8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

HSBC HOLDINGS PLC

(Exact Name of Registrant as Specified in its Charter)

 

 

 

England and Wales   None
(State or Other Jurisdiction of Incorporation or Organization)   (I.R.S. Employer Identification No.)

8 Canada Square

London E14 5HQ

United Kingdom

(Address of Principal Executive Offices)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

  

Name of each exchange on which

each class is to be registered

4.583% Fixed Rate/Floating Rate Senior Unsecured Notes due 2029   New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ☐

Securities Act registration statement file number to which this form relates:

333-223191

Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of Class)

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

On February 23, 2018, HSBC Holdings plc (the Registrant) filed with the Securities and Exchange Commission (the Commission) a Registration Statement on Form F-3 (File No. 333-223191) (the Registration Statement) relating to, among other securities, senior unsecured securities of the Registrant.

On February 23, 2018, the Registrant filed with the Commission pursuant to Rule 415 under the Securities Act of 1933, as amended (the Securities Act), the base prospectus dated February 23, 2018, as supplemented by the prospectus supplement dated June 12, 2018 (the Prospectus and the Prospectus Supplement, respectively). The Prospectus and the Prospectus Supplement are incorporated herein by reference to the extent set forth below.

 

Item 1. Description of Registrant’s Securities to be Registered.

Reference is made to the information set forth on pages 13 through 28 (under “Description of Debt Securities”) of the Prospectus, pages 60 through 70 (under “Taxation”) of the Prospectus, page S-18 (under “Risk Factors—Risks Relating to the Notes—We may issue securities pari passu with the Notes and/or secured debt”) of the Prospectus Supplement, pages S-26 through S-39 (under “Description of the Notes”) of the Prospectus Supplement and pages S-40 (under “Taxation”) of the Prospectus Supplement, all of which information is incorporated by reference in this registration statement.

 

Item 2. Exhibits.

The following exhibits shall be, or have been, filed with the New York Stock Exchange, Inc. or the Commission:

 

  1. Indenture dated as of August  26, 2009 by and among the Registrant, The Bank of New York Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and exchange rate agent (incorporated herein by reference to Exhibit 4.1(c) to the Registrant’s Post-Effective Amendment No. 1 to Registration Statement on Form F-3) (File No. 333-158065).

 

  2. First Supplemental Indenture dated as of March  8, 2016 by and among the Registrant, The Bank of New York Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and calculation agent (incorporated herein by reference to Exhibit 4.1 to the Registrant’s Form 6-K (File No. 001-14930) dated March 8, 2016).

 

  3. Second Supplemental Indenture dated as of May  25, 2016 by and among the Registrant, The Bank of New York Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and calculation agent (incorporated herein by reference to Exhibit 4.1 to the Registrant’s Form 6-K (File No. 001-14930) dated May 25, 2016).

 

  4. Fourth Supplemental Indenture dated as of March  13, 2017 by and among the Registrant, the Bank of New York Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and calculation agent (incorporated by reference to Exhibit 4.1 to the Registrant’s Form 6-K (File No. 001-14930) dated March 13, 2017).

 

  5. Sixth Supplemental Indenture dated as of May  18, 2018 by and among the Registrant, the Bank of New York Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and calculation agent (incorporated by reference to Exhibit 4.4 to the Registrant’s Form 6-K (File No. 001-14930) dated May 18, 2018).

 

2 of 4

  6. Seventh Supplemental Indenture dated as of June  19, 2018 by and among the Registrant, the Bank of New York Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and calculation agent (incorporated by reference to Exhibit 4.1 to the Registrant’s Form 6-K (File No. 001-14390) dated June 19, 2018).

 

  7. 4.583% Fixed Rate/Floating Rate Senior Unsecured Notes due 2029 (global registered form).

 

  8. Resolutions of the Board of Directors of the Registrant providing for the issuance of the Senior Unsecured Notes (incorporated by reference to Exhibit 9 to the Registrant’s Form 8-A (File No. 001-14930) dated May 18, 2018).

 

3 of 4

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Registrant: HSBC Holdings plc
By:   /s/ Iain Mackay
Name:   Iain Mackay
Title:   Group Finance Director

Date: June 19, 2018

 

4 of 4