to purchase a total of 92,285 shares, became exercisable in one installment of 15,380 shares and five equal installments of 15,381 shares beginning on September 2, 2009, which was the six-month anniversary of the date on which the option was granted. |