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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Subscription Rights (Right to Buy) | $ 0.54 | 11/24/2014 | X | 10,565,831 (1) (2) | 10/31/2014 | 11/25/2014 | Common Stock | 10,565,831 | $ 0 | 0 | I | See Footnote (3) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Melco International Development LTD PENTHOUSE, 38/F, THE CENTRIUM 60 WYNDHAM STREET CENTRAL, K3 0 |
X | |||
| EGT Entertainment Holding Ltd PENTHOUSE, 38/F, THE CENTRIUM 60 WYNDHAM STREET CENTRAL, K3 0 |
X | |||
| Tsui Che Yin, Frank | 11/26/2014 | |
| **Signature of Reporting Person | Date | |
| Tsui Che Yin, Frank | 11/26/2014 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The reporting entities exercised in full their basic subscription rights (each subscription right entitling them to purchase one share of Entertainment Gaming Asia Inc. (EGT) common stock, par value $0.001 per share, at a subscription price equal to $0.54 per share) issued pro rata to holders of EGT common stock on the September 15, 2014 record date for the rights offering, under the basic subscription privilege in the rights offering. The reporting entities will acquire these shares of common stock when issued by EGT at the closing of the rights offering. (Continued to Footnote 2) |
| (2) | Pursuant to the rights offering, the reporting entities have also exercised their over-subscription rights to acquire up to 17,211,842 additional shares of EGT common stock in the rights offering to be issued on a pro rata basis based on the number of shares each over-subscribing stockholder purchased under the basic subscription privilege to the extent any shares offered in the rights offering are not purchased by EGT's stockholders as part of the basic subscription as of the expiration of the rights offering. Any such additional shares, once determined, will be reported by the reporting entities on a subsequent Form 4. |
| (3) | The shares are owned directly by EGT Entertainment Holding Limited. EGT Entertainment Holding Limited is the indirect wholly-owned subsidiary of Melco International Development Limited ("Melco"). Melco is the indirect beneficial owner of the reported securities. The address for EGT Entertainment Holding Limited is Penthouse, 38/F, The Centrium, 60 Wyndham Street, Central Hong Kong. |