UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: | 811-21077 | |
Registrant Name: | PIMCO California Municipal Income Fund II | |
Address of Principal Executive Offices: | 1633 Broadway New York, NY 10019 | |
Name and Address of Agent for Service: | Lawrence G. Altadonna 1633 Broadway New York, NY 10019 | |
Registrants telephone number, including area code: | 212-739-3371 | |
Date of Fiscal Year End: | May 31, 2014 | |
Date of Reporting Period: | August 31, 2013 |
Item 1. Schedule of Investments
PIMCO California Municipal Income Fund II Schedule of Investments
August 31, 2013 (unaudited)
Principal Amount (000s) |
Value* | |||||||
|
CALIFORNIA MUNICIPAL BONDS & NOTES87.6% |
|||||||
$ | 2,000 | Alhambra Rev., Atherton Baptist Homes, 7.625%, 1/1/40, Ser. A |
$ | 2,079,200 | ||||
20,000 | Bay Area Toll Auth. Rev., San Francisco Bay Area, 5.00%, 4/1/39, Ser. F-1 (g) |
20,276,400 | ||||||
Chabot-Las Positas Community College Dist., GO, Ser. C, |
||||||||
17,305 | zero coupon, 8/1/36 (AMBAC) |
4,124,301 | ||||||
5,000 | zero coupon, 8/1/37 (AMBAC) |
1,111,550 | ||||||
15,000 | zero coupon, 8/1/43 (AMBAC) |
2,233,950 | ||||||
1,000 | Chula Vista Rev., San Diego Gas & Electric, 5.875%, 2/15/34, Ser. B |
1,062,040 | ||||||
300 | City & Cnty. of San Francisco, Capital Improvement Projects, CP, 5.25%, 4/1/31, Ser. A |
304,908 | ||||||
8,920 | Coronado Community Dev. Agcy., Tax Allocation, 4.875%, 9/1/35 (AMBAC) |
8,702,530 | ||||||
25,000 | Desert Community College Dist., GO, zero coupon, 8/1/46, Ser. C (AGM) |
3,226,500 | ||||||
8,300 | El Dorado Irrigation Dist. & El Dorado Water Agcy., CP, 5.75%, 8/1/39, Ser. A (AGC) |
8,513,393 | ||||||
1,500 | Foothill-Eastern Transportation Corridor Agcy. Rev., 5.875%, 1/15/27 (IBC-NPFGC) |
1,519,440 | ||||||
1,440 | Fremont Community Facs. Dist. No. 1, Special Tax, Pacific Commons, 5.30%, 9/1/30 |
1,403,798 | ||||||
Golden State Tobacco Securitization Corp. Rev., |
||||||||
13,885 | 5.00%, 6/1/45 (AMBAC-TCRS) |
12,494,556 | ||||||
3,500 | 5.00%, 6/1/45, Ser. A |
3,149,510 | ||||||
6,000 | 5.00%, 6/1/45, Ser. A (FGIC-TCRS) |
5,399,160 | ||||||
8,500 | 5.125%, 6/1/47, Ser. A-1 |
5,681,995 | ||||||
31,415 | 5.75%, 6/1/47, Ser. A-1 |
23,005,204 | ||||||
Health Facs. Financing Auth. Rev., |
||||||||
250 | Adventist Health System, 5.75%, 9/1/39, Ser. A |
264,098 | ||||||
3,000 | Catholic Healthcare West, 6.00%, 7/1/39, Ser. A |
3,199,560 | ||||||
1,000 | Childrens Hospital of Los Angeles, 5.00%, 11/15/34, Ser. A |
923,480 | ||||||
500 | Childrens Hospital of Orange Cnty., 6.50%, 11/1/38, Ser. A |
556,615 | ||||||
9,000 | Scripps Health, 5.00%, 11/15/40, Ser. A |
8,612,730 | ||||||
3,700 | Stanford Hospital, 5.25%, 11/15/40, Ser. A-2 |
3,721,719 | ||||||
2,000 | Stanford Hospital Clinics, 5.00%, 8/15/51, Ser. A |
1,924,380 | ||||||
1,000 | Sutter Health, 5.00%, 8/15/35, Ser. D |
985,560 | ||||||
4,220 | Sutter Health, 5.00%, 11/15/42, Ser. A (IBC-NPFGC) |
4,032,674 | ||||||
6,000 | Sutter Health, 5.00%, 8/15/52, Ser. A |
5,475,720 | ||||||
12,195 | Sutter Health, 5.25%, 11/15/46, Ser. A (g) |
11,659,639 | ||||||
4,500 | Imperial Irrigation Dist. Rev., 5.00%, 11/1/41, Ser. B |
4,322,430 | ||||||
175 | Infrastructure & Economic Dev. Bank Rev., 5.25%, 2/1/38 |
174,038 | ||||||
515 | Irvine Unified School Dist., Special Tax, 6.70%, 9/1/35 |
544,649 | ||||||
1,000 | Lancaster Redev. Agcy., Tax Allocation, 6.875%, 8/1/39 |
1,071,070 | ||||||
500 | Long Beach Airport Rev., 5.00%, 6/1/40, Ser. A |
469,815 | ||||||
7,500 | Long Beach Bond Finance Auth. Rev., Long Beach Natural Gas, 5.50%, 11/15/37, Ser. A |
7,529,325 | ||||||
10,000 | Long Beach Unified School Dist., GO, 5.25%, 8/1/33, Ser. A (g) |
10,667,600 | ||||||
Los Angeles Department of Water & Power Rev., |
||||||||
15,000 | 4.75%, 7/1/30, Ser. A-2 (AGM) (g) |
15,356,850 | ||||||
8,000 | 5.00%, 7/1/36, Ser. B |
8,153,760 | ||||||
500 | 5.00%, 7/1/43, Ser. B |
507,450 | ||||||
11,000 | Los Angeles Unified School Dist., GO, 5.00%, 1/1/34, Ser. I |
11,104,280 | ||||||
3,200 | M-S-R Energy Auth. Rev., 6.50%, 11/1/39, Ser. B |
3,503,904 | ||||||
10,000 | Manteca Redev. Agcy., Tax Allocation, 5.00%, 10/1/36 (AMBAC) |
8,792,900 | ||||||
5,000 | Metropolitan Water Dist. of Southern California Rev., 5.00%, 7/1/37, Ser. A (g) |
5,196,900 | ||||||
1,175 | Municipal Finance Auth. Rev., Azusa Pacific Univ. Project, 7.75%, 4/1/31, Ser. B |
1,274,805 | ||||||
5,000 | Oakland Unified School Dist., Alameda Cnty., GO, 6.125%, 8/1/29, Ser. A |
5,094,950 | ||||||
4,750 | Palomar Pomerado Health, CP, 6.75%, 11/1/39 |
4,852,315 | ||||||
10,000 | Placentia-Yorba Linda Unified School Dist., CP, 5.00%, 10/1/32 (NPFGC) |
10,066,100 | ||||||
1,500 | Pollution Control Financing Auth. Rev., American Water Capital Corp. Project, 5.25%, 8/1/40 (a)(d) |
1,417,440 | ||||||
Poway Unified School Dist., GO, |
||||||||
11,000 | zero coupon, 8/1/40 |
2,056,890 | ||||||
16,000 | zero coupon, 8/1/46 |
2,000,160 | ||||||
1,950 | Riverside, CP, 5.00%, 9/1/33 (AMBAC) (Pre-refunded @ $100, 9/1/13) (c) |
1,950,000 | ||||||
2,000 | Roseville Redev. Agcy., Tax Allocation, 5.00%, 9/1/32, Ser. B (NPFGC) |
1,883,500 | ||||||
1,375 | Ross Valley School Dist., GO, 5.00%, 8/1/42, Ser. B |
1,400,671 | ||||||
1,000 | San Diego Public Facs. Financing Auth. Sewer Rev., 5.25%, 5/15/39, Ser. A |
1,019,620 | ||||||
4,000 | San Diego Public Facs. Financing Auth. Water Rev., 5.25%, 8/1/38, Ser. A |
4,207,840 | ||||||
2,800 | San Diego Regional Building Auth. Rev., Cnty. Operations Center & Annex, 5.375%, 2/1/36, Ser. A |
2,956,128 | ||||||
2,800 | San Diego Unified School Dist., GO, 4.75%, 7/1/27, Ser. D-2 (AGM) |
2,875,404 | ||||||
1,000 | San Jose Hotel Tax Rev., Convention Center Expansion, 6.50%, 5/1/36 |
1,092,370 | ||||||
1,300 | San Marcos Unified School Dist., GO, 5.00%, 8/1/38, Ser. A |
1,298,102 | ||||||
1,260 | Santa Cruz Cnty., CP, 5.25%, 8/1/32 |
1,267,459 | ||||||
1,500 | Santa Cruz Cnty. Redev. Agcy., Tax Allocation, Live Oak/Soquel Community, 7.00%, 9/1/36, Ser. A |
1,688,250 | ||||||
State, GO, |
||||||||
2,500 | 5.00%, 9/1/31 |
2,557,025 | ||||||
10,000 | 6.00%, 4/1/38 |
11,010,800 | ||||||
State Public Works Board Rev., |
||||||||
3,000 | 5.75%, 10/1/30, Ser. G-1 |
3,243,510 | ||||||
2,000 | California State Univ., 6.00%, 11/1/34, Ser. J |
2,196,780 | ||||||
2,000 | Judicial Council Projects, 5.00%, 12/1/29, Ser. D |
2,026,800 | ||||||
2,500 | Judicial Council Projects, 5.00%, 3/1/38, Ser. A (b) |
2,417,750 | ||||||
7,915 | Regents Univ., 5.00%, 3/1/33, Ser. A |
8,148,730 | ||||||
Statewide Communities Dev. Auth. Rev., |
||||||||
1,165 | Bentley School, zero coupon, 7/1/50 (b) |
33,424 |
PIMCO California Municipal Income Fund II Schedule of Investments
August 31, 2013 (unaudited) (continued)
Principal Amount (000s) |
Value* | |||||||
$ | 3,760 | Bentley School, 7.00%, 7/1/40, Ser. A |
$ | 3,990,488 | ||||
1,520 | Catholic Healthcare West, 5.50%, 7/1/31, Ser. D |
1,596,684 | ||||||
1,520 | Catholic Healthcare West, 5.50%, 7/1/31, Ser. E |
1,596,684 | ||||||
250 | Huntington Park Charter School Project, 5.15%, 7/1/30, Ser. A |
204,030 | ||||||
1,250 | Huntington Park Charter School Project, 5.25%, 7/1/42, Ser. A |
945,688 | ||||||
500 | International School of the Peninsula Project, 5.00%, 11/1/29 |
462,825 | ||||||
6,205 | Kaiser Permanente, 5.00%, 4/1/42, Ser. A |
5,879,920 | ||||||
1,000 | Lancer Student Housing Project, 7.50%, 6/1/42 |
1,062,830 | ||||||
9,700 | Los Angeles Jewish Home, 5.50%, 11/15/33 (CA Mtg. Ins.) |
9,739,382 | ||||||
2,135 | Methodist Hospital Project, 6.625%, 8/1/29 (FHA) |
2,430,697 | ||||||
7,860 | Methodist Hospital Project, 6.75%, 2/1/38 (FHA) |
8,763,507 | ||||||
3,700 | St. Joseph Health System, 5.75%, 7/1/47, Ser. A (FGIC) |
3,877,008 | ||||||
5,600 | Sutter Health, 6.00%, 8/15/42, Ser. A |
6,183,856 | ||||||
4,500 | Univ. of California Irvine E. Campus, 5.375%, 5/15/38 |
4,330,125 | ||||||
1,800 | Tobacco Securitization Agcy. Rev., Stanislaus Cnty., 5.875%, 6/1/43, Ser. A |
1,800,450 | ||||||
3,100 | Torrance Rev., Torrance Memorial Medical Center, 5.00%, 9/1/40, Ser. A |
2,971,567 | ||||||
1,000 | Tustin Unified School Dist., Special Tax, 6.00%, 9/1/40, Ser. 2006-1 |
996,020 | ||||||
15,000 | Univ. of California Rev., 5.00%, 5/15/42, Ser. G |
14,953,500 | ||||||
|
|
|||||||
Total California Municipal Bonds & Notes (cost$366,476,483) |
374,861,665 | |||||||
|
|
|||||||
|
CALIFORNIA VARIABLE RATE NOTES (a)(d)(e)(f) 5.6% |
| ||||||
6,035 | Desert Community College Dist., GO, 8.05%, 8/1/32, Ser. 3016-1 (AGC) |
6,626,732 | ||||||
7,500 | JPMorgan Chase Putters/Drivers Trust Rev., 8.085%, 5/15/34, Ser. 3838 |
7,346,250 | ||||||
4,000 | Los Angeles Community College Dist., GO, 11.866%, 8/1/33, Ser. 3096 |
4,249,760 | ||||||
5,000 | San Diego Community College Dist., GO, 8.523%, 2/1/17 |
5,724,700 | ||||||
|
|
|||||||
Total California Variable Rate Notes (cost$22,308,392) |
23,947,442 | |||||||
|
|
|||||||
|
OTHER MUNICIPAL BONDS & NOTES5.6% |
| ||||||
Arizona1.7% |
||||||||
8,000 | Salt Verde Financial Corp. Rev., 5.00%, 12/1/37 |
7,337,120 | ||||||
|
|
|||||||
New Jersey0.7% |
||||||||
Tobacco Settlement Financing Corp. Rev., Ser. 1-A, |
||||||||
1,300 | 4.75%, 6/1/34 |
898,352 | ||||||
3,000 | 5.00%, 6/1/41 |
2,021,820 | ||||||
|
|
|||||||
2,920,172 | ||||||||
|
|
|||||||
New York0.6% |
||||||||
1,250 | Liberty Dev. Corp. Rev., Goldman Sachs Headquarters, 5.25%, 10/1/35 |
1,276,288 | ||||||
1,900 | TSASC, Inc. Rev., 5.00%, 6/1/34, Ser. 1 |
1,413,638 | ||||||
|
|
|||||||
2,689,926 | ||||||||
|
|
|||||||
Rhode Island2.6% |
||||||||
11,000 | Tobacco Settlement Financing Corp. Rev., 6.25%, 6/1/42, Ser. 2002-A |
10,976,240 | ||||||
|
|
|||||||
Total Other Municipal Bonds & Notes (cost$22,839,848) |
23,923,458 | |||||||
|
|
|||||||
|
SHORT-TERM INVESTMENTS1.2% |
| ||||||
U.S. Treasury Obligations1.2% |
||||||||
U.S. Treasury Notes, |
||||||||
400 | 0.125%, 7/31/14 |
399,976 | ||||||
4,400 | 0.25%, 4/30/14 |
4,404,383 | ||||||
400 | 0.25%, 5/31/14 |
400,406 | ||||||
|
|
|||||||
Total U.S. Treasury Obligations (cost$5,203,308) | 5,204,765 | |||||||
|
|
|||||||
Total Investments (cost$416,828,031) (h)100.0% | $ | 427,937,330 | ||||||
|
|
Industry classification of portfolio holdings as a percentage of total investments at August 31, 2013 was as follows:
Revenue Bonds: |
||||||||
Health, Hospital & Nursing Home Revenue |
20.2 | % | ||||||
Tobacco Settlement Funded |
15.6 | |||||||
College & University Revenue |
5.9 | |||||||
Highway Revenue Tolls |
5.1 | |||||||
Electric Power & Light Revenue |
4.6 | |||||||
Water Revenue |
4.6 | |||||||
Natural Gas Revenue |
4.5 | |||||||
Lease (Abatement) |
3.0 | |||||||
Port, Airport & Marina Revenue |
1.8 | |||||||
Private Schools |
1.1 | |||||||
Local or Guaranteed Housing |
1.0 | |||||||
Miscellaneous Revenue |
0.3 | |||||||
Lease Revenue |
0.3 | |||||||
Hotel Occupancy Tax |
0.3 | |||||||
Sewer Revenue |
0.2 | |||||||
Recreational Revenue |
0.0 | |||||||
|
|
|||||||
Total Revenue Bonds |
68.5 | % | ||||||
General Obligation |
18.1 | |||||||
Certificates of Participation |
6.3 | |||||||
Tax Allocation |
5.2 | |||||||
U.S. Treasury Notes |
1.2 | |||||||
Special Tax |
0.7 | |||||||
|
|
|||||||
Total Investments |
100.0 | % | ||||||
|
|
Notes to Schedule of Investments:
* | Portfolio securities and other financial instruments for which market quotations are readily available are stated at market value. Market value is generally determined on the basis of last reported sales prices, or if no sales are reported, on the basis of quotes obtained from a quotation reporting system, established market makers, or independent pricing services. The Funds investments are valued daily using prices supplied by an independent pricing service or dealer quotations, or by using the last sale price on the exchange that is the primary market for such securities, or the mean between the last quoted bid and ask price. Independent pricing services use information provided by market makers or estimates of market values obtained from yield data relating to investments or securities with similar characteristics. |
The Board of Trustees (the Board) has adopted procedures for valuing portfolio securities and other financial derivative instruments in circumstances where market quotes are not readily available, and has delegated the responsibility for applying the valuation methods to Allianz Global Investors Fund Management LLC (the Investment Manager) and Pacific Investment Management Company LLC (the Sub-Adviser). The Funds Valuation Committee was established by the Board to oversee the implementation of the Funds valuation methods and to make fair value determinations on behalf of the Board, as instructed. The Sub-Adviser monitors the continued appropriateness of methods applied and determines if adjustments should be made in light of market changes, events affecting the issuer, or other factors. If the Sub-Adviser determines that a valuation method may no longer be appropriate, another valuation method may be selected, or the Valuation Committee will be convened to consider the matter and take any appropriate action in accordance with procedures set forth by the Board. The Board shall review the appropriateness of the valuation methods and these methods may be amended or supplemented from time to time by the Valuation Committee.
Short-term securities maturing in 60 days or less are valued at amortized cost, if their original term to maturity was 60 days or less, or by amortizing their value on the 61st day prior to maturity, if the original term to maturity exceeded 60 days.
The prices used by the Fund to value investments may differ from the value that would be realized if the investments were sold, and these differences could be material. The Funds net asset value (NAV) is normally determined as of the close of regular trading (normally, 4:00 p.m. Eastern time) on the New York Stock Exchange (NYSE) on each day the NYSE is open for business.
(a) | Private PlacementRestricted as to resale and may not have a readily available market. Securities with an aggregate value of $25,364,882, representing 5.9% of total investments. |
(b) | Illiquid. |
(c) | Pre-refunded bonds are collateralized by U.S. Government or other eligible securities which are held in escrow and used to pay principal and interest and retire the bonds at the earliest refunding date (payment date). |
(d) | 144AExempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, typically only to qualified institutional buyers. Unless otherwise indicated, these securities are not considered to be illiquid. |
(e) | Inverse FloaterThe interest rate shown bears an inverse relationship to the interest rate on another security or the value of an index. The interest rate disclosed reflects the rate in effect on August 31, 2013. |
(f) | Variable Rate NotesInstruments whose interest rates change on specified date (such as a coupon date or interest payment date) and/or whose interest rates vary with changes in a designated base rate (such as the prime interest rate). The interest rate disclosed reflects the rate in effect on August 31, 2013. |
(g) | Residual Interest Bonds held in TrustSecurities represent underlying bonds transferred to a separate securitization trust established in a tender option bond transaction in which the Fund acquired the residual interest certificates. These securities serve as collateral in a financing transaction. |
(h) | At August 31, 2013, the cost basis of portfolio securities for federal income tax purposes was $379,083,876. Gross unrealized appreciation was $24,417,750; gross unrealized depreciation was $13,709,491; and net unrealized appreciation was $10,708,259. The difference between book and tax cost was attributable to the differing treatment of inverse floater transactions. |
Fair Value Measurements
Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability (i.e. the exit price) in an orderly transaction between market participants. The three levels of the fair value hierarchy are described below:
| Level 1quoted prices in active markets for identical investments that the Fund has the ability to access |
| Level 2valuations based on other significant observable inputs, which may include, but are not limited to, quoted prices for similar assets or liabilities, interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates or other market corroborated inputs |
| Level 3valuations based on significant unobservable inputs (including the Sub-Advisers or Valuation Committees own assumptions and securities whose price was determined by using a single brokers quote) |
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The following are certain inputs and techniques that the Fund generally uses to evaluate how to classify each major category of assets and liabilities for Level 2 and Level 3, in accordance with Generally Accepted Accounting Principles.
The valuation techniques used by the Fund to measure fair value during the three months ended August 31, 2013 were intended to maximize the use of observable inputs and to minimize the use of unobservable inputs.
The Funds policy is to recognize transfers between levels at the end of the reporting period. An investment assets or liabilitys level within the fair value hierarchy is based on the lowest level input, individually or in aggregate, that is significant to the fair value measurement. The objective of fair value measurement remains the same even when there is a significant decrease in the volume and level of activity for an asset or liability and regardless of the valuation techniques used. Investments categorized as Level 1 or 2 as of period end may have been transferred between Levels 1 and 2 since the prior period due to changes in the valuation method utilized in valuing the investments.
U.S. Treasury Obligations U.S. Treasury obligations are valued by independent pricing services based on pricing models that evaluate the mean between the most recently quoted bid and ask price. The models also take into consideration data received from active market makers and broker-dealers, yield curves, and the spread over comparable U.S. Treasury issues. The spreads change daily in response to market conditions and are generally obtained from the new issue market and broker-dealer sources. To the extent that these inputs are observable, the values of U.S. Treasury obligations are categorized as Level 2. To the extent that these inputs are unobservable, the values are categorized as Level 3.
Municipal Bonds & Notes and Variable Rate Notes Municipal bonds & notes and variable rate notes are valued by independent pricing services based on pricing models that take into account, among other factors, information received from market makers and broker-dealers, current trades, bid-want lists, offerings, market movements, the callability of the bond, state of issuance, benchmark yield curves, and bond or note insurance. To the extent that these inputs are observable, the values of municipal bonds & notes and variable rate notes are categorized as Level 2. To the extent that these inputs are unobservable, the values are categorized as Level 3.
A summary of the inputs used at August 31, 2013 in valuing the Funds assets and liabilities is listed below (refer to the Schedule of Investments for more detailed information on Investments in Securities):
Level 1 - Quoted Prices |
Level 2 - Other Significant Observable Inputs |
Level 3 - Significant Unobservable Inputs |
Value at 8/31/13 |
|||||||||||||
Investments in SecuritiesAssets |
||||||||||||||||
California Municipal Bonds & Notes |
$ | | $ | 374,861,665 | $ | | $ | 374,861,665 | ||||||||
California Variable Rate Notes |
| 23,947,442 | | 23,947,442 | ||||||||||||
Other Municipal Bonds & Notes |
| 23,923,458 | | 23,923,458 | ||||||||||||
Short-Term Investments |
| 5,204,765 | | 5,204,765 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Totals |
$ | | $ | 427,937,330 | $ | | $ | 427,937,330 | ||||||||
|
|
|
|
|
|
|
|
At August 31, 2013, there were no transfers between Levels 1 and 2.
Glossary:
AGCinsured by Assured Guaranty Corp.
AGMinsured by Assured Guaranty Municipal Corp.
AMBACinsured by American Municipal Bond Assurance Corp.
CA Mtg. Ins.insured by California Mortgage Insurance
CPCertificates of Participation
FGICinsured by Financial Guaranty Insurance Co.
FHAinsured by Federal Housing Administration
GOGeneral Obligation Bond
IBCInsurance Bond Certificate
NPFGCinsured by National Public Finance Guarantee Corp.
TCRSTemporary Custodian Receipts
Item 2. Controls and Procedures
a) The registrants President & Chief Executive Officer and Treasurer, Principal Financial & Accounting Officer have concluded that the registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Act (17 CFR 270.30a-3(c))), are effective based on their evaluation of these controls and procedures as of a date within 90 days of the filing date of this document.
(b) There were no significant changes in the registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the Act (17 CFR 270.30a-3(d))) that occurred during the registrants last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrants internal control over financial reporting.
Item 3. Exhibits
(a) Exhibit 99.302 Cert. Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PIMCO California Municipal Income Fund II
By: /s/ Brian S. Shlissel |
Brian S. Shlissel, President & Chief Executive Officer |
Date: October 22, 2013 |
By: /s/ Lawrence G. Altadonna |
Lawrence G. Altadonna, Treasurer, Principal Financial & Accounting Officer |
Date: October 22, 2013 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By: /s/ Brian S. Shlissel |
Brian S. Shlissel, President & Chief Executive Officer |
Date: October 22, 2013 |
By: /s/ Lawrence G. Altadonna |
Lawrence G. Altadonna, Treasurer, Principal Financial & Accounting Officer |
Date: October 22, 2013 |