SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
13d-2(a)
(Amendment No. 2)
GOODMAN GLOBAL, INC.
(Name of Issuer)
Common Stock, par value $0.01
(Title of Class of Securities)
38239A100
(CUSIP Number)
John Keffer, Esq.
King & Spalding LLP
1100 Louisiana, Suite 4000
Houston, Texas 77002
( 713 ) 751 - 3200
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
October 21, 2007
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ¨
Note : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ).
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
JOHN BAILEY GOODMAN 1984 GRANTOR TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
228,719 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
228,719 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
228,719 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.3% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 2 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
MEG GOODMAN DANIEL 1984 GRANTOR TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
260,519 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
260,519 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
260,519 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.4% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 3 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
BETSY GOODMAN ABELL 1984 GRANTOR TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
347,358 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
347,358 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
347,358 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.5% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 4 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
HAROLD G. GOODMAN 1984 GRANTOR TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
86,838 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
86,838 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
86,838 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.1% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 5 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
BAILEY QUIN DANIEL 1991 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
2,170,992 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
2,170,992 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
2,170,992 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
3.1% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 6 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
LUCY HUGHES ABELL 1991 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
868,397 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
868,397 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
868,397 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
1.3% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 7 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
SAM HOUSTON VITERBO ABELL 1991 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
868,397 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
868,397 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
868,397 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
1.3% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 8 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
HARRIETT ELIZABETH GOODMAN 1991 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
1,302,595 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
1,302,595 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
1,302,595 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
1.9% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 9 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
JOHN BAILEY GOODMAN, JR. 1991 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
1,302,595 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
1,302,595 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
1,302,595 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
1.9% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 10 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
HUTTON GREGORY GOODMAN 1994 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
303,648 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
303,648 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
303,648 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.4% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 11 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
HANNAH JANE GOODMAN 1994 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
303,648 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
303,648 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
303,648 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.4% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 12 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
MARY JANE GOODMAN 1994 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
303,648 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
303,648 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
303,648 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.4% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 13 of 17 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION OF ABOVE PERSON |
|||
HAROLD VITERBO GOODMAN II 1994 TRUST | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(a) x | ||||
(b) ¨ | ||||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS | |||
OO | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Texas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER | |
303,648 shares of Common Stock | ||
8 SHARED VOTING POWER | ||
9 SOLE DISPOSITIVE POWER | ||
303,648 shares of Common Stock | ||
10 SHARED DISPOSITIVE POWER | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
303,648 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
0.4% | ||||
14 | TYPE OF REPORTING PERSON | |||
OO |
CUSIP No. 38239A100 | 13D | Page 14 of 17 |
This Amendment No. 2 to Schedule 13D (Amendment No. 2) is filed jointly by (i) John Bailey Goodman 1984 Grantor Trust, (ii) Meg Goodman Daniel 1984 Grantor Trust, (iii) Betsy Goodman Abell 1984 Grantor Trust, (iv) Harold G. Goodman 1984 Grantor Trust, (v) Bailey Quin Daniel 1991 Trust, (vi) Lucy Hughes Abell 1991 Trust, (vii) Sam Houston Viterbo Abell 1991 Trust, (viii) Harriett Elizabeth Goodman 1991 Trust, (ix) John Bailey Goodman, Jr. 1991 Trust, (x) Hutton Gregory Goodman 1994 Trust, (xi) Hannah Jane Goodman 1994 Trust, (xii) Mary Jane Goodman 1994 Trust and (xiii) Harold Viterbo Goodman II 1994 Trust, relating to the shares of common stock, par value $0.01 (the Common Stock), of Goodman Global, Inc. (the Issuer). Such persons are referred to herein collectively as the Reporting Persons. Amendment No. 2 supplements and amends the Schedule 13D filed by Reporting Persons on May 10, 2006 (Original Schedule 13D) and Amendment No. 1 to the Schedule D filed by Reporting Persons on October 29, 2007 (Amendment No. 1) and the Original Schedule 13D and Amendment No. 1 are both incorporated herein by reference. This Amendment No. 2 is being filed by Reporting Persons to correct the shares held as reported in Amendment No. 1. The address of each Reporting Person is Altazano Management, LLC, 109 North Post Oak Lane, Suite 425, Houston, Texas 77024.
Responses to each item of this Statement on Schedule 13D are incorporated by reference into the response to each other item, as applicable.
Item 1. Security and Issuer
No change.
Item 2. Identity and Background
No change.
Item 3. Source and Amount of Funds or Other Consideration
No change.
Item 4. Purpose of Transaction
No change.
CUSIP No. 38239A100 | 13D | Page 15 of 17 |
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and supplemented by deleting it in its entirety and replacing it with the following:
Reporting Persons are the record holders of 8,651,002 shares of Common Stock of the Issuer, which represent approximately 12.6% of the outstanding Common Stock of the Issuer. The 8,651,002 shares of Common Stock reported as beneficially owned by the Reporting Persons include the shares of Common Stock owned of record by the Reporting Persons, but do not include any shares of Common Stock owned by the other stockholders (the Apollo Stockholders) that are party to the Stockholders Agreement dated as of December 23, 2004, as amended (the Stockholders Agreement), which 36,940,966 shares (approximately 53.6%) may be deemed beneficially owned by a group comprised of the Reporting Persons and the Apollo Stockholders due to the voting and other provisions of the Stockholders Agreement. Each of the Reporting Persons disclaim beneficial ownership of the shares of the Issuers Common Stock reported as beneficially owned by any of the other Reporting Persons or by the Apollo Stockholders, in excess of their pecuniary interests in such securities, if any, and the filing of this Schedule 13D shall not be construed as an admission that any such person is the beneficial owner of any such securities.
(a) See the information contained on the cover pages to this Amendment No. 2 to Schedule 13D which is incorporated herein by reference. The percentage of the class beneficially owned by each Reporting Person is based on 68,929,493 outstanding shares of Common Stock of the Issuer as of August 6, 2007, as reported by the Issuer in its Report on Form 10-Q filed with the Securities and Exchange Commission on August 8, 2007.
(b) See the information contained on the cover pages to this Amendment No. 2 to Schedule 13D which is incorporated herein by reference.
(c) There have been no reportable transactions with respect to the Common Stock of the Issuer within the last 60 days by the Reporting Persons.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
No change.
CUSIP No. 38239A100 | 13D | Page 16 of 17 |
Item 7. Material to Be Filed as Exhibits
Exhibit 1: | Joint Filing Agreement dated November 1, 2007 among the Reporting Persons. | |
Exhibit 2: | Agreement and Plan of Merger dated as of October 21, 2007, by and among Chill Holdings, Inc., Chill Acquisition, Inc. and Goodman Global, Inc. (incorporated herein by reference to Exhibit 2.1 to the Current Report on Form 8-K (file number 001-32850) of the Issuer filed with the Securities and Exchange Commission on October 25, 2007). | |
Exhibit 3: | Voting Agreement dated as of October 21, 2007, by and among Chill Holdings, Inc. and the Reporting Persons. (Amended Schedule A indicating correct number of shares owned.) |
CUSIP No. 38239A100 | 13D | Page 17 of 17 |
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement with respect to such person is true, complete and correct.
Bessemer Trust Company, Trustee of the Hutton Gregory Goodman 1994 Trust | ||
By: | /s/ Philip C. Kalafatis | |
Name: | Philip C. Kalafatis | |
Its: | Managing Director | |
Bessemer Trust Company, Trustee of the Hannah Jane Goodman 1994 Trust | ||
By: | /s/ Philip C. Kalafatis | |
Name: | Philip C. Kalafatis | |
Its: | Managing Director | |
Bessemer Trust Company, Trustee of the Mary Jane Goodman 1994 Trust | ||
By: | /s/ Philip C. Kalafatis | |
Name: | Philip C. Kalafatis | |
Its: | Managing Director | |
Bessemer Trust Company, Trustee of the Harold Viterbo Goodman II 1994 Trust | ||
By: | /s/ Philip C. Kalafatis | |
Name: | Philip C. Kalafatis | |
Its: | Managing Director | |
/s/ C. Hastings Johnson | ||
C. Hastings Johnson, Trustee of the Lucy Hughes Abell 1991 Trust |
/s/ C. Hastings Johnson |
C. Hastings Johnson, Trustee of the Sam Houston Viterbo Abell 1991 Trust |
/s/ Harold G. Goodman |
Harold G. Goodman, Trustee of the Harold G. Goodman 1984 Grantor Trust |
/s/ Meg Goodman |
Meg Goodman (formerly Meg Goodman Daniel), Trustee of the Meg Goodman Daniel 1984 Grantor Trust |
Wilmington Trust Company, Trustee of the Meg Goodman Daniel 1984 Grantor Trust |
By: | /s/ W. Christopher Kreicker | |
Name: | W. Christopher Kreicker | |
Its: | Vice President |
/s/ Betsy Goodman Abell |
Betsy Goodman Abell, Trustee of the Betsy Goodman Abell 1984 Grantor Trust |
/s/ John B. Goodman |
John B. Goodman, Trustee of the Betsy Goodman Abell 1984 Grantor Trust |
/s/ Daniel A. Breen III |
Daniel A. Breen III, Trustee of the Harriett Elizabeth Goodman 1991 Trust |
/s/ Daniel A. Breen III |
Daniel A. Breen III, Trustee of the John Bailey Goodman, Jr. 1991 Trust |
/s/ John B. Goodman |
John B. Goodman, Trustee of the John Bailey Goodman 1984 Grantor Trust |
/s/ Daniel A. Breen III |
Daniel A. Breen III, Trustee of the Bailey Quin Daniel 1991 Trust |