1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
08/07/2010(1)
|
08/06/2013 |
Common Stock
|
788
(1)
|
$
11.4356
(1)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/19/2010(2)
|
03/18/2014 |
Common Stock
|
1,125
(2)
|
$
10.5378
(2)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/26/2010(3)
|
04/25/2015 |
Common Stock
|
1,125
(3)
|
$
14.48
(3)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/18/2010(4)
|
05/17/2016 |
Common Stock
|
1,500
(4)
|
$
18.75
(4)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/19/2010(5)
|
05/18/2016 |
Common Stock
|
1,000
(5)
|
$
18.77
(5)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/25/2010(6)
|
05/24/2017 |
Common Stock
|
2,500
(6)
|
$
18.2
(6)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
02/28/2011(7)
|
02/27/2018 |
Common Stock
|
5,335
(7)
|
$
14.79
(7)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/22/2011(8)
|
05/21/2018 |
Common Stock
|
5,000
(8)
|
$
17.29
(8)
|
D
|
Â
|
Restricted Stock Unit
|
Â
(9)
|
Â
(9)
|
Common Stock
|
20,000
|
$
(9)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Mr. Miller was granted an option to purchase 788 shares of stock at the grant price of $11.4356 per share on August 7, 2003 of which 630 shares have been exercised and 158 are vested and exercisable. |
(2) |
Mr. Miller was granted an option to purchase 1,125 shares of stock at the grant price of $10.5378 per share on March 19, 2004 of which 675 shares have been exercised and 225 are currently vested and exercisable with the remaining shares vesting as follows: 225 shares on March 19, 2011. |
(3) |
Mr. Miller was granted an option to purchase 1,125 shares of stock at the grant price of $14.48 per share on April 26, 2005 of which 450 shares have been exercised and 225 shares are currently vested and exercisable with the remaining shares vesting as follows: 225 shares annually, with the next scheduled vesting on April 26, 2011, and each anniversary thereafter, until fully vested. |
(4) |
Mr. Miller was granted an option to purchase 1,500 shares of stock at the grant price of $18.75 per share on May 18, 2006 of which 600 shares are currently vested and exercisable and zero have been exercised with the remaining shares vesting as follows: 300 shares annually, with the next scheduled vesting on May 18, 2011, and each anniversary thereafter, until fully vested. |
(5) |
Mr. Miller was granted an option to purchase 1,000 shares of stock at the grant price of $18.77 per share on May 19, 2006 of which 400 shares are currently vested and exercisable with the remaining shares vesting as follows: 200 shares annually, with the next scheduled vesting on May 19, 2011, and each anniversary thereafter, until fully vested. |
(6) |
Mr. Miller was granted an option to purchase 2,500 shares of stock at the grant price of $18.20 per share on May 25, 2007 of which 500 shares are currently vested and exercisable with the remaining shares vesting as follows: 500 shares annually, with the next scheduled vesting on May 25, 2011, and each anniversary thereafter, until fully vested. |
(7) |
Mr. Miller was granted an option to purchase 5,335 shares of stock at the grant price of $14.79 per share on February 29, 2008, to vest as follows: 1,067 shares annually, with the next scheduled vesting on February 28, 2011, and each anniversary thereafter, until fully vested. |
(8) |
Mr. Miller was granted an option to purchase 5,000 shares at the grant price of $17.29 per share on May 22, 2008, to vest as follows: 20% each year beginning on May 22, 2011, and each anniversary thereafter, until fully vested. |
(9) |
On October 30, 2009, Mr. Miller was granted 20,000 Restricted Stock Units, with a vesting schedule as follows: six percent (6%) on January 31, 2011; five percent (5%) respectively on January 31, 2012, January 31, 2013, January 31, 2014 and January 31, 2015; six (6%) percent on January 31, 2016; seven (7%) percent on January 31, 2017; eight (8%) on January 31, 2018; nine (9%) percent on January 31, 2019; ten percent (10%) on January 31, 2020; eleven (11%) percent on January 31, 2021; twelve percent (12%) on January 31, 2022; and eleven percent (11%) on January 31, 2023. Stock is issued when and as vested.
Each restricted stock unit represents a contingent right to receive one share of KNX common stock. |