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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant (Right to Buy) | $ 2.95 (1) | 06/19/2012 | J(2) | 247,272 (1) | 06/19/2008 | 06/19/2012 | Common Stock | 247,272 (1) | $ 0 | 0 | I | Owned through wholly-owned corporation | |||
Warrant (Right to Buy) | $ 2.95 (1) | 06/19/2012 | J(2) | 247,272 (1) | 06/19/2008 | 06/19/2014 | Common Stock | 247,272 (1) | $ 0 | 247,272 | I | Owned through wholly-owned corporation |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MacAndrews & Forbes Holdings Inc. 35 EAST 62ND STREET NEW YORK, NY 10065 |
X | X | ||
PERELMAN RONALD O 35 EAST 62ND STREET NEW YORK, NY 10065 |
X | X | ||
MacAndrews & Forbes LLC 35 EAST 62ND STREET NEW YORK, NY 10065 |
X | X |
/s/ Barry F. Schwartz, Executive Vice Chairman | 06/19/2012 | |
**Signature of Reporting Person | Date | |
/s/ Barry F. Schwartz for Ronald O. Perelman pursuant to a Power of Attorney filed with the Securities and Exchange Commission | 06/19/2012 | |
**Signature of Reporting Person | Date | |
/s/ Barry F. Schwartz, Executive Vice Chairman | 06/19/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These warrants to purchase shares of the common stock ("Common Stock") of SIGA Technologies, Inc. ("SIGA") were acquired by MacAndrews & Forbes LLC on June 19, 2008 pursuant to a Letter Agreement, by and between SIGA and MacAndrews & Forbes LLC. These warrants were previously reported at the time of acquisition as the right to buy 238,000 shares of Common Stock at an exercise price of $3.06 per share, but, pursuant to the anti-dilution provisions of the warrants, were adjusted to reflect the effects of certain of SIGA's subsequent issuances. |
(2) | On June 19, 2012, the term of a Warrant Agreement with MacAndrews & Forbes LLC, covering 247,272 shares and initially issued in 2008, was extended to June 19, 2014. |
Remarks: Ronald O. Perelman, a joint filer hereunder, beneficially owns 100% of the common stock of MacAndrews & Forbes Holdings Inc., which beneficially owns 100% of the equity interests of MacAndrews & Forbes LLC, a joint filer hereunder. MacAndrews & Forbes LLC beneficially owns the securities described above. |