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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | $ 0 | 06/12/2017 | G | V | 1,361,401 (2) | (3) | (3) | Class A Common Stock | 1,361,401 | $ 0 | 0 | I | By James F. McCann 2014 Grantor Retained Annuity Trust No. 1 | ||
Class B Common Stock | $ 0 | (3) | (3) | Class A Common Stock | 21,803,043 | 21,803,043 | D | ||||||||
Class B Common Stock | $ 0 | (3) | (3) | Class A Common Stock | 3,875,000 (1) | 3,875,000 | I | By The 1999 McCann Family Limited Partnership | |||||||
Class B Common Stock | $ 0 | (3) | (3) | Class A Common Stock | 1,608,030 (1) | 1,608,030 | I | By The McCann Family Limited Partnership |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCANN JAMES F ONE OLD COUNTRY ROAD SUITE 500 CARLE PLACE, NY 11514 |
X | X | Exec. Chairman of the Board |
/s/ James F. McCann | 07/18/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person's spouse may be deemed to have acquired beneficial ownership of these securities upon entering into a stockholders' agreement applicable to such securities. |
(2) | On June 11, 2014, the reporting person contributed 3,570,600 shares of Class B Common Stock to a grantor retained annuity trust for the benefit of himself and his descendants. Upon termination of the trust on June 12, 2017, 1,361,401 of the shares were transferred to trusts for the benefit of the reporting person's descendants. The remaining 2,209,199 shares were previously distributed to the reporting person and continue to be reported in this Form 4 as directly owned. |
(3) | The Class B Common Stock is convertible at any time into an equal number of shares of Class A Common Stock at the option of the holder thereof. The Class B Common Stock has ten votes per share on all matters subject to the vote of shareholders. |
Remarks: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |