UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (3) | 03/30/2020 | Common Stock | 2,778 | $ 1.62 | D | Â |
Employee Stock Option (Right to Buy) | Â (4) | 12/22/2020 | Common Stock | 64,035 | $ 2.16 | D | Â |
Employee Stock Option (Right to Buy) | Â (5) | 05/30/2022 | Common Stock | 7,500 | $ 24.15 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUFFY MARY BRIDGET C/O VOCERA COMMUNICATIONS, INC. 525 RACE STREET SAN JOSE, CA 95126 |
 |  |  CHIEF MEDICAL OFFICER |  |
/s/ M. Bridget Duffy by Jay Spitzen, Attorney-in-Fact | 03/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents a restricted stock unit award that vests in three equal annual installments commencing on May 31, 2013. |
(2) | The Reporting Person is a member of DS Consulting Associates LLC and may be deemed to beneficially own these shares. |
(3) | The stock option fully vested on February 26, 2013. |
(4) | The stock option grant vested as to 1/4th of the total shares on November 3, 2011, and thereafter vested and shall continue to vest as to 1/48th of the total number of shares in equal monthly installments. |
(5) | The stock option vested and shall continue to vest as to 1/48th of the total number of shares on the last day of each successive month commencing on June 30, 2012. |
 Remarks: Exhibit List - Exhibit 24 - Power of Attorney |