UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERKSHIRE HATHAWAY INC 3555 FARNAM STREET OMAHA, NE 68131 |
 |  X |  |  |
BUFFETT WARREN E 3555 FARNAM STREET OMAHA, NE 68131 |
 |  X |  |  |
/s/ Warren E. Buffett (on behalf of himself and each other reporting person hereunder) | 08/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 7,937,736 of the total reported securities are owned by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): Government Employees Insurance Company (3,893,300), GEICO Casualty Company (3,170,336), GEICO Indemnity Company (74,500), GEICO Advantage Insurance Company (269,000), GEICO Choice Insurance Company (268,700) and GEICO Secure Insurance Company (261,900). As Berkshire is in the chain of ownership of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently owned by each subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(2) | 5,047,264 of the total reported securities are owned by the following pension plans of Berkshire's subsidiaries: ACME Brick Company Pension Trust (115,363), The Buffalo News Mechanical Pension Plan (38,600), The Buffalo News Editorial Pension Plan (98,532), Dexter Pension Plan (101,169), Johns Manville Corporation Master Pension Trust (98,500), Scott Fetzer Company Collective Investment Trust (95,100), BNSF Master Retirement Trust (3,800,000) and Lubrizol Corp Master Trust Pension (700,000). Each of Berkshire, Mr. Buffett and these pension plans disclaims beneficial ownership in such shares. |