UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Right | Â (1) | 02/08/2022 | Common Stock | 4,300 | $ 22.95 | D | Â |
Stock Appreciation Right | Â (2) | 02/08/2022 | Common Stock | 4,300 | $ 22.95 | D | Â |
Stock Appreciation Right | Â (3) | 02/06/2023 | Common Stock | 4,686 | $ 37.18 | D | Â |
Stock Appreciation Right | Â (4) | 02/06/2023 | Common Stock | 6,250 | $ 37.18 | D | Â |
Stock Appreciation Right | Â (5) | 02/05/2024 | Common Stock | 2,500 | $ 47.97 | D | Â |
Stock Appreciation Right | Â (6) | 02/05/2024 | Common Stock | 5,000 | $ 47.97 | D | Â |
Stock Appreciation Right | Â (7) | 02/04/2025 | Common Stock | 7,000 | $ 68.96 | D | Â |
Stock Appreciation Right | Â (8) | 01/29/2026 | Common Stock | 5,170 | $ 69.58 | D | Â |
Restricted Stock Units | 02/06/2017 | 02/06/2023 | Common Stock | 514 | $ (9) | D | Â |
Restricted Stock Units | Â (10) | 02/05/2024 | Common Stock | 876 | $ (9) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Torres Kathryn A. ONE PARK PLAZA NASHVILLE, TN 37203 |
 |  |  SVP- Employer&Payer Engagement |  |
/s/ Kevin A. Ball, Attorney-in-Fact | 07/28/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vested at the end of fiscal years 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets. |
(2) | The stock appreciation rights vested in two equal annual installments beginning on February 8, 2015. |
(3) | On February 6, 2013, the reporting person was granted 6,250 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2013, 2014 and 2015 was met, resulting in the vesting of 4,686 stock appreciation rights. |
(4) | The stock appreciation rights vest in four equal annual installments beginning on February 6, 2014. |
(5) | On February 5, 2014, the reporting person was granted 5,000 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2014 and 2015 was met, resulting in the vesting of 2,500 stock appreciation rights. |
(6) | The stock appreciation rights vest in four equal annual installments beginning on February 5, 2015. |
(7) | The stock appreciation rights vest in four equal annual installments beginning on February 4, 2016. |
(8) | The stock appreciation rights vest in four equal annual installments beginning on January 29, 2017. |
(9) | Each restricted stock unit represents a contingent right to receive one share of HCA Holdings, Inc. common stock. |
(10) | The restricted stock units vest in two equal annual installments beginning February 5, 2017. |