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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
OPTION (RIGHT TO BUY) | $ 9.13 | 01/09/2008 | M(1) | 5,700 | (4) | 01/15/2008 | COMMON STOCK | 5,700 | $ 0 | 19,300 | D | ||||
OPTION (RIGHT TO BUY) | $ 9.13 | 01/09/2008 | M(3) | 5,800 | (4) | 01/15/2008 | COMMON STOCK | 5,800 | $ 0 | 19,200 | I | SEE FOOTNOTE (3) | |||
OPTION (RIGHT TO BUY) | $ 9.13 | 01/10/2008 | M(1) | 12,500 | (4) | 01/15/2008 | COMMON STOCK | 12,500 | $ 0 | 6,800 | D | ||||
OPTION (RIGHT TO BUY) | $ 9.13 | 01/10/2008 | M(3) | 12,500 | (4) | 01/15/2008 | COMMON STOCK | 12,500 | $ 0 | 6,700 | I | SEE FOOTNOTE (3) | |||
OPTION (RIGHT TO BUY) | $ 9.13 | 01/11/2008 | M(1) | 6,800 | (4) | 01/15/2008 | COMMON STOCK | 6,800 | $ 0 | 0 | D | ||||
OPTION (RIGHT TO BUY) | $ 9.13 | 01/11/2008 | M(3) | 6,700 | (4) | 01/15/2008 | COMMON STOCK | 6,700 | $ 0 | 0 | I | SEE FOOTNOTE (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MATTHIAS DAN W C/O MOTHERS WORK, INC. 456 NORTH FIFTH STREET PHILADELPHIA, PA 19123 |
X | Chief Executive Officer |
Dan W. Matthias | 01/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | THE OPTIONS WERE EXERCISED AND THE SHARES WERE SOLD PURSUANT TO A 10B5-1 PREARRANGED TRADING PLAN ADOPTED BY THE REPORTING PERSON ON NOVEMBER 21, 2007. THE OPTIONS WERE DUE TO EXPIRE ON JANUARY 15, 2008. |
(2) | THIS AMENDMENT IS BEING FILED TO REFLECT THE CORRECT AMOUNT OF SHARES THE REPORTING PERSON DIRECTLY OWNS JOINTLY WITH HIS WIFE. 6,374 SHARES OF COMMON STOCK OF THE ISSUER ARE HELD JOINTLY BY THE REPORTING PERSON AND HIS WIFE, REBECCA C. MATTHIAS. ON NOVEMBER 22, 2006, 20,000 SHARES OF RESTRICTED STOCK WERE ISSUED TO THE REPORTING PERSON BY THE ISSUER. THESE SHARES VEST IN TWO (2) EQUAL ANNUAL INSTALLMENTS BEGINNING ON NOVEMBER 22, 2007. OF THE 10,000 SHARES OF RESTRICTED STOCK THAT VESTED ON NOVEMBER 22, 2007, THE REPORTING PERSON HOLDS 7,048 VESTED SHARES. |
(3) | THE REPORTING PERSON IS DEEMED TO BENEFICIALLY OWN SHARES AND OPTIONS GRANTED TO OR HELD BY HIS WIFE, REBECCA C. MATTHIAS. THE OPTIONS WERE EXERCISED AND THE SHARES WERE SOLD PURSUANT TO A 10B5-1 PREARRANGED TRADING PLAN ADOPTED BY THE REPORTING PERSON'S WIFE, REBECCA C. MATTHIAS, ON NOVEMBER 21, 2007. THE OPTIONS WERE DUE TO EXPIRE ON JANUARY 15, 2008. ON NOVEMBER 22, 2006, 20,000 SHARES OF RESTRICTED STOCK WERE ISSUED TO THE REPORTING PERSON'S WIFE, REBECCA C. MATTHIAS, BY THE ISSUER. THESE SHARES VEST IN TWO (2) EQUAL ANNUAL INSTALLMENTS BEGINNING ON NOVEMBER 22, 2007. OF THE 10,000 SHARES OF RESTRICTED STOCK THAT VESTED ON NOVEMBER 22, 2007, THE REPORTING PERSON'S WIFE, REBECCA C. MATTHIAS, HOLDS 7,048 VESTED SHARES. |
(4) | THE OPTIONS VESTED AND WERE EXERCISABLE ON JANUARY 15, 1999. |