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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Units | (8) | (9) | (9) | Common Stock | 19,018 | 19,018 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SLAVIK JAMES D 100 GRAINGER PARKWAY LAKE FOREST, IL 60045 |
X |
Hugo Duboboy, Jr., as attorney-in-fact | 02/01/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held by trusts of which Mr. Slavik is a beneficiary and trustee or co-trustee. |
(2) | Shares held by or FBO Mr. Slavik's children. Mr. Slavik disclaims beneficial ownership of such shares. |
(3) | Shares held by corporation of which Mr. Slavik is a shareholder, director & officer. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest. |
(4) | Shares held by trusts of which Mr. Slavik is a trustee or co-trustee. Mr. Slavik disclaims beneficial ownership of such shares. |
(5) | On January 31, 2015, Mr. Slavik sold to certain family trusts equity interests constituting approximately 0.38% of Emerald Bay Ventures II, LLC ("Emerald Bay"), which owns 255,686 shares of common stock of W.W. Grainger, Inc. (the "Company"). |
(6) | Shares owned by Emerald Bay of which Mr. Slavik is a member and the sole manager. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest. |
(7) | On March 31, 2015, Mr. Slavik sold to certain family trusts equity interests constituting approximately 9.17% of Emerald Bay, which owns 255,686 shares of common stock of the Company. |
(8) | 1-for-1 |
(9) | The stock units are expected to settle in shares of common stock on a one-for-one basis following termination of service as a director. |