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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (right to buy) | $ 15.09 | 03/21/2013 | M | 15,902 | (1) | 02/17/2014 | Ordinary Shares | 15,902 | $ 0 | 0 | D | ||||
Incentive Stock Option (right to buy) | $ 30.18 | 03/21/2013 | M | 5,299 | (1) | 02/17/2014 | Ordinary Shares | 5,299 | $ 0 | 0 | D | ||||
Incentive Stock Option (right to buy) | $ 45.27 | 03/21/2013 | M | 5,299 | (1) | 02/17/2014 | Ordinary Shares | 5,299 | $ 0 | 0 | D | ||||
Incentive Stock Option (right to buy) | $ 19.37 | 03/21/2013 | M | 12,583 | (2) | 02/26/2017 | Ordinary Shares | 12,583 | $ 0 | 0 | D | ||||
Incentive Stock Option (right to buy) | $ 7.96 | 03/21/2013 | M | 7,040 | (3) | 05/15/2018 | Ordinary Shares | 7,040 | $ 0 | 0 | D | ||||
Incentive Stock Option (right to buy) | $ 1.25 | 03/21/2013 | M | 182 | (4) | 01/20/2019 | Ordinary Shares | 182 | $ 0 | 0 | D | ||||
Incentive Stock Option (right to buy) | $ 11.48 | 03/21/2013 | M | 2,177 | (5) | 03/07/2020 | Ordinary Shares | 2,177 | $ 0 | 15,243 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COZADD BRUCE C C/O JAZZ PHARMACEUTICALS PLC CONNAUGHT HOUSE, 1 BURLINGTON RD, FL. 4 DUBLIN 4, L2 |
X | Chairman and CEO |
/s/ Larissa Schwartz as attorney in fact for Bruce Cozadd | 03/22/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option fully vested on February 18, 2008. |
(2) | This option fully vested on February 27, 2012. |
(3) | This option fully vested on April 8, 2012. |
(4) | This option fully vested on January 21, 2012. |
(5) | Following the reported transaction, the remaining ordinary shares subject to this option vest with respect to 6,533 shares in nine equal monthly installments from April 8, 2013 to December 8, 2013 and with respect to 8,710 shares in three equal monthly installments from January 8, 2014 to March 8, 2014. |