Unassociated Document
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
 
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): September 14, 2011
 
HORIZON TECHNOLOGY FINANCE CORPORATION
(Exact name of registrant as specified in its charter)
         
Delaware
  
814-00802
  
27-2114934
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(I.R.S. Employer Identification No.)
 
312 Farmington Avenue
Farmington, CT 06032
(Address of principal executive offices and zip code)
 
Registrant’s telephone number, including area code: (860) 676-8654
 
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨
  
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
¨
  
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
¨
  
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
¨
  
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Section 8
  
Other Events
Item 8.01
 
Other Events

On September 14, 2011, Horizon Technology Finance Corporation (the “Company”) issued a press release to announce it has withdrawn its application for a license from the Small Business Administration (“SBA”) to operate a subsidiary as a small business investment company (“SBIC”).


Section 9
  
Financial Statements and Exhibits
Item 9.01
 
Financial Statements and Exhibits

(d) Exhibits.
     
99.1
  
Press Release of the Company dated September 14, 2011.
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
Date: September 14, 2011
HORIZON TECHNOLOGY FINANCE CORPORATION
 
  
 
 
By:
 
/s/ Robert D. Pomeroy, Jr.
  
   
Robert D. Pomeroy, Jr.
  
   
Chief Executive Officer