Delaware
(State
or Other Jurisdiction
of
Incorporation)
|
001-15831
(Commission
File Number)
|
11-2936371
(IRS
Employer
Identification
No.)
|
600
California Street, 9th Floor,
San
Francisco, California
(
Address of Principal Executive Offices)
|
94108
(Zip
Code)
|
Item
3.02
|
Unregistered
Sales of Equity
Securities
|
Item
8.01
|
Other
Events
|
Item
9.01
|
Exhibits
|
3.5
|
Certificate
of Designation filed with the Secretary of State of Delaware on August 27,
2009.
|
99.1
|
Press
Release Announcing Series D Financing.
|
99.2
|
Press
Release Regarding Former Executives of C.E. Unterberg,
Towbin.
|
99.3
|
Letter
to Stockholders regarding Series D Financing and Nasdaq Rule
5635(f).
|
MERRIMAN
CURHAN FORD GROUP, INC.
|
||
Date: August 28,
2009
|
By:
|
/s/
D. JONATHAN MERRIMAN
|
D.
Jonathan Merriman
Chief
Executive Officer
|