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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
OPTION/RIGHT TO BUY (2) | $ 4.3 | (3) | (2) | Common Stock | 11,000 | 11,000 | D | ||||||||
OPTION/RIGHT TO BUY (4) | $ 13 | 01/15/2001 | (4)(5) | Common Stock | 400 | 400 | D | ||||||||
OPTION/RIGHT TO BUY (6) | $ 13 | 01/15/2001 | (5)(6) | Common Stock | 200 | 200 | D | ||||||||
OPTION/RIGHT TO BUY (7) | $ 13 | 07/02/2001 | (5)(7) | Common Stock | 200 | 200 | D | ||||||||
OPTION/RIGHT TO BUY (8) | $ 1.75 | 07/02/2002 | (5)(8) | Common Stock | 200 | 200 | D | ||||||||
OPTION/RIGHT TO BUY (9) | $ 2.5 | 03/10/2004 | (5)(9) | Common Stock | 50,000 | 50,000 | D | ||||||||
OPTION/RIGHT TO BUY (10) | $ 1.83 | 08/18/2005 | (10) | Common Stock | 10,000 | 10,000 | D | ||||||||
OPTION/RIGHT TO BUY (11) | $ 1.83 | 08/18/2005 | (11) | Common Stock | 10,000 | 10,000 | D | ||||||||
OPTION/RIGHT TO BUY (12) | $ 3.03 | 01/31/2006 | A | 10,000 | 07/31/2006 | (12) | Common Stock | 10,000 | $ 0 | 10,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SMITH BOB L 6830 SPENCER STREET LAS VEGAS, NV 89119 |
X |
/s/ Bob L. Smith | 02/01/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Nature of beneficial ownership: Bob L. Smith = 164,012; I.C.D., Inc. ("I.C.D.") = 67,288; VIP's Industries, Inc. ("VIP's") = 232,662: TOTAL: 463,962 |
(2) | As previously reported, on January 4, 1999 Mr. Smith purchased from Richard Huson these options to purchase shares of common stock ("Common Stock") of VendingData Corporation (the "Company"). |
(3) | No such date applies. This information is reflected on this Form 4 for the sole purpose of providing data in this field to ensure that this Form 4 will be accepted through the SEC's electronic filing system. |
(4) | As previously reported, on September 13, 1999 the Company granted Mr. Smith options pursuant to its 1999 Directors' Stock Option Plan (the "Plan") to purchase shares of Common Stock. The options are fully vested and exercisable. They expire on the later of March 13, 2010 or three months after Mr. Smith ceases to serve as a director of the Company (the original expiration date of September 13, 2009 was extended by six months pursuant to the Promotional Shares Lock-In Agreement reflected in footnote no. 5). |
(5) | As previously reported, on December 9, 2003 Mr. Smith entered into a Promotional Shares Lock-In Agreement (the "Agreement"), which restricted his ability to transfer or dispose of these options. As consideration for the Agreement, the Company's Board of Directors determined that the expiration date of all options entered into the Agreement would be extended by one month for each month that these options were subject to the Agreement. The Agreement was in effect for six months; therefore the expiration date of these options was extended by six months. |
(6) | As previously reported, on January 1, 2000 the Company granted Mr. Smith options pursuant to the Plan to purchase shares of Common Stock. The options are fully vested and exercisable. They expire on the later of July 1, 2010 or three months after Mr. Smith ceases to serve as a director of the Company (the original expiration date of January 1, 2010 was extended six months pursuant to the Promotional Shares Lock-In Agreement reflected in footnote no. 5). |
(7) | As previously reported, on January 1, 2001 the Company granted Mr. Smith options pursuant to the Plan to purchase shares of Common Stock. The options are fully vested and exercisable. They expire on the later of July 1, 2011 or three months after Mr. Smith ceases to serve as a director of the Company (the original expiration date of January 1, 2011 was extended by six months pursuant to the Promotional Shares Lock-In Agreement reflected in footnote no. 5). |
(8) | As previously reported, on January 1, 2002 the Company granted to Mr. Smith options pursuant to the Plan to purchase shares of Common Stock. The options are fully vested and exercisable. They expire on the later of July 1, 2012 or three months after Mr. Smith ceases to serve as a director of the Company (the original expiration date of January 1, 2012 was extended by six months pursuant to the Promotional Shares Lock-In Agreement reflected in footnote no. 5). |
(9) | As previously reported, on September 9, 2003 the Company, pursuant to the Plan, granted to Mr. Smith options to purchase shares of Common Stock. The options expire on March 9, 2009 (the original expiration date of September 9, 2008 was extended by six months pursuant to the Promotional Shares Lock-In Agreement reflected in footnote no. 5). |
(10) | As previously reported, on February 16, 2005 the Company, pursuant to the Plan, granted to Mr. Smith options to purchase shares of Common Stock. The options expire the later of February 16, 2014 or three months after Mr. Smith ceases to serve as a director of the Company. |
(11) | As previously reported, on February 16, 2005 the Company, pursuant to the Plan, granted to Mr. Smith options to purchase shares of Common Stock. The options expire the later of February 16, 2015 or three months after Mr. Smith ceases to serve as a director of the Company. |
(12) | On January 31, 2006, the Company, pursuant to the Plan, granted to Mr. Smith options to purchase shares of Common Stock in consideration for his services as a member of the Company's Board of Directors in calendar year 2005. The options expire the later of January 31, 2016 or three months after Mr. Smith ceases to serve as a director of the Company. |