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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 11.12 | 08/06/2005 | A | 76,450 | (2) | 12/04/2010 | Common Stock | 76,450 | (3) | 76,450 | D | ||||
Employee Stock Option (right to buy) | $ 4.89 | 08/06/2005 | A | 52,560 | (4) | 12/18/2009 | Common Stock | 52,560 | (5) | 52,560 | D | ||||
Employee Stock Option (right to buy) | $ 6.1 | 08/06/2005 | A | 18,879 | (7) | 12/07/2010 | Common Stock | 18,879 | (6) | 18,879 | D | ||||
Employee Stock Option (right to buy) | $ 8.35 | 08/06/2005 | A | 30,406 | (8) | 11/29/2008 | Common Stock | 30,406 | (9) | 30,406 | D | ||||
Employee Stock Option (right to buy) | $ 10.79 | 08/06/2005 | A | 59 | (7) | 08/10/2007 | Common Stock | 59 | (11) | 59 | D | ||||
Employee Stock Option (right to buy) | $ 10.79 | 08/06/2005 | A | 30,406 | (7) | 08/10/2008 | Common Stock | 30,406 | (10) | 30,406 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOY BERTRAND 2 SETTLEMENT WAY ACTON, MA 01720 |
Executive V.P. & CAO |
/s/ Bertrand Loy | 08/08/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for 35,467 shares of Mykrolis Corporation common stock in connection with the merger of Mykrolis Corporation into Eagle DE, Inc. pursuant to Agreement and Plan of Merger, dated March 21, 2005 (the "Merger"); pursuant to the Merger Eagle DE, Inc. changed its name to Entegris, Inc. |
(2) | These options vest 25% on 12/4/2004 and quarterly therafter in 12 equal increments. |
(3) | Received in exchange for 55,000 shares of Mykrolis Corporation common stock in connection with the merger of Mykrolis Corporation into Eagle DE, Inc. pursuant to Agreement and Plan of Merger, dated March 21, 2005 (the "Merger"); pursuant to the Merger Eagle DE, Inc. changed its name to Entegris, Inc. |
(4) | These options vest 25% on 12/18/2003 and quarterly therafter in 12 equal increments. |
(5) | Received in the Merger in exchange for an employee stock option to acquire 37,813 shares of Mykrolis Corporation at a price of $6.80 per share. |
(6) | Received in the Merger in exchange for an employee stock option to acquire 13,578 shares of Mykrolis Corporation at a price of $8.48 per share. |
(7) | These options are fully vested. |
(8) | These options vest 25% on 11/29/2002 and quarterly therafter in 12 equal increments. |
(9) | Received in the Merger in exchange for an employee stock option to acquire 21,875 shares of Mykrolis Corporation at a price of $11.60 per share. |
(10) | Received in the Merger in exchange for an employee stock option to acquire 21,875 shares of Mykrolis Corporation at a price of $15.00 per share. |
(11) | Received in the Merger in exchange for an employee stock option to acquire 43 shares of Mykrolis Corporation at a price of $15.00 per share. |