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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 7.04 | 07/27/2011 | 07/27/2020 | Common Stock | 10,000 (7) | 10,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 7.2 | 03/21/2012 | 03/21/2021 | Common Stock | 40,000 (8) | 50,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 7.92 | 12/05/2013 | 12/05/2022 | Common Stock | 40,000 (9) | 90,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 9.14 | 06/21/2014 | 06/21/2023 | Common Stock | 40,000 (10) | 130,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 10.47 | 07/22/2015(11) | 07/22/2024 | Common Stock | 48,000 (12) | 178,000 | D | ||||||||
Employee Stock Option (Right ti Buy) | $ 11.43 | 06/19/2016(13) | 06/19/2025 | Common Stock | 48,000 (14) | 226,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 11.99 | 06/16/2017(15) | 06/16/2026 | Common Stock | 48,000 (16) | 274,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DERRICO GEORGIA S 2954 BURRLAND LANE THE PLAINS, VA 20198 |
Executive Chairman | |||
PORTER R RODERICK 2954 BURRLAND LANE THE PLAINS, VA 20198 |
Vice Chairman |
/s/ Georgia S. Derrico | 01/31/2019 | |
**Signature of Reporting Person | Date | |
/s/ R. Roderick Porter | 01/31/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes restricted stock which vests in 5 annual installments beginning January 24, 2020. Owned as follows: 10,000 by Georgia S. Derrico and 10,000 by R. Roderick Porter |
(2) | These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married. |
(3) | These shares are owned by Georgia S. Derrico |
(4) | These shares are held in an IRA owned by Georgia S. Derrico |
(5) | These shares are held in an IRA owned by R. Roderick Porter |
(6) | These shares are held in a 401k plan as follows: 7,542 by Georgia S. Derrico and 7,595 by R. Roderick Porter |
(7) | These options are owned as follows: 5,000 by Georgia S. Derrico and 5,000 by R. Roderick Porter |
(8) | These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter |
(9) | These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter |
(10) | These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter |
(11) | These options are exercisable as follows: 9600 on 7/22/15, 9600 on 7/22/16, 9600 on 7/22/17, 9600 on 7/22/18, 9600 on 7/22/19 |
(12) | These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter |
(13) | These options are exercisable as follows: 9600 on 6/19/16, 9600 on 6/19/17, 9600 on 6/19/18, 9600 on 6/19/19, 9600 on 6/19/20 |
(14) | These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter |
(15) | These options are exercisable as follows: 9600 on 6/16/17, 9600 on 6/16/18, 9600 on 6/16/19, 9600 on 6/16/20, 9600 on 6/16/21 |
(16) | These options are owned as follows: 24,000 by Georgia S. Derrico and 24,00 by R Roderick Porter |