UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | Â (1) | 02/16/2020 | Common Stock | 1,050 | $ 7.77 | D | Â |
Stock Option | Â (2) | 03/01/2021 | Common Stock | 11,250 | $ 3.41 | D | Â |
Stock Option | Â (3) | 03/02/2022 | Common Stock | 14,584 | $ 5.58 | D | Â |
Stock Option | Â (4) | 03/06/2023 | Common Stock | 12,453 | $ 7.09 | D | Â |
Stock Option | Â (5) | 05/02/2024 | Common Stock | 45,000 | $ 6.59 | D | Â |
Stock Option | Â (6) | 04/22/2025 | Common Stock | 75,000 | $ 7.74 | D | Â |
Stock Option | Â (7) | 05/13/2026 | Common Stock | 50,000 | $ 1.46 | D | Â |
Stock Option | Â (8) | 03/08/2027 | Common Stock | 50,000 | $ 3.29 | D | Â |
Restricted Stock Units | Â (9) | Â (9) | Common Stock | 16,000 | $ (10) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Simmons Darren 7250 S. TENAYA WAY SUITE 100 LAS VEGAS, NV 89113 |
 |  |  EVP |  |
/s/ Darren Simmons by Todd A. Valli, Attorney-in-Fact | 03/15/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents an option to purchase 1,050 shares of the Company's common stock, which have vested in 1/4 of shares at anniversary of the grant, and thereafter 1/36th of the remaining shares subject to the option grant vested on each monthly anniversary date of the option grant of February 16, 2010. |
(2) | Represents an option to purchase 11,250 shares of the Company's common stock, which have vested in 1/4 of shares at anniversary of the grant, and thereafter 1/36th of the remaining shares subject to the option grant vested on each monthly anniversary date of the option grant of March 1, 2011. |
(3) | Represents an option to purchase 14,584 shares of the Company's common stock, which have vested in 1/4 of shares at anniversary of the grant, and thereafter 1/36th of the remaining shares subject to the option grant vested on each monthly anniversary date of the option grant of March 2, 2012. |
(4) | Represents an option to purchase 12,453 shares of the Company's common stock, which have vested in 1/4 of shares at anniversary of the grant, and thereafter 1/36th of the remaining shares subject to the option grant vested on each monthly anniversary date of the option grant of March 6, 2013. |
(5) | Represents an option to purchase 45,000 shares of the Company's common stock, which have vested in equal installments on each of the first four anniversary dates of the grant of May 2, 2014. |
(6) | Represents an option to purchase 75,000 shares of the Company's common stock, which will vest in equal installments on each of the first four anniversary dates of the grant of April 22, 2015. |
(7) | Represents an option to purchase 50,000 shares of the Company's common stock, which will vest in equal installments on each of the first four anniversary dates of the grant of May 13, 2016. |
(8) | Represents an option to purchase 50,000 shares of the Company's common stock, which will vest in equal installments on each of the first four anniversary dates of the grant of March 8, 2017. |
(9) | Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates of the grant of May 22, 2018. |
(10) | Each restricted stock unit represents a contingent right to receive one share of common stock. |
 Remarks: Exhibit 24 - Limited Power of Attorney |