form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934
 
Date of Report (Date of earliest event reported): September 30, 2009
 
Central Hudson Gas & Electric Corporation
(Exact name of Registrant as specified in its charter)
 
New York
1-3268
14-0555980
(State or other jurisdiction of
(Commission
(IRS Employer
incorporation or organization)
File Number)
Identification No.)
 
 
284 South Avenue, Poughkeepsie, New York
12601-4839
(Address of principal executive offices)
(Zip code)
 
(845)-452-2000
(Registrant's telephone number including area code)
 
Not applicable
(Former name and former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 

Item 8.01  Other Events.
 
Reference is made to Registrant's Registration Statement on Form S-3, as amended (Registration No. 333-138510) (the "Registration Statement"), for the registration under the Securities Act of 1933, as amended, of $140,000,000 aggregate principal amount of Registrant's unsecured debt securities (the "Debt Securities") that Registrant may issue in one or more series from time to time under Registrant's Indenture, dated as of April 1, 1992 (the "Indenture"), to U.S. Bank Trust National Association (formerly known as First Trust of New York, National Association) (as successor Trustee to Morgan Guaranty Trust Company of New York), as Trustee.  The Registration Statement became effective on December 1, 2006.
 
In connection with its medium-term note program, on March 19, 2007, Registrant created and established a series of the Debt Securities, in the aggregate principal amount of $140,000,000, designated as its "Medium-Term Notes, Series F" (the "Notes") and entered into a Distribution Agreement, dated March 19, 2007, with certain investment banking firms (the "Agents") for the offer and sale of the Notes from time to time.
 
On September 30, 2009, Registrant issued and sold through the Agents a tranche of the Notes in the aggregate principal amount of $24,000,000 (the "Notes of the Fourth Tranche").  The Notes of the Fourth Tranche bear a fixed annual interest rate of 5.80%, mature on November 1, 2039 and are not redeemable prior to maturity.
 
Pursuant to the undertaking made by Registrant with the Securities and Exchange Commission, Registrant has filed as an exhibit to this Current Report on Form 8-K an opinion of counsel, relating to the issuance and sale of the Notes of the Fourth Tranche.
 
Item 9.01  Financial Statements and Exhibits
 
(d)  Exhibits.  The following is filed as an exhibit to this Form 8-K pursuant to Item 6.01 of Regulation S-K:
 
 
5
Opinion of Counsel re Legality

 
 
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
CENTRAL HUDSON GAS & ELECTRIC CORPORATION
     
     
Date: October 1, 2009
By: /s/ Kimberly J. Wright
  
 
Kimberly J. Wright
  
 
Controller
  

 
 
 

EXHIBIT INDEX
 
Exhibit No.
Exhibit
   
Opinion of Counsel re Legality