UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock, no par value | 03/05/2002 | 03/05/2009 | 03/05/2005 | 1,500 (3) | $ 23.375 | D | Â |
Common Stock, no par value | 01/17/2003 | 01/17/2010 | 01/17/2003 | 1,500 (4) | $ 32.125 | D | Â |
Common Stock, no par value | 01/16/2004 | 01/16/2011 | 01/16/2004 | 1,500 (5) | $ 25.875 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brock Laurence M 6 LIBERTY LANE WEST HAMPTON, NH 03842 |
 |  |  Controller & C.A.O. |  |
/s/ Laurence M. Brock | 06/22/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held in trust under the terms of the Unitil Corporation Tax Deffered Savings and Investment Plan. |
(2) | Shares are held in the Brock Family Trust |
(3) | Options were granted March 5, 1999 under the terms and conditions of the Company's 1998 Stock Option Plan. |
(4) | Options were granted January 17, 2000 under the terms and conditions of the Company's 1998 Stock Option Plan |
(5) | Options were granted January 16, 2001 under the terms and conditions of the Company's 1998 Stock Option Plan |