Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): September 28, 2016

 

 

TRIUMPH BANCORP, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Texas   001-36722   20-0477066

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification Number)

12700 Park Central Drive, Suite 1700

Dallas, Texas

   75251
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (214) 365-6900

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 8.01 Other Events

On September 28, 2016, Triumph Bancorp, Inc. (the “Company”) announced the pricing of its underwritten public offering (the “Offering”) of $50,000,000 aggregate principal amount of its 6.50% Fixed-to-Floating Rate Subordinated Notes due 2026 (the “Notes”). The press release announcing the pricing of the Offering is attached hereto as Exhibit 99.1, and is incorporated by reference herein.

This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy the Notes, nor shall there be any offer or sale of the Notes, in any jurisdiction in which such offer, solicitation or sale would be unlawful. The Offering will be made only by means of a prospectus supplement and accompanying base prospectus. The Company has filed a registration statement (File No. 333-213169) (including a base prospectus) and a preliminary prospectus supplement with the Securities and Exchange Commission (the “SEC”) and will file a final prospectus supplement with the SEC (together with the preliminary prospectus supplement, the “prospectus supplements”). Prospective investors should read the registration statement including the base prospectus, the preliminary prospectus supplement, the final prospectus supplement (when available) and the other documents the Company has filed with the SEC for more complete information about the Company, the Offering and the Notes.

 

Item 9.01 Financial Statements and Exhibits.

 

  (d) Exhibits

 

Exhibit
Number

   

Exhibit Title

99.1    Press Release, dated September 28, 2016

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      Triumph Bancorp, Inc.
Date: September 28, 2016       By:  

/s/ Adam D. Nelson

        Adam D. Nelson
        Executive Vice President and General Counsel

Exhibit Index

 

Exhibit
Number

   

Exhibit Title

99.1    Press Release, dated September 28, 2016