For the month ended (dd/mm/yyyy) :
|
31/08/2017
|
Name of Issuer
|
Huaneng Power International, Inc
|
||
Date Submitted
|
01/09/2017
|
(1) Stock code :
|
902
|
Description :
|
“H” share listed in H.K.
“ADR” listed in N.Y. |
||||||
No. of ordinary shares
|
Par value
(RMB)
|
Authorised share capital
(RMB)
|
|||||||
Balance at close of preceding month
|
4,700,383,440
|
1.00
|
4,700,383,440
|
||||||
Increase/(decrease)
|
0
|
0
|
|||||||
Balance at close of the month
|
4,700,383,440
|
1.00
|
4,700,383,440
|
||||||
(2) Stock code :
|
600011
|
Description :
|
“A” share listed in Shanghai
|
||||||
No. of ordinary shares
|
Par value
(RMB)
|
Authorised share capital
(RMB)
|
|||||||
Balance at close of preceding month
|
10,500,000,000
|
1.00
|
10,500,000,000
|
||||||
Increase/(decrease)
|
0
|
0
|
|||||||
Balance at close of the month
|
10,500,000,000
|
1.00
|
10,500,000,000
|
||||||
Stock code :
|
N/A
|
Description :
|
||||||||
No. of
preference shares |
Par value
(State currency)
|
Authorised share capital
(State currency)
|
||||||||
Balance at close of preceding month
|
||||||||||
Increase/(decrease)
|
||||||||||
Balance at close of the month
|
||||||||||
Stock code :
|
N/A
|
Description :
|
||||||||
No. of other
classes of shares |
Par value
(State currency)
|
Authorised share capital
(State currency)
|
||||||||
Balance at close of preceding month
|
||||||||||
Increase/(decrease)
|
||||||||||
Balance at close of the month
|
||||||||||
Total authorised share capital at the end of the month (RMB) :
|
15,200,383,440
|
No. of ordinary shares
|
No of preference shares
|
No. of other classes of shares
|
||||||
(1)
|
(2)
|
|||||||
Balance at close of preceding month
|
4,700,383,440
|
10,500,000,000
|
N/A
|
N/A
|
||||
Increase/ (decrease) during the month
|
0
|
0
|
||||||
Balance at close of the month
|
4,700,383,440
|
10,500,000,000
|
||||||
Particulars of share option scheme
including EGM approval date
(dd/mm/yyyy) and class of shares issuable
|
Movement during the month
|
No. of new shares of issuer issued during the month pursuant thereto
|
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
|
||||||||||||||||||
Granted
|
Exercised
|
Cancelled
|
Lapsed
|
||||||||||||||||||
1.
|
|||||||||||||||||||||
( / / )
|
|||||||||||||||||||||
shares
|
|||||||||||||||||||||
(Note 1)
|
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2.
|
|||||||||||||||||||||
( / / )
|
|||||||||||||||||||||
shares
|
|||||||||||||||||||||
(Note 1)
|
|||||||||||||||||||||
3.
|
|||||||||||||||||||||
( / / )
|
|||||||||||||||||||||
shares
|
|||||||||||||||||||||
(Note 1)
|
|||||||||||||||||||||
Total A. (Ordinary shares)
|
|||||||||||||||||||||
(Preference shares)
|
|||||||||||||||||||||
(Other class)
|
|||||||||||||||||||||
Total funds raised during the month from exercise of options (State currency)
|
|||||||||||||||||||||
Description of warrants
(Date of expiry - dd/mm/yyyy)
|
Currency of nominal value
|
Nominal value at close of preceding month
|
Exercised during the month
|
Nominal value at close of the month
|
No. of new shares of issuer issued during the month pursuant thereto
|
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
|
|||||||||||||
1.
|
|||||||||||||||||||
( / / )
|
|||||||||||||||||||
Stock code (if listed)
|
☑
|
||||||||||||||||||
Class of shares issuable (Note 1)
|
☑
|
||||||||||||||||||
Subscription price
|
☑
|
||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy)
|
( / / )
|
☑
|
|||||||||||||||||
2.
|
|||||||||||||||||||
( / / )
|
|||||||||||||||||||
Stock code (if listed)
|
☑
|
||||||||||||||||||
Class of shares issuable (Note 1)
|
☑
|
||||||||||||||||||
Subscription price
|
☑
|
||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy)
|
( / / )
|
☑
|
|||||||||||||||||
3.
|
|||||||||||||||||||
( / / )
|
|||||||||||||||||||
Stock code (if listed)
|
☑
|
||||||||||||||||||
Class of shares issuable (Note 1)
|
☑
|
||||||||||||||||||
Subscription price
|
☑
|
||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy)
|
( / / )
|
☑
|
|||||||||||||||||
4.
|
|||||||||||||||||||
( / / )
|
|||||||||||||||||||
Stock code (if listed)
|
☑
|
||||||||||||||||||
Class of shares issuable (Note 1)
|
☑
|
||||||||||||||||||
Subscription price
|
☑
|
||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy)
|
( / / )
|
☑
|
|||||||||||||||||
Total B. (Ordinary shares)
|
|||||||||||||||||||
(Preference shares)
|
|||||||||||||||||||
(Other class)
|
|||||||||||||||||||
Class and description
|
Currency of amount outstanding
|
Amount at close of preceding month
|
Converted during the month
|
Amount at close of the month
|
No. of new shares of issuer issued during the month pursuant thereto
|
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
|
|||||||||||||||
1.
|
|||||||||||||||||||||
Stock code (if listed)
|
|||||||||||||||||||||
Class of shares issuable (Note 1)
|
|||||||||||||||||||||
Subscription price
|
|||||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy))
|
( / / )
|
||||||||||||||||||||
2.
|
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Stock code (if listed)
|
|||||||||||||||||||||
Class of shares issuable (Note 1)
|
|||||||||||||||||||||
Subscription price
|
|||||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy)
|
( / / )
|
||||||||||||||||||||
3.
|
|||||||||||||||||||||
Stock code (if listed)
|
|||||||||||||||||||||
Class of shares issuable (Note 1)
|
|||||||||||||||||||||
Subscription price
|
|||||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy)
|
( / / )
|
||||||||||||||||||||
4.
|
|||||||||||||||||||||
Stock code (if listed)
|
|||||||||||||||||||||
Class of shares issuable (Note 1)
|
|||||||||||||||||||||
Subscription price
|
|||||||||||||||||||||
EGM approval date
(if applicable)
(dd/mm/yyyy)
|
( / / )
|
||||||||||||||||||||
Total C. (Ordinary shares)
|
|||||||||||||||||||||
(Preference shares)
|
|||||||||||||||||||||
(Other class)
|
|||||||||||||||||||||
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:
|
No. of new shares of issuer issued during the month pursuant thereto
|
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
|
||
1.
|
||||
( / / )
|
||||
Ordinary shares (Note 1)
|
||||
2.
|
||||
( / / )
|
||||
Ordinary shares (Note 1)
|
||||
3.
|
||||
( / / )
|
||||
Ordinary shares (Note 1)
|
||||
Total D. (Ordinary shares)
|
||||
(Preference shares)
|
||||
(Other class)
|
||||
Type of Issue
|
No. of new shares of issuer issued during the month pursuant thereto
|
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
|
||||||||||
1. Rights issue
|
At price :
|
State currency
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||
2. Open offer
|
At price :
|
State currency
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||
3. Placing
|
At price :
|
State currency
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||
4. Bonus issue
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||||
Type of Issue
|
No. of new shares of issuer issued during the month pursuant thereto
|
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
|
||||||||||
5. Scrip dividend
|
At price :
|
State currency
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||
6. Repurchase of shares
|
Class of shares repurchased (Note 1)
Cancellation date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||||
7. Redemption of shares
|
Class of shares redeemed (Note 1)
Redemption date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||||
8. Consideration issue
|
At price :
|
State currency
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
||||||||
Type of Issue
|
No. of new shares of issuer issued during the month pursuant thereto
|
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
|
|||||||||||||
9. Capital reorganisation
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
|||||||||||||
10. Other
(Please specify)
|
At price :
|
State currency
|
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
|
________
( / / )
( / / )
|
|||||||||||
Total E. (Ordinary shares)
|
|||||||||||||||
(Preference shares)
|
|||||||||||||||
(Other class)
|
|||||||||||||||
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)
|
0
|
(2)
|
0
|
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):
|
N/A
|
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):
|
N/A
|
(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)
|
Submitted by:
|
Huang Chaoquan
|
|
Title:
|
Secretary of the Board of Directors
|
|
(Director, Secretary or other duly authorised officer)
|
1. |
State the class of shares (e.g. ordinary, preference or other).
|
2. |
If there is insufficient space, please append the prescribed continuation sheet.
|
Name: |
Huang Chaoquan
|
Title: |
Company Secretary
|