Page 1 of 10 | ||
|
1. |
NAME OF REPORTING PERSONS
Firsthand Capital Management, Inc.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
77-0449623 | ||||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
a. o
b. o | ||||
3. |
SEC USE ONLY
| ||||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
California | ||||
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
5. |
SOLE VOTING POWER
1,089,300 | |||
6. |
SHARED VOTING POWER
0 | ||||
7. |
SOLE DISPOSITIVE POWER
1,089,300 | ||||
8. |
SHARED DISPOSITIVE POWER
0 | ||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,089,300 | ||||
10. |
CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
o
| |||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.95% | ||||
12. |
TYPE OF REPORTING PERSON (See Instructions)
IA, CO |
Page 2 of 10 | ||
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1. |
NAME OF REPORTING PERSONS
Firsthand Funds on behalf of its series, as follows:
Firsthand Technology Value Fund
Firsthand Technology Leaders Fund Firsthand Technology Innovators Fund Firsthand e-Commerce Fund Firsthand Global Technology Fund I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
77-6100553
31-1576988
77-0484956
77-0522622
06-1588825 | |||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
a. o
b. o | |||
3. |
SEC USE ONLY
| |||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
5. |
SOLE VOTING POWER
1,089,300 | ||
6. |
SHARED VOTING POWER
0 | |||
7. |
SOLE DISPOSITIVE POWER
1,089,300 | |||
8. |
SHARED DISPOSITIVE POWER
0 | |||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,089,300 | |||
10. |
CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
o
| ||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.95% | |||
12. |
TYPE OF REPORTING PERSON (See Instructions)
IV |
Page 3 of 10 | ||
|
1. |
NAME OF REPORTING PERSONS
Landis, Kevin Michael
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
N/A | |||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
a. o
b. o | |||
3. |
SEC USE ONLY
| |||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
5. |
SOLE VOTING POWER
1,089,300 | ||
6. |
SHARED VOTING POWER
0 | |||
7. |
SOLE DISPOSITIVE POWER
1,089,300 | |||
8. |
SHARED DISPOSITIVE POWER
0 | |||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,089,300 | |||
10. |
CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
o
| ||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.95% | |||
12. |
TYPE OF REPORTING PERSON (See Instructions)
HC (Control Person), IN |
Page 4 of 10 | ||
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Page 5 of 10 | ||
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Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | |||
(a) |
o |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) |
o |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) |
o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) |
x |
Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8). | |
(e) |
x |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | |
(f) |
o |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(ii)(F). | |
(g) |
x |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | |
(h) |
o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | |
(i) |
o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). | |
(j) |
o |
Group in accordance with § 240.13d-1(b)(ii)(J). |
Page 6 of 10 | ||
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Item 10. | Certification: |
(a) | The following certification shall be included if the statement is filed pursuant to § 240.13d-1(b): |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE |
|||
Date: 01/21/2005 | FIRSTHAND CAPITAL MANAGEMENT, INC | ||
/s/ Kevin M Landis | |||
Kevin M. Landis, President | |||
FIRSTHAND FUNDS | |||
/s/ Kevin M Landis | |||
Kevin M. Landis, Trustee | |||
/s/ Kevin M Landis | |||
Kevin M. Landis, Control Person |
Page 7 of 10 | ||
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Name
|
Classification
|
Firsthand Capital Management, Inc. (FCM") |
Investment adviser registered under the Investment Advisers Act of 1940, as amended.
|
Firsthand Funds on behalf of its series, as follows (Firsthand):
Firsthand Technology Value Fund
Firsthand Technology Leaders Fund
Firsthand Technology Innovators Fund
Firsthand e-Commerce Fund
Firsthand Global Technology Fund |
Investment company registered under the Investment Company Act of 1940, as amended.
|
Kevin Michael Landis (Landis)
|
A control person of FCM and Firsthand.
|
Page 8 of 10 | ||
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SIGNATURE |
|||
Date: 01/21/2005 | FIRSTHAND CAPITAL MANAGEMENT, INC | ||
/s/ Kevin M Landis | |||
Kevin M. Landis, President | |||
FIRSTHAND FUNDS | |||
/s/ Kevin M Landis | |||
Kevin M. Landis, Trustee | |||
/s/ Kevin M Landis | |||
Kevin M. Landis, Control Person |
Page 9 of 10 | ||
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Page 10 of 10 | ||
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