FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21494
Nuveen Floating Rate Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2017
Item 1. Proxy Voting Record
| Institutional Account Name |
Company Name |
Ticker |
Primary |
Meeting Date |
Proponent |
Proposal Text |
Management |
Vote Instruction |
Vote Against | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Elect Director Carol Crenshaw | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Elect Director Justin C. Dearborn | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Elect Director David Dreier | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Elect Director Eddy W. Hartenstein | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Elect Director Michael W. Ferro, Jr. | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Elect Director Philip G. Franklin | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Elect Director Richard A. Reck | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | |||||||||
| Nuveen Floating Rate Income Fund | tronc, Inc. | TRNC | 89703P107 | 18-Apr-17 | Management | Ratify Ernst & Young LLP as Auditors | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5-May-17 | Management | Elect Director Craig A. Jacobson | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5-May-17 | Management | Elect Director Laura R. Walker | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Elect Director Jeffrey A. Marcus | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Elect Director Mary G. Berner | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Elect Director Jill Bright | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Elect Director John W. Dickey | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Elect Director Ralph B. Everett | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Elect Director Ross A. Oliver | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Elect Director David M. Tolley | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 18-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 26-Jan-17 | Management | Approve Issuance of Shares for a Private Placement | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 26-Jan-17 | Management | Authorize the Issuance of Two New Classes of Common Stock | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082603 | 26-Jan-17 | Management | Adjourn Meeting | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Floating-Rate Income Trust | EFT | 278279104 | 23-Mar-17 | Management | Elect Director Thomas E. Faust, Jr. | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Floating-Rate Income Trust | EFT | 278279104 | 23-Mar-17 | Management | Elect Director Cynthia E. Frost | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Floating-Rate Income Trust | EFT | 278279104 | 23-Mar-17 | Management | Elect Director Scott E. Wennerholm | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 12-Oct-16 | Management | Approve Reverse Stock Split | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 12-Oct-16 | Management | Adjourn Meeting | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Senior Income Trust | EVF | 27826S103 | 20-Oct-16 | Management | Elect Director George J. Gorman | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Senior Income Trust | EVF | 27826S103 | 20-Oct-16 | Management | Elect Director Harriett Tee Taggart | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | MGM Holdings Inc. | MGMB | 55303C101 | 22-Dec-16 | Management | Elect Director Gary Barber | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | MGM Holdings Inc. | MGMB | 55303C101 | 22-Dec-16 | Management | Elect Director James Dondero | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | MGM Holdings Inc. | MGMB | 55303C101 | 22-Dec-16 | Management | Elect Director Jason O. Hirschhorn | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | MGM Holdings Inc. | MGMB | 55303C101 | 22-Dec-16 | Management | Elect Director Ann Mather | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | MGM Holdings Inc. | MGMB | 55303C101 | 22-Dec-16 | Management | Elect Director Fredric G. Reynolds | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | MGM Holdings Inc. | MGMB | 55303C101 | 22-Dec-16 | Management | Elect Director Nancy Tellem | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | MGM Holdings Inc. | MGMB | 55303C101 | 22-Dec-16 | Management | Elect Director Kevin Ulrich | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | Vantage Drilling Company | VTGDF | G93205113 | 4-Aug-16 | Management | Amend Articles of Association | For | Against | Yes |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Floating Rate Income Fund
| By | /s/ Cedric H. Antosiewicz | |
| Cedric H. Antosiewicz – Chief Administrative Officer | ||
| Date | ||
August 29, 2017