UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 06/21/2020 | Common Stock | 18,750 | $ 5.49 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 01/21/2021 | Common Stock | 10,000 | $ 9.66 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 02/13/2022 | Common Stock | 3,950 | $ 12.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 01/02/2023 | Common Stock | 7,400 | $ 6.48 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 04/04/2023 | Common Stock | 5,000 | $ 7.93 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Flessor Thomas N. 4041 PARK OAKS BOULEVARD, SUITE 200 TAMPA, FL 33610 |
 |  |  Pres of QC Energy Resources |  |
/s/ John T. Wilson, attorney-in-fact | 05/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | One-third of the options vested on June 21, 2013 and the remaining options vest in two equal installments on June 21, 2013 and 2014. |
(2) | The options vest ratably over 4 years on each anniversary of the grant date. The first two installments vested on January 21, 2012 and 2013 and the remaining options vest in two equal installments on January 21, 2014 and 2015. |
(3) | The options vest ratably over 4 years on each anniversary of the grant date. The first installment vested on February 13, 2013 and the remaining options vest in three equal installments on February 13, 2014, 2015 and 2016. |
(4) | The options vest ratably over 4 years on each anniversary of the grant date beginning January 2, 2014. |
(5) | The options vest ratably over 4 years on each anniversary of the grant date beginning April 4, 2014. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |