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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zhou Peng #1502, BLDG D, WANGZUO INT. CITY BLDG NO. 3 TANGYUAN ROAD, GAOXIN DISTRICT XI'AN, SHAANXI PROVINCE, F4 00000 |
X |
/s/ Peng Zhou | 02/10/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: The amount of shares beneficially owned set forth in Table I reflect pre-reverse stock split numbers. Mr. Zhou made transfers of his shares of common stock which inadvertently were not filed on a Form 4. In addition, the Form 4 that was filed by Mr. Zhou on January 13, 2009 incorrectly stated the date and number of shares disposed by him as of the date of the filing. As disclosed in Mr. Zhou's Form 4 filed on July 1, 2008, Mr. Zhou received 7,500,000 of Sino Clean Energy Inc.'s common stock as consideration for the sale of his 20% ownership interest in Suo'ang New Energy . Over the period from September 2008 through August 2011, Mr. Zhou transferred, in private transactions as gifts, for no consideration, 6,747,400 of these shares and continued to own 752,600 shares of common stock of the Company. On May 7, 2010, the Company effected a 1-for-10 reverse stock split, as a result of which, Mr. Zhou currently owns 75,260 shares of the Company's common stock. |