SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 26, 2007
WESTWOOD HOLDINGS GROUP, INC.
(Exact name of registrant as specified in charter)
Delaware 001-31234 75-2969997
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
200 Crescent Court, Suite 1200
Dallas, Texas 75201
(Address of principal executive offices)
(214) 756-6900
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02: RESULTS OF OPERATIONS AND FINANCIAL CONDITION
In accordance with Securities and Exchange Commission Release No. 34-47583, the
following information, which is being furnished pursuant to the requirements of
Item 2.02, "Results of Operations and Financial Condition," is being reported
under Item 7.01, "Regulation FD Disclosure."
On April 26, 2007, Westwood Holdings Group, Inc. issued a press release entitled
"Westwood Holdings Group, Inc. Reports First Quarter 2007 Results and Declares
Quarterly Dividend; Assets Under Management Rise to $6.1 Billion at March 31,
2007 and First Quarter Revenue Increases 12.9% Year-over-Year", a copy of which
is furnished with this Current Report on Form 8-K as Exhibit 99.1. The
information in this Current Report on Form 8-K shall not be deemed to be "filed"
for the purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that Section, nor shall it
be deemed incorporated by reference in any filing of the Company under the
Securities Act of 1933, as amended.
ITEM 7.01: REGULATION FD DISCLOSURE
Westwood also announced today that its Board of Directors has approved the
payment of a quarterly cash dividend of $0.20 per common share, payable on July
2, 2007 to stockholders of record on June 15, 2007.
ITEM 9.01: FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits: The following exhibit is furnished with this report:
Exhibit Number Description
-------------- ---------------------------------------------------------------
99.1 Press Release dated April 26, 2007, entitled "Westwood Holdings
Group, Inc. Reports First Quarter 2007 Results and Declares
Quarterly Dividend; Assets Under Management Rise to $6.1
Billion at March 31, 2007 and First Quarter Revenue Increases
12.9% Year-over-Year".
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
Date: April 26, 2007
WESTWOOD HOLDINGS GROUP, INC.
By: /s/ William R. Hardcastle, Jr.
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William R. Hardcastle, Jr.,
Chief Financial Officer
EXHIBIT INDEX
Exhibit Number Description
-------------- ---------------------------------------------------------------
99.1 Press Release dated April 26, 2007, entitled "Westwood Holdings
Group, Inc. Reports First Quarter 2007 Results and Declares
Quarterly Dividend; Assets Under Management Rise to $6.1
Billion at March 31, 2007 and First Quarter Revenue Increases
12.9% Year-over-Year".