U.S. SECURITIES AND EXCHANGE COMMISSION |
OMB APPROVAL | |||||||||||||||||||||||
Washington, D.C. 20549
FORM 144 |
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OMB Number: 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response . . . 2.00 |
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NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 |
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SEC USE ONLY |
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ATTENTION: |
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
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DOCUMENT SEQUENCE NO. | |||||||||||||||||||||
CUSIP NUMBER |
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1(a) NAME OF ISSUER | |
(b) IRS INEENT. NO. |
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(c) S.E.C. FILE NO. | WORK LOCATION | |||||||||||||||||||
Avago Technologies Limited |
N/A | 001-34428 | (e) TELEPHONE NO. | |||||||||||||||||||||
1(d) ADDRESS OF ISSUER |
STREET |
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1 YISHUN AVENUE 7 | CITY | STATE | ZIP CODE | AREA CODE | AND NUMBER | |||||||||||||||||||
Singapore | 768923 | 65 | 6755-7888 |
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD |
(b) RELATIONSHIP TO ISSUER |
(c) ADDRESS | CITY | STATE | ZIP CODE | |||||||||||||
Seletar Investments Pte Ltd (1) | Shareholder | 60B Orchard Road, #06-18 Tower 2, The Atrium@Orchard | Singapore | 238891 |
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3(a) |
(b) | SEC USE ONLY |
(c) | (d) | (e) | (f) | (g) | |||||||||||||||||||||
Title of the Class of Securities To Be Sold |
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker Who is Acquiring the Securities | Broker-Dealer File Number |
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Number of Shares or Other Units To Be Sold (See instr. 3(c)) |
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Aggregate Market Value (See instr. 3(d)) |
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Number of Shares or Other Units Outstanding (See instr. 3(e)) |
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Approximate Date of Sale (MO./DAY/YR.) (See instr. 3(f)) |
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Name of Each Securities Exchange (See instr. 3(g)) |
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Ordinary Shares |
Merrill Lynch, Pierce, Fenner, and Smith Inc. One Bryant Park New York, NY 10036 |
1,455,741 |
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$49,407,849.54 (based on the |
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244,406,916 (as of 12/9/11) |
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Promptly following the date hereof through no later than 3/31/12 |
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NASDAQ | ||||||||||||||||
TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of the Class |
Date You Acquired |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired (If gift, also give date donor acquired) |
Amount of Securities Acquired |
Date of Payment | Nature of Payment | ||||||||||||||
Ordinary Shares |
December 1, 2005 | Securities Subscription | Avago Technologies Limited | 22,670,917 (2) | December 1, 2005 | Cash | ||||||||||||||
INSTRUCTIONS: | If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
TABLE IISECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months
by the person for whose account the securities are to be sold.
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold |
Gross Proceeds | ||||||||
Remarks:
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(1) The ordinary shares (Ordinary Shares) issued by Avago Technologies Limited (Avago) are held directly by Seletar Investments Pte Ltd, a Singapore company (Seletar). The Ordinary Shares may also be deemed to be beneficially owned by Temasek Holdings (Private) Limited (Temasek Holdings) and Temasek Capital (Private) Limited (Temasek Capital) because (i) Seletar is directly and wholly owned by Temasek Capital and (ii) Temasek Capital is directly and wholly owned by Temasek Holdings. Each of the reporting persons disclaim beneficial ownership of the Ordinary Shares, except to the extent of their pecuniary interest therein. Temasek Holdings and Temasek Capital are Singapore companies. |
(2) Seletar initially acquired 22,670,917 Ordinary Shares and has subsequently sold Ordinary Shares pursuant to a Form S-1 (File No. 333-164368) (as amended from time to time), each declared effective by the Securities and Exchange Commission from time to time. As of the date hereof, Seletar directly holds 1,455,741 Ordinary Shares. |
INSTRUCTIONS:
See the definition of person in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. |
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. |
January 19, 2012
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Date of Notice |
Date of Plan Adoption or Giving of Instruction if Relying on Rule 10B5-1 |
/s/ Ang Peng Huat
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(Signature) |
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |