As filed with the Securities and Exchange Commission on August 30, 2017.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-04980

 

 

TCW Strategic Income Fund, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017

(Address of Principal Executive Offices) (Zip Code)

 

 

Patrick W. Dennis, Esq.

Assistant Secretary

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

(Name and Address of Agent for Service)

 

 

Registrant’s Telephone Number, including Area Code: (213) 244-0000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2016 – June 30, 2017

 

 

 

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Item 1. Proxy Voting Record

Fund Name : TCW Strategic Income Fund, Inc.

 

AGNC Investment Corp.
Ticker		Security ID:		Meeting Date		Meeting Status
AGNC		CUSIP 00123Q104		04/20/2017		Take No Action
Meeting Type				Country of Trade
Annual				United States

 

Issue No.		Description		Proponent		Mgmt Rec		Vote Cast		For/Against Mgmt
1		Elect Gary Kain		Mgmt		For		TNA		N/A
2		Elect Morris A. Davis		Mgmt		For		TNA		N/A
3		Elect Larry K. Harvey		Mgmt		For		TNA		N/A
4		Elect Prue B. Larocca		Mgmt		For		TNA		N/A
5		Elect Paul E. Mullings		Mgmt		For		TNA		N/A
6		Advisory Vote on Executive Compensation		Mgmt		For		TNA		N/A
7		Frequency of Advisory Vote on Executive Compensation		Mgmt		1 Year		TNA		N/A
8		Ratification of Auditor		Mgmt		For		TNA		N/A

 

 

 

AGNC Investment Corp.
Ticker		Security ID:		Meeting Date		Meeting Status
AGNC		CUSIP 00123Q104		12/09/2016		Voted
Meeting Type				Country of Trade
Special				United States

 

Issue No.		Description		Proponent		Mgmt Rec		Vote Cast		For/Against Mgmt
1		2016 Equity and Incentive Compensation Plan		Mgmt		For		For		For

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SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.