Edgar Filing: Joy Catherine Frazier

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0287

Expires:

January 31, 2005

Estimated average burden hours per response...

0.5

(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Joy Catherine Frazier

2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [BFA, BFB]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	__X__ 10% Owner
_____ Officer (give title below)	_____ Other (specify below)

(Last)

(First)

(Middle)

850 DIXIE HIGHWAY

3. Date of Earliest Transaction (Month/Day/Year)
12/18/2012

(Street)

LOUISVILLE, KY 40210

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common	12/18/2012		G	V	10,000	A	$ 0	10,000	I	Alexander Joy
Class A Common	12/18/2012		G	V	5,000	A	$ 0	5,000	I	Christopher Joy
Class A Common	12/18/2012		G	V	22,000	A	$ 0	22,000	I	Caitlin Joy
Class A Common	12/18/2012		G	V	16,000	A	$ 0	16,000	I	Charles Joy
Class A Common								190,326 ⁽¹⁾	D
Class A Common								23,184 ⁽²⁾	I	Spouse
Class A Common								5,922 ⁽³⁾	I	Caitlin Joy UTMA
Class A Common								10,548 ⁽⁴⁾	I	Charles Joy UTMA
Class A Common								22,824 ⁽⁵⁾	I	Christopher Joy UTMA
Class A Common								15,633 ⁽⁶⁾	I	Alexander Joy UTMA
Class A Common								8,480,881 ⁽⁷⁾	I	Avish Agincourt, LLC
Class A Common								56,334 ⁽⁸⁾	I	Annsley Thornton Trust
Class B Common								489,549 ⁽⁹⁾	D
Class B Common								30,726 ⁽¹⁰⁾	I	Spouse
Class B Common								4,893 ⁽¹¹⁾	I	Caitlin Joy UTMA
Class B Common								8,895 ⁽¹²⁾	I	Charles Joy UTMA
Class B Common								20,773 ⁽¹³⁾	I	Christopher Joy UTMA
Class B Common								13,125 ⁽¹⁴⁾	I	Alexander Joy UTMA
Class B Common								4,756,912 ⁽¹⁵⁾	I	Avish Agincourt, LLC
Class B Common								41,046 ⁽¹⁶⁾	I	Annsley Thornton Trust
Class B Common								300 ⁽¹⁷⁾	I	Caitlin Joy IMA
Class B Common								300 ⁽¹⁷⁾	I	Charles Joy IMA
Class B Common								300 ⁽¹⁷⁾	I	Christopher Joy IMA
Class B Common								300 ⁽¹⁷⁾	I	Alexander Joy IMA
Class B Common								339 ⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Caitlin Joy
Class B Common								339 ⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Charles Joy
Class B Common								339 ⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Christopher Joy
Class B Common								339 ⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Alexander Joy

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Joy Catherine Frazier 850 DIXIE HIGHWAY LOUISVILLE, KY 40210		X

Signatures

Laura H. Pulliam, Attorney in Fact for Catherine Frazier Joy		04/12/2013
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 63,442 additional shares of Class A common stock.
(2)	Includes 7,728 additional Class A shares of common stock issued in the August stock split.
(3)	Includes 1,974 additional Class A shares of common stock issued in the August stock split.
(4)	Includes 3,516 additional Class A shares of common stock issued in the August stock split.
(5)	Includes 7,608 additional Class A shares of common stock issued in the August stock split.
(6)	Includes 5,211 additional Class A shares of common stock issued in the August stock split.
(7)	Includes 2,826,960 additional Class A shares of common stock issued in the August stock split. The undersigned disclaims beneficial ownership of shares held by all entities set forth in this form except to the extent of her pecuniary interest therein.
(8)	Includes 18,778 additional Class A shares of common stock issued in the August stock split.
(9)	Includes 163,183 additional Class B shares of common stock issued in the August stock split.
(10)	Includes 10,242 additional Class B shares of common stock issued in the August stock split.
(11)	Includes 1,631 additional Class B shares of common stock issued in the August stock split.
(12)	Includes 2,965 additional Class B shares of common stock issued in the August stock split.
(13)	Includes 6,924 additional Class B shares of common stock issued in the August stock split.
(14)	Includes 4,375 additional Class B shares of common stock issued in the August stock split.
(15)	Includes 1,795,162 additional Class B shares of common stock issued in the August stock split. Also updated to reflect redemptions of other LLC members that did not change the reporting person's pecuniary interest.
(16)	Includes 13,682 additional Class B shares of common stock issued in the August stock split.
(17)	Includes 100 additional Class B shares of common stock issued in the August stock split.
(18)	Includes 105 additional Class B shares of common stock issued in the August stock split. Also updated to reflect dividend reinvestment.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.