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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock option grant (right to buy) (4) | $ 4 | 01/21/2009(5) | A | $ 7,500 | 01/21/2009 | 01/21/2010 | Common Stock | $ 7,500 | $ 4 | $ 7,500 | D | ||||
Stock option (right to buy) | $ 4.34 | 11/15/2006(3) | 11/15/2010 | Common Stock | 1,000 | 1,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MEDINA DANIEL A 4800 WILSHIRE BOULEVARD LOS ANGELES, CA 90010 |
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\s\ Daniele C. Johnson, Attorney-as-in-fact | 04/29/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securites are held directly in the name of Mr. Daniel Medina. |
(2) | These securities are held jointly with spouse. |
(3) | These stock options (right to buy) were granted on November 15, 2000 to vest at 20% per year for the following five years. |
(4) | This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting. |
(5) | This stock option grant will renew each year on January 21 until the board of Directors discontinues the renewal. |