1
|
NAME OF REPORTING PERSON
|
|
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|
SEP IRA FBO Norman H. Pessin
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
o |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER |
BENEFICIALLY
|
84,582
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER |
|
84,582
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
84,582
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
1) 0.6%
|
14
|
TYPE OF REPORTING PERSON*
|
|
IN
|
1
|
NAME OF REPORTING PERSON
|
|
Sandra F. Pessin
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
o |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER |
BENEFICIALLY
|
257,799 | |
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER |
|
257,799
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
257,799
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
1) 1.8%
|
14
|
TYPE OF REPORTING PERSON*
|
|
IN
|
1
|
NAME OF REPORTING PERSON
|
|
Norman H. Pessin Roth IRA R/O
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
o |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER |
BENEFICIALLY
|
|
1,393,331
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER |
|
1,393,331
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
1,393,331
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
1) 9.7%
|
14
|
TYPE OF REPORTING PERSON*
|
|
IN
|
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Name and Address:
|
1) Norman H. Pessin
|
|
|
366 Madison Avenue,
|
|
|
14th Floor
|
|
|
New York, NY 10017
|
|
|
|
|
|
2) Sandra F. Pessin
|
|
|
366 Madison Avenue,
|
|
|
14th Floor
|
|
|
New York, NY 10017
|
|
|
|
|
Principal Occupation:
|
1) Retired
|
|
|
2) Housewife
|
|
|
|
|
Criminal convictions:
|
1) None
|
|
|
2) None
|
|
|
|
|
Civil proceedings:
|
1) None
|
|
|
2) None
|
|
|
|
|
Citizenship:
|
1) United States
|
|
|
2) United States
|
Item 4. | Purposes of the Transactions |
Item 5. | Interest in Securities of the Issuer |
Item 7. | Material to Be Filed as Exhibits |
|
SEP IRA F/B/O Norman H.Pessin
|
||
|
Norman H. Pessin ROTH IRA R/O
|
||
|
Sandra F. Pessin
|
||
|
|
|
|
|
By:
|
/s/ Norman H. Pessin
|
|
|
|
Norman H. Pessin
|
|
|
|
|
|
|
By:
|
/s/ Norman H. Pessin
|
|
|
|
Norman H. Pessin
|
|
|
|
|
|
|
By:
|
/s/ Sandra F. Pessin
|
|
|
|
Sandra F. Pessin
|
|
Shares of Common Stock
Bought
|
Price Per
Share($)
|
Date of
Purchase
|
SANDRA F. PESSIN
|
||
207,500
|
0.55
|
8/19/13
|