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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | 10/07/2009 | A | 32.8866 | (6) | (6) | Common Stock | 32.8866 | (6) | 19,259.0422 | D | ||||
Restricted Stock Units | (5) | 12/10/2009 | A | 24,081 | (7) | (7) | Common Stock | 24,081 | (7) | 24,081 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOSHI VYOMESH C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP IPG |
/s/ David Ritenour as Attorney-in-Fact for Vyomesh I. Joshi | 12/14/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total beneficial ownership includes 138.8806 shares at $47.4600 per share acquired under the HP Share Ownership Plan ("SOP") on 10/30/09 and 11.8262 shares at $47.7616 per share received through dividends paid on 10/07/09 with respect to shares held under the SOP. |
(2) | There is no reportable change since the last filing. This is a reiteration of holdings only. |
(3) | The total indirect beneficial ownership reflects an increase of 40,000 shares due to the transfer of 20,000 shares from each of the Vyomesh I. Joshi 2009 GRAT and the Uma V. Joshi 2009 GRAT into the 2001 Joshi Living Trust Account on 12/04/09. |
(4) | The total indirect beneficial ownership reflects a decrease of 20,000 shares due to the transfer of 20,000 shares to the 2001 Joshi Living Trust Account on 12/04/09. |
(5) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(6) | As previously reported, on 01/15/09 the reporting person was granted 19,140 restricted stock units ("RSUs"), 9,570 of which will vest on each of 01/15/10 and 01/15/11. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 32.8866 dividend equivalent rights being reported reflect 32.8866 dividend equivalent rights at $45.96 per RSU credited to the reporting person's account on 10/07/09. |
(7) | On 12/10/09 the Reporting Person was granted 24,081 restricted stock units ("RSUs"), 12,040 of which will vest on 12/10/10 and 12,041 which will vest on 12/10/11. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |