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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Oversubscription Rights (Right to Buy) | $ 0.54 | 11/25/2014 | X | 15,496,463 (1) | 10/31/2014 | 11/25/2014 | Common Stock | 15,496,463 | $ 0 | 0 | I | See Note (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Melco International Development LTD PENTHOUSE, 38/F, THE CENTRIUM 60 WYNDHAM STREET CENTRAL, K3 0 |
X | |||
EGT Entertainment Holding Ltd PENTHOUSE, 38/F, THE CENTRIUM 60 WYNDHAM STREET CENTRAL, K3 0 |
X |
Tsui Che Yin, Frank | 11/28/2014 | |
**Signature of Reporting Person | Date | |
Tsui Che Yin, Frank | 11/28/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of shares represents the additional shares of EGT common stock purchased by the reporting entities pursuant to their oversubscription privilege in the rights offering. |
(2) | The shares are owned directly by EGT Entertainment Holding Limited. EGT Entertainment Holding Limited is the indirect wholly-owned subsidiary of Melco International Development Limited ("Melco"). Melco is the indirect beneficial owner of the reported securities. The address for EGT Entertainment Holding Limited is Penthouse, 38/F, The Centrium, 60 Wyndham Street, Central Hong Kong. |